Where does Belle Kaura work?

Belle Kaura is Chief Compliance Officer and VP, Legal at Third Eye Capital.

Where did Belle Kaura go to school?

Belle Kaura studied at University of Toronto - Rotman School of Management (ICD.D, Directors Education Program); Canadian Board Diversity Council (Fellow in Board Governance); Institute of Chartered Secretaries Association (Directors Education and Accreditation Program - Fellow).

Belle Kaura

Investor

Chief Compliance Officer and VP, Legal at Third Eye Capital

Vietnam

Find your path to Belle

463 people in our graph share verified history with Belle — schools, employers, funds. One of them is your warm intro.

AyshaunlockedBelle: together at Bank of Montreal (2008–2010)

×7Belle: together at McGill University

×2Belle: together at Bank of Montreal

×2Belle: together at University of Toronto - Rotman School of Management

About

Belle Kaura is Chief Compliance Officer and Vice-President, Legal at TECC and TECM, where she oversees the firm's compliance with securities laws and manages corporate policies and procedures. She previously served as Head of Legal and Compliance at PIMCO Canada, Senior Compliance Manager at BMO Bank of Montreal, and Enforcement and Policy Counsel at IIROC. She holds common law and civil law degrees from McGill University and a Master of Securities Law from Osgoode Hall Law School, and chairs the Alternative Investment Management Association in Canada.

Experience

Third Eye CapitalVice-President Legal and Chief Compliance Officercurrent2015 — presentToronto, Ontario, Canada
Belle Kaura ConsultingPrincipal2014 — 2015
Mackenzie InvestmentsDirector, Compliance2013 — 2014Toronto, Canada Area
PIMCOVP, Head of Legal and Compliance2010 — 2013Toronto, Ontario, Canada
Bank of MontrealSenior Manager, Legal and Compliance Group2005 — 2010Toronto, Canada Area
IIROC (Investment Industry Regulatory Organization of Canada)Enforcement Counsel & Policy Counsel2000 — 2005Toronto, Canada Area
Deloitte & TouchéManager, Regulatory Consulting Services2000 — 2001Toronto, Canada Area
TD Asset ManagementLegal Counsel1998 — 2000Toronto, Canada Area

Skills & more

Securities Regulation13Policy8Financial Services11AML6Risk Management7Corporate Governance13Securities17Mutual Funds8Due Diligence5Capital Markets7Corporate Law5Financial Regulation1

+7 more

Privacy LawAsset ManagementLegal ComplianceInvestmentsWealth ManagementFinancial RiskEquities

Languages French

Canadian Securities Course — Canadian Securities Institute
Fellow in Board Governance — Canadian Board Diversity Council/ Conseil canadien pour la diversité administrative
Conduct and Practices Handbook Course — Canadian Securities Institute
Partners Directors Officers — Canadian Securities Institute
Chief Compliance Officer Course — Canadian Securities Institute
Directors Education Program — The Chartered Governance Institute UK & Ireland
Fellow — The Chartered Governance Institute UK & Ireland

From Belle's professional profile.

Colleagues at Third Eye Capital

Arif N. Bhalwani

CEO and Managing Director at Third Eye Capital

Brian Hick

Chief Financial Officer at Third Eye Capital

Bryan Davies

Operating Principal, Transportation & Logistics at Third Eye Capital

Casey Howell

VP, Transactions and Legal at Third Eye Capital

Chris Kwan

Controller and VP, Finance at Third Eye Capital

Christopher Vokes

VP, Investor Relations at Third Eye Capital

Clarence Kam

VP, Taxation at Third Eye Capital

Claude Church

Operating Principal, Growth & Transformation at Third Eye Capital

Frequently asked questions

Who is Belle Kaura?: Belle Kaura is Chief Compliance Officer and Vice-President, Legal at TECC and TECM, where she oversees the firm's compliance with securities laws and manages corporate policies and procedures. She previously served as Head of Legal and Compliance at PIMCO Canada, Senior Compliance Manager at BMO Bank of Montreal, and Enforcement and Policy Counsel at IIROC. She holds common law and civil law degrees from McGill University and a Master of Securities Law from Osgoode Hall Law School, and chairs the Alternative Investment Management Association in Canada.
Where does Belle Kaura work?: Belle Kaura is Chief Compliance Officer and VP, Legal at Third Eye Capital.
Where did Belle Kaura go to school?: Belle Kaura studied at University of Toronto - Rotman School of Management (ICD.D, Directors Education Program); Canadian Board Diversity Council (Fellow in Board Governance); Institute of Chartered Secretaries Association (Directors Education and Accreditation Program - Fellow).