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Angela J. DeRose

Investor

Chief Compliance Officer at Balance Point Capital Partners

New York City Metropolitan Area

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Ask Nick Zurick to introduce you to Angela

You →Nick · together at Jpmorganchase (2011–2013) →Angela

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You →Jamie · 11 people · together at Jpmorganchase →Angela

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Experience

  1. Balance Point CapitalChief Compliance Officercurrent2024 — presentUnited States
  2. Geller Advisors LLCChief Compliance Officer2022 — 2024United States
  3. Tishman Capital PartnersChief Compliance Officer2016 — 2022New York, New York
  4. JPMorgan ChaseVice President, Assistant General Counsel2007 — 2013
  5. Credit SuisseVice President, Assistant General Counsel2005 — 2007New York, New York
  6. Morgan StanleyAssociate2003 — 2005New York, New York

Skills & more

DialoguesInternal ComplianceSEC RegulationsHandle Confidential InformationAnnual ReviewsRegulatory ExaminationsCompliance ManagementCode of Ethics1940 ActCompliance OperationsBroker-Dealer ComplianceMarketing Materials
+12 moreCompliance AuditingWealth Management ServicesRegulatory RequirementsRegulatory FilingsPolicies & ProceduresCompliance TrainingFund of Funds (FOF)Compliance RegulationsIndustry standardsU.S. Securities and Exchange Commission (SEC)Critical ThinkingAnalytical Skills

From Angela's professional profile.

Colleagues at Balance Point Capital Partners

Adam H. Sauerteig
Partner at Balance Point Capital Partners
Amanda Meltzer
Executive Officer at Balance Point Capital Partners
B. Lance Sauerteig
Executive Officer at Balance Point Capital Partners
Catherine L. Connolly
Controller at Balance Point Capital Partners
Catherine L. Connolly, CPA
Controller at Balance Point Capital Partners
Catherine Rotondo
Executive Officer at Balance Point Capital Partners
Christopher T. McAvoy
Senior Portfolio Associate at Balance Point Capital Partners
Colin W. Corrigan
Associate at Balance Point Capital Partners

Frequently asked questions

Who is Angela J. DeRose?
Chief Compliance Officer at Balance Point Capital Partners
Where does Angela J. DeRose work?
Angela J. DeRose is Chief Compliance Officer at Balance Point Capital Partners.
Where did Angela J. DeRose go to school?
Angela J. DeRose studied at Brooklyn Law School (Doctor of Law - JD); New York University (Bachelor of Arts - BA).

Same school

Shared employers