Where does Carlos Guillen work?

Carlos Guillen is Mr. Guillen is the President, CEO and Sole Manager. of Basiscode Compliance.

What companies did Carlos Guillen found?

Carlos Guillen founded Basiscode Compliance.

Where did Carlos Guillen go to school?

Carlos Guillen studied at The University of Georgia (MBA); University of Georgia - Terry College of Business (MBA); Ashbury College.

Carlos Guillen

Founder

Mr. Guillen is the President, CEO and Sole Manager. at Basiscode Compliance

St. Petersburg, Florida, United States

FoundedBasiscode Compliance

Mr. Guillen is the President, CEO and Sole Manager. at Basiscode Compliance

Experience

Private Investor, Retired Asset Management Operations Technology Founder & Leader, Board Member.current2023 — presentNorth America
Orion Advisor TechSenior Vice President Tech Products - Compliance2021 — 2023St. Petersburg, FL
BasisCode Compliance LLCBasisCode Compliance LLC - Founder, President, & CEO -2011 — 20213330 Cumberland Boulevard, Suite 500
TCP Global Investment Management LLCManaging Partner, COO2009 — 2011
ING Investment ManagementVice President, Chief of Staff - Fixed Income Investments2000 — 2009
ING Investment ManagementVice President, Information Technology2004 — 2006
ING Investment ManagementDirector, Information Technology2002 — 2004
ING Investment ManagementSenior Associate, Information Technology2000 — 2002
MetLifeSr Bond and Stock Analyst1993 — 2000

Skills & more

ASSET MANAGEMENT OPERATIONSAsset ManagementInvestment OperationsIT ManagementStrategic PlanningPortfolio ManagementComplianceMergersAsset ManagmentInvestment ManagementInformation TechnologyInvestments

+12 more

SecuritiesFixed IncomeFinancial MarketsTrading SystemsFinancial RiskCapital MarketsBloombergVendor ManagementMarket DataStrategyBondsLeadership

Languages French · Spanish

From Carlos's professional profile.

Frequently asked questions

Who is Carlos Guillen?: Mr. Guillen is the President, CEO and Sole Manager. at Basiscode Compliance
Where does Carlos Guillen work?: Carlos Guillen is Mr. Guillen is the President, CEO and Sole Manager. of Basiscode Compliance.
What companies did Carlos Guillen found?: Carlos Guillen founded Basiscode Compliance.
Where did Carlos Guillen go to school?: Carlos Guillen studied at The University of Georgia (MBA); University of Georgia - Terry College of Business (MBA); Ashbury College.

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