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Richard Knaub

Investor

Senior Counsel, Investment Management Business Affairs at 400 Capital Management

Austin, Texas, United States

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About

Richard Knaub is Senior Counsel, Business Affairs at 400 Capital Management LLC. His work covers legal analysis and implementation, government relations, regulatory examination and compliance, risk management, contract negotiations, and oversight of external counsel. He has experience leading teams of more than 50 people.

Experience

  1. 400 Capital Management LLCSenior Counsel, Business Affairscurrent2026 — presentNew York, United States
  2. 400 Capital Management LLCChief Compliance Officer, Senior Legal Counsel2020 — 2026New York, New York, United States
  3. Bank of AmericaSenior Vice President - Global Operations2018 — 2019New York
  4. Bank of AmericaSenior Vice President - COO Global Corporate Strategy2015 — 2018New York, New York
  5. Bank of AmericaSenior Vice President - Global Risk Management / Global Regulatory Strategy2012 — 2015New York, New York
  6. Bank of AmericaSenior Vice President - Associate General Counsel2004 — 2012New York, New York
  7. BarclaysSenior Legal Counsel2001 — 2004New York, New York, United States
  8. LinklatersSenior Attorney1997 — 2001London, England
  9. Cadwalader, Wickersham & Taft LLPAssociate1992 — 1996New York, New York
  10. U.S. Securities and Exchange CommissionAttorney1990 — 1992Washington, D.C.

Skills & more

Law3Business StrategyRisk ManagementInvestmentsChange ManagementDocument DraftingStrategic LeadershipPresentationsOrganizational EffectivenessEmployee EngagementExecutive ManagementTraining and Development
+12 moreBusiness AcumenCompetitive LandscapeSecuritizationSecurities OfferingsFinTechInvestment Advisers ActGlobal Talent AcquisitionExpense ManagementRelationship BuildingProblem SolvingAnalytical SkillsNegotiation
  • Member of New York State Bar — New York State Bar Association

From Richard's professional profile.

Colleagues at 400 Capital Management

Alan Landy
Partner, General Counsel at 400 Capital Management
Alex Cha
Partner, Co-Chief Investment Officer at 400 Capital Management
Ashley Berg
Director, Head of Human Resources at 400 Capital Management
Bill Sanders
Partner, President, Chief Operating Officer and Chief Risk Officer at 400 Capital Management
Chris Hentemann
Managing Partner at 400 Capital Management
Chris Schiavone
Head of Private Credit Strategies at 400 Capital Management
Dan Barlow
Director at Mesirow
Dan Vazquez
Head of Corporate & Distressed Credit Strategy at 400 Capital Management

Frequently asked questions

Who is Richard Knaub?
Richard Knaub is Senior Counsel, Business Affairs at 400 Capital Management LLC. His work covers legal analysis and implementation, government relations, regulatory examination and compliance, risk management, contract negotiations, and oversight of external counsel. He has experience leading teams of more than 50 people.
Where does Richard Knaub work?
Richard Knaub is Senior Counsel, Investment Management Business Affairs at 400 Capital Management.
Where did Richard Knaub go to school?
Richard Knaub studied at Pepperdine Law (Doctor of Law - JD); Temple University (Bachelor of Arts - BA, Finance, General).

Same school

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