Fundraising Fox

Process Unity

Concord, US · Delaware corporation · 3 known investors

processunity.com ↗

ProcessUnity provides a third-party risk management platform that enables risk and compliance teams to monitor vendor compliance, manage risk assessments, and respond to audit requests. The platform centralizes risk data and helps organizations stay current with regulatory changes.

AI & Machine LearningCybersecurityEnterprise SoftwareLegalTechSaaSin /processunity@ProcessUnity

Founders & leadership

PF
PAUL FERGUSONDirector
TA
TODD A. STONEExecutive Officer, Director
MC
MICHAEL COLLEARYDirector
JS
JAMES SCOTT CURVEYDirector
AS
ANDREW SHIELDSDirector

Investors · 3

ClearSkyWest Palm Beach
Golub GrowthChicago
Long Ridge Equity PartnersreportedNew York · $25M – $150M

Reported raises · per SEC filings

Form D private placements
▶$1.1MraisedJul 2018 · 7 investors · Other Technology
Rule 506(b)
Officers, directors & promoters on the filing
  • RICHARD WASTCOATDirector
  • JAMES SCOTT CURVEYDirector
  • TODD A STONEExecutive Officer, Director
  • SEAN CRONINExecutive Officer, Director
  • ANDREW SHIELDSDirector
Offering amount
$1.1M
Amount sold
$1.1M
First sale
Mar 2018
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$500KraisedDec 2017 · 16 investors · Other Technology
Rule 506(b)
Officers, directors & promoters on the filing
  • ANDREW SHIELDSDirector
  • RICHARD WASTCOATDirector
  • TODD A STONEExecutive Officer, Director
  • SEAN CRONINExecutive Officer
  • JAMES SCOTT CURVEYDirector
Offering amount
$500K
Amount sold
$500K
First sale
Dec 2017
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$6MraisedNov 2016 · 15 investors · Other Technology
Rule 506(b)
Officers, directors & promoters on the filing
  • TODD A. STONEExecutive Officer, Director
  • MICHAEL COLLEARYDirector
  • PAUL FERGUSONDirector
  • SEAN CRONINExecutive Officer
  • JAMES SCOTT CURVEYDirector
  • ANDREW SHIELDSDirector
Offering amount
$6M
Amount sold
$6M
First sale
Feb 2016
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$200KraisedMar 2016 · 4 investors · Other Technology
Rule 506(b)
Officers, directors & promoters on the filing
  • TODD A. STONEExecutive Officer, Director
  • ANDREW SHIELDSDirector
  • JAMES SCOTT CURVEYDirector
  • MICHAEL COLLEARYDirector
  • SEAN CRONINExecutive Officer
  • PAUL FERGUSONDirector
Offering amount
$200K
Amount sold
$200K
First sale
Jan 2016
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$5.9MraisedSep 2015 · 27 investors · Other Technology
Rule 506(b)
Officers, directors & promoters on the filing
  • MICHAEL COLLEARYDirector
  • JAMES SCOTT CURVEYDirector
  • PAUL FERGUSONDirector
  • TODD A. STONEExecutive Officer, Director
  • ANDREW SHIELDSDirector
Offering amount
$5.9M
Amount sold
$5.9M
First sale
Sep 2015
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$3MraisedJun 2015 · 16 investors · Other Technology
Rule 506(b)
Officers, directors & promoters on the filing
  • PAUL FERGUSONDirector
  • TODD A. STONEExecutive Officer, Director
  • MICHAEL COLLEARYDirector
  • JAMES SCOTT CURVEYDirector
  • ANDREW SHIELDSDirector
Offering amount
$3M
Amount sold
$3M
First sale
Jun 2015
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗

Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.

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