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Della Richardson

Investor

Chief Compliance Officer, Deputy General Counsel at Haveli Investments

New York City Metropolitan Area

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About

Della Richardson is Deputy General Counsel and Chief Compliance Officer at Haveli Investments. She is a corporate and regulatory attorney whose experience spans a beauty start-up, an alternative investments firm, law firms, and the U.S. Securities and Exchange Commission. Her practice has included advising state- and SEC-registered investment advisors, broker-dealers, private equity and venture capital funds, hedge funds, and real estate funds on legal and regulatory matters.

Experience

  1. Haveli InvestmentsDeputy General Counsel and Chief Compliance Officercurrent2021 — present
  2. OYW LLCManaging Director and General Counsel2018 — 2021Washington D.C. Metro Area
  3. TPGDeputy General Counsel & Deputy Chief Compliance Officer2012 — 2018New York, New York
  4. Carter Ledyard & Milburn LLPSenior Associate Broker-Dealer, Investment Adviser & Hedge Funds2006 — 2012
  5. Sullivan & Cromwell LLPAssociate (Broker Dealer, FINRA, State Securities Laws)2000 — 2006
  6. U.S. Securities and Exchange CommissionAttorney - Division of Enforcement1997 — 2000

Skills & more

Securities16Securities Regulation14Due Diligence12Private Equity11Hedge Funds13Capital Markets7Investments5Equities5Investment Advisory3Private Placements6AML2Licensing3
+10 moreIPOLegal ResearchFinancial RegulationCorporate FinanceBroker-DealerAnti Money LaunderingCorporate GovernanceCorporate LawFINRASEC

From Della's professional profile.

Colleagues at Haveli Investments

Aaron Deutsch
Investor at Haveli Investments
Afaf Ibraheem Warren
Investor at Haveli Investments
Alex Capretta
Investor at Haveli Investments
Alexander Moore
Compliance Manager at Haveli Investments
Alexandra Siwulec
Investor at Haveli Investments
Anna Smith
Investor at Haveli Investments
Anya Gerasimova
Investor at Haveli Investments
Austin Clamage
Investor at Haveli Investments

Frequently asked questions

Who is Della Richardson?
Della Richardson is Deputy General Counsel and Chief Compliance Officer at Haveli Investments. She is a corporate and regulatory attorney whose experience spans a beauty start-up, an alternative investments firm, law firms, and the U.S. Securities and Exchange Commission. Her practice has included advising state- and SEC-registered investment advisors, broker-dealers, private equity and venture capital funds, hedge funds, and real estate funds on legal and regulatory matters.
Where does Della Richardson work?
Della Richardson is Chief Compliance Officer, Deputy General Counsel at Haveli Investments.
Where did Della Richardson go to school?
Della Richardson studied at Syracuse University College of Law (Juris Doctor, Law); ADMISSIONS State of New York, Southern and Eastern Districts of New York; Legal Services of Central New York.

Same school

Shared employers

Also worked at Carter Ledyard & Milburn LLP1

Jonathan R. SimonExecutive Officer at VanEck