Jonathan Liu
InvestorDeputy Chief Compliance Officer at The Chernin Group (TCG Crypto)
Los Angeles, California, United States
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About
Deputy Chief Compliance Officer at TCG, previously a regulatory consultant at IQ-EQ and Kroll advising private equity, venture capital, hedge funds and digital asset managers on compliance.
Experience
- TCG (The Chernin Group)Deputy Chief Compliance Officercurrent2025 — presentLos Angeles, California, United States
- TCG (The Chernin Group)Senior Director, Compliance2024 — 2025Los Angeles, California, United States
- TCG (The Chernin Group)Director of Compliance2021 — 2023Los Angeles, California, United States
- Constellation, part of IQ-EQManager, Regulatory & Compliance Consulting2021Los Angeles
- Constellation, part of IQ-EQSenior Associate, Regulatory & Compliance Consulting2020 — 2021Los Angeles, California, United States
- Duff & PhelpsSenior Associate, Compliance & Regulatory Consulting2020Los Angeles Metropolitan Area
- Duff & PhelpsAnalyst, Compliance & Regulatory Consulting2018 — 2020Los Angeles, California, United States
- Electronic Transaction Clearing, IncCompliance Associate2017 — 2018Los Angeles Metropolitan Area
Skills & more
+7 more
Environmental, Social, and Governance (ESG)IT ManagementU.S. SEC FilingsRegulatory ComplianceCompliance AdvisoryCompliance MonitoringFinancial RegulationLanguages Cantonese · English · Mandarin
- Series 7 - General Securities Representative — FINRA
From Jonathan's professional profile.
Colleagues at The Chernin Group (TCG Crypto)
Frequently asked questions
- Who is Jonathan Liu?
- Deputy Chief Compliance Officer at TCG, previously a regulatory consultant at IQ-EQ and Kroll advising private equity, venture capital, hedge funds and digital asset managers on compliance.
- Where does Jonathan Liu work?
- Jonathan Liu is Deputy Chief Compliance Officer at The Chernin Group (TCG Crypto).
- Where did Jonathan Liu go to school?
- Jonathan Liu studied at UCLA (Bachelor of Arts (BA), Economics & Global Studies).
Same school
Also attended UCLA1,017
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Shared employers
Also worked at TCG (The Chernin Group)31
+ 25 more
Also worked at Duff & Phelps40
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