Fundraising Fox

Jonathan Liu

Investor

Deputy Chief Compliance Officer at The Chernin Group (TCG Crypto)

Los Angeles, California, United States

Find your path to Jonathan

75 people in our graph share verified history with Jonathan β€” schools, employers, funds. One of them is your warm intro.

Jasmine YangunlockedJonathan: together at Duff & Phelps (2018)
Γ—3Jonathan: together at The Chernin Group
Γ—5Jonathan: together at Duff & Phelps
Γ—3Jonathan: together at The Chernin Group (TCG Crypto)

About

Deputy Chief Compliance Officer who was previously a regulatory consultant at IQ-EQ and Kroll advising alternative asset managers, and began his career at broker-dealer Electronic Transaction Clearing.

Experience

  1. TCG (The Chernin Group)Deputy Chief Compliance Officercurrent2025 β€” presentLos Angeles, California, United States
  2. TCG (The Chernin Group)Senior Director, Compliance2024 β€” 2025Los Angeles, California, United States
  3. TCG (The Chernin Group)Director of Compliance2021 β€” 2023Los Angeles, California, United States
  4. Constellation, part of IQ-EQManager, Regulatory & Compliance Consulting2021Los Angeles
  5. Constellation, part of IQ-EQSenior Associate, Regulatory & Compliance Consulting2020 β€” 2021Los Angeles, California, United States
  6. Duff & PhelpsSenior Associate, Compliance & Regulatory Consulting2020Los Angeles Metropolitan Area
  7. Duff & PhelpsAnalyst, Compliance & Regulatory Consulting2018 β€” 2020Los Angeles, California, United States
  8. Electronic Transaction Clearing, IncCompliance Associate2017 β€” 2018Los Angeles Metropolitan Area

Skills & more

Form PFForm ADVPrivate EquityVendor ManagementCorporate FundraisingPrivate Equity FundingInvestor RelationsSecurities RegulationDiversity, Equality, and Inclusion (DEI)U.S. Securities and Exchange Commission (SEC)CybersecurityBusiness Continuity
+7 moreEnvironmental, Social, and Governance (ESG)IT ManagementU.S. SEC FilingsRegulatory ComplianceCompliance AdvisoryCompliance MonitoringFinancial Regulation

Languages Cantonese Β· English Β· Mandarin

  • Series 7 - General Securities Representative β€” FINRA

From Jonathan's professional profile.

Colleagues at The Chernin Group (TCG Crypto)

Frequently asked questions

Who is Jonathan Liu?
Deputy Chief Compliance Officer who was previously a regulatory consultant at IQ-EQ and Kroll advising alternative asset managers, and began his career at broker-dealer Electronic Transaction Clearing.
Where does Jonathan Liu work?
Jonathan Liu is Deputy Chief Compliance Officer at The Chernin Group (TCG Crypto).
Where did Jonathan Liu go to school?
Jonathan Liu studied at UCLA (Bachelor of Arts (BA), Economics & Global Studies).

Same school

Shared employers