Richard Knaub
InvestorSenior Counsel, Investment Management Business Affairs at 400 Capital Management
Austin, Texas, United States
Find your path to Richard
618 people in our graph share verified history with Richard β schools, employers, funds. One of them is your warm intro.
Matt CherianunlockedRichard: together at Bank of America (2006β2009)
Γ6Richard: together at Bank of America
Γ3Richard: together at Linklaters
Γ2Richard: together at U.S. Securities and Exchange Commission
About
Richard Knaub is Senior Counsel, Business Affairs at 400 Capital Management LLC. His work covers legal analysis and implementation, government relations, regulatory examination and compliance, risk management, contract negotiations, and oversight of external counsel. He has experience leading teams of more than 50 people.
Experience
- 400 Capital Management LLCSenior Counsel, Business Affairscurrent2026 β presentNew York, United States
- 400 Capital Management LLCChief Compliance Officer, Senior Legal Counsel2020 β 2026New York, New York, United States
- Bank of AmericaSenior Vice President - Global Operations2018 β 2019New York
- Bank of AmericaSenior Vice President - COO Global Corporate Strategy2015 β 2018New York, New York
- Bank of AmericaSenior Vice President - Global Risk Management / Global Regulatory Strategy2012 β 2015New York, New York
- Bank of AmericaSenior Vice President - Associate General Counsel2004 β 2012New York, New York
- BarclaysSenior Legal Counsel2001 β 2004New York, New York, United States
- LinklatersSenior Attorney1997 β 2001London, England
- Cadwalader, Wickersham & Taft LLPAssociate1992 β 1996New York, New York
- U.S. Securities and Exchange CommissionAttorney1990 β 1992Washington, D.C.
Skills & more
Law3Business StrategyRisk ManagementInvestmentsChange ManagementDocument DraftingStrategic LeadershipPresentationsOrganizational EffectivenessEmployee EngagementExecutive ManagementTraining and Development
+12 more
Business AcumenCompetitive LandscapeSecuritizationSecurities OfferingsFinTechInvestment Advisers ActGlobal Talent AcquisitionExpense ManagementRelationship BuildingProblem SolvingAnalytical SkillsNegotiation- Member of New York State Bar β New York State Bar Association
From Richard's professional profile.
Colleagues at 400 Capital Management
Alan Landy
Partner, General Counsel at 400 Capital Management
Alex Cha
Partner, Co-Chief Investment Officer at 400 Capital Management
Ashley Berg
Director, Head of Human Resources at 400 Capital Management
Bill Sanders
Partner, President, Chief Operating Officer and Chief Risk Officer at 400 Capital Management
Chris Hentemann
Managing Partner at 400 Capital Management
Chris Schiavone
Head of Private Credit Strategies at 400 Capital Management
Dan Barlow
Director at Mesirow
Dan Vazquez
Head of Corporate & Distressed Credit Strategy at 400 Capital Management
Frequently asked questions
- Who is Richard Knaub?
- Richard Knaub is Senior Counsel, Business Affairs at 400 Capital Management LLC. His work covers legal analysis and implementation, government relations, regulatory examination and compliance, risk management, contract negotiations, and oversight of external counsel. He has experience leading teams of more than 50 people.
- Where does Richard Knaub work?
- Richard Knaub is Senior Counsel, Investment Management Business Affairs at 400 Capital Management.
- Where did Richard Knaub go to school?
- Richard Knaub studied at Pepperdine Law (Doctor of Law - JD); Temple University (Bachelor of Arts - BA, Finance, General).
Same school
Also attended Pepperdine Law11
Marc AverittCo-Founder, Managing Director at Okapi Venture CapitalGerard CasaleManaging Member/Co-Founder at TYLT VenturesDavid RuddCapital Markets and M&A Attorney at Oquirrh VenturesAustin McKeeChief of Staff, Hydra Ventures at HyperNestDavid SchafferExecutive Director of QB3, Director of Bakar Labs at Berkeley FrontierScott ShaneInvestor at Sony Ventures Corporation
+ 5 more
Also attended Temple University95
RoseAnn RosenthalManaging Director, First Fund at The Innovation SpaceMichael OravitzCFO at BA CapitalAllison CampbellVenture Partner at NazcaKristy DelMutoVice President, Marketing at Mainsail PartnersNick GillespieInvestor at JLSSal DeTraneManaging Partner at Empactful Capital
+ 89 more
Shared employers
Also worked at 400 Capital Management LLC14
Tim LynchHead of Marketing at 400 Capital ManagementChris HentemannManaging Partner at 400 Capital ManagementKara Bingham ReganU.S. Chief Compliance Officer at Blantyre CapitalBill SandersPartner, President, Chief Operating Officer and Chief Risk Officer at 400 Capital ManagementDean AtkinsManaging Director, Head of 400 Capital Management Europe at 400 Capital ManagementQuinn BartonHead of CMBS & CRE Strategy at 400 Capital Management
+ 8 more
Also worked at Bank of America533
Kirsten GreenFounder and Managing Partner at Forerunner VenturesMatt CherianVenture Partner at Monta Vista CapitalAnthony LinHead of Intel Capital, Corporate Vice President at Intel CapitalAndrew WallaceVice President, Revolution Growth at RevolutionWill QuistGP at Slow VenturesChris FeeneySenior Fellow, Bank Policy Institute at MissionOG
+ 527 more
Also worked at Barclays331
Bertie AykroydPartner at Mayfair Equity PartnersShemina MekkyExecutive Assistant, MENA at Golden Gate VenturesSunil RaoCOO, SVP Finance at Plum Alley InvestmentsJarrid TingleInvestor at Harlem Capital PartnersPhil VenablesVenture Partner at Ballistic VenturesAngela AsencioManager, Therapeutics Team at Deerfield Management Company
+ 325 more
Also worked at Linklaters58
Vidu ShanmugarajahInvestor at GV (Google Ventures)Richard LeeInvestor at MedicxiRob LudwigChief Operating Officer at Hoxton VenturesTeresa ChecaInvestor at KfundNick-Anthony BufordManaging Director & General Counsel at ClearSkyEd HooperExecutive Director at EMV Capital
+ 52 more












































