Upguard
Mountain View, US · Founded 2012 · Delaware corporation · 7 known investors
UpGuard provides a platform for managing cybersecurity risk, including third-party vendor and supply chain risk assessment. It is aimed at organizations seeking to evaluate and monitor the security posture of their vendors.
AI & Machine LearningCybersecurityEnterprise SoftwareSaaS
Founders & leadership
Upguard was founded in 2012 by Alan Sharp-Paul and Michael Baukes.
AS

Alan Sharp-PaulCo-founder
MB
Michael BaukesCo-founder
SP
Scott PetryNamed on SEC filing
CC
Chris CooperNamed on SEC filing
HH
Hamish HawthorneNamed on SEC filing
MB
Mike BaukesinCEO & Co-Founder
Board
VM

Investors · 7
500 GlobalSan Francisco · $150K
August CapitalSan Francisco Bay Area · $1M – $15M
Springcoast Capital PartnersNew York · $25M – $100M
Square Peg CapitalMelbournevia Paul · led
Pelion Venture PartnersreportedSalt Lake City · $1M – $20M
Also in the syndicate · 2
Springcoast CapitalleadSquare Peg
Funding
SEC filings, press & company announcements$27.8M disclosed across 2 of 3 rounds · 2014–2026
- Undisclosed amountSeries CFeb 2026
Springcoast Capital (lead), August Capital, Pelion Venture Partners, Square Peg
Source ↗
▶$19MraisedJun 2021 · 6 investors · Other TechnologyRule 506(b)
▶$19MraisedJun 2021 · 6 investors · Other Technology
Rule 506(b)Officers, directors & promoters on the filing
- Vivek MehraDirector
- Scott PetryDirector
- Alan Sharp-PaulExecutive Officer, Director
- Chris CooperDirector
- Michael BaukesExecutive Officer, Director, Promoter
- Offering amount
- $19M
- Amount sold
- $19M
- First sale
- May 2021
- Incorporated
- Corporation, Delaware
- Federal exemptions
- 06b
▶$8.7MraisedAug 2014 · 18 investors · Other TechnologyRule 506(b)
▶$8.7MraisedAug 2014 · 18 investors · Other Technology
Rule 506(b)Officers, directors & promoters on the filing
- Michael BaukesExecutive Officer, Director
- Hamish HawthorneDirector
- Alan Sharp-PaulExecutive Officer, Director
- Offering amount
- $8.7M
- Amount sold
- $8.7M
- First sale
- Jul 2014
- Incorporated
- Corporation, Delaware, 2012
- Federal exemptions
- 06b
Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.
Competitors · 10
by search overlapNetezza9455 shared keywordsIBM is a global technology company whose business spans enterprise software (including Red Hat, HashiCorp, and Confluent), IT infrastructure such as mainframes, servers, and storage, and IT consulting services. The company is also investing heavily in quantum computing and AI-based enterprise offerings, including its Lightwell open-source software security clearinghouse and the Anderon quantum wafer foundry.
Sentinel One6398 shared keywordsSentinelOne provides an AI-powered cybersecurity platform for enterprises that integrates endpoint protection, threat detection, and incident response capabilities. The company serves large enterprises, including many Fortune 500 organizations, to protect against cyber threats at scale.
Check Point Software5922 shared keywordsCheck Point Software Technologies is a cybersecurity company providing security products and solutions. This page is its investor relations section, containing annual reports, SEC filings, financial results, and corporate governance information.
Crowdstrike5922 shared keywordsCrowdStrike provides an AI-native cybersecurity platform that unifies endpoint, identity, cloud, SaaS, and AI protection to detect and stop breaches for enterprise organizations. It combines automated response with human-led security operations including managed detection and response, threat hunting, and security services.
Palo Alto Networks5898 shared keywordsPalo Alto Networks provides cybersecurity platforms and services to protect organizations' digital infrastructure across cloud, network, and security operations. The company serves enterprise organizations, governments, financial institutions, utilities, and healthcare providers globally.
Cloudflare Turnstile5391 shared keywordsCloudflare provides a global cloud network platform delivering security, performance, and development services through sixty-plus integrated services including SASE, application security, and full-stack development infrastructure.
illusive networks5220 shared keywordsProofpoint offers a suite of enterprise security and compliance products that protect people, email, cloud apps, and data from human-centric cyber threats using machine learning and AI. Its tools also cover data loss prevention, communications archiving, e-discovery, compliance supervision, identity threat detection, and security awareness training.
Security Scorecard5060 shared keywordsSecurityScorecard provides third-party risk management (TPRM) software using AI to help organizations identify, monitor, and mitigate cybersecurity risks across their supply chain and vendor networks. The platform serves enterprises managing extended supply chain security risks.
Splunk4090 shared keywordsSplunk offers a unified platform for security and observability that ingests and analyzes large-scale data across hybrid cloud environments. Its tools support security operations centers with analytics and automated response, and help teams monitor application and infrastructure performance.
Imperva3773 shared keywordsImperva provides cybersecurity solutions to protect customers from cyberattacks across applications, data, and identities during digital transformation. The company serves enterprise customers including major financial institutions, telecom providers, and Fortune 100 companies.
Companies competing with Upguard for the same Google search keywords, organic and paid, via search-intersection analysis.
In the news
Frequently asked questions
- What does Upguard do?
- UpGuard provides a platform for managing cybersecurity risk, including third-party vendor and supply chain risk assessment. It is aimed at organizations seeking to evaluate and monitor the security posture of their vendors.
- Who founded Upguard?
- Upguard was founded by Alan Sharp-Paul, Michael Baukes in 2012.
- Who are Upguard's investors?
- Upguard's investors include 500 Global, August Capital, Springcoast Capital Partners, Square Peg Capital, Pelion Venture Partners.
- How much funding has Upguard raised?
- Upguard has disclosed $27.8M raised across 2 of its 3 known rounds.
- Where is Upguard headquartered?
- Upguard is headquartered in Mountain View, US.

