/People

Carlos Guillen

Founder

Mr. Guillen is the President, CEO and Sole Manager. at Basiscode Compliance

St. Petersburg, Florida, United States

FoundedBasiscode Compliance

Find your path to Carlos

250 people in our graph share verified history with Carlos — schools, employers, funds. One of them is your warm intro.

Jan AvontsunlockedCarlos: together at ING Investment Management (2008–2009)
×10Carlos: together at ING Investment Management
Carlos: together at Ashbury College

Mr. Guillen is the President, CEO and Sole Manager. at Basiscode Compliance

Experience

  1. Private Investor, Retired Asset Management Operations Technology Founder & Leader, Board Member.current2023 — presentNorth America
  2. Orion Advisor TechSenior Vice President Tech Products - Compliance2021 — 2023St. Petersburg, FL
  3. BasisCode Compliance LLCBasisCode Compliance LLC - Founder, President, & CEO -2011 — 20213330 Cumberland Boulevard, Suite 500
  4. TCP Global Investment Management LLCManaging Partner, COO2009 — 2011
  5. ING Investment ManagementVice President, Chief of Staff - Fixed Income Investments2000 — 2009
  6. ING Investment ManagementVice President, Information Technology2004 — 2006
  7. ING Investment ManagementDirector, Information Technology2002 — 2004
  8. ING Investment ManagementSenior Associate, Information Technology2000 — 2002
  9. MetLifeSr Bond and Stock Analyst1993 — 2000

Skills & more

ASSET MANAGEMENT OPERATIONSAsset ManagementInvestment OperationsIT ManagementStrategic PlanningPortfolio ManagementComplianceMergersAsset ManagmentInvestment ManagementInformation TechnologyInvestments
+12 moreSecuritiesFixed IncomeFinancial MarketsTrading SystemsFinancial RiskCapital MarketsBloombergVendor ManagementMarket DataStrategyBondsLeadership

Languages French · Spanish

From Carlos's professional profile.

Frequently asked questions

Who is Carlos Guillen?
Mr. Guillen is the President, CEO and Sole Manager. at Basiscode Compliance
Where does Carlos Guillen work?
Carlos Guillen is Mr. Guillen is the President, CEO and Sole Manager. of Basiscode Compliance.
What companies did Carlos Guillen found?
Carlos Guillen founded Basiscode Compliance.
Where did Carlos Guillen go to school?
Carlos Guillen studied at The University of Georgia (MBA); University of Georgia - Terry College of Business (MBA); Ashbury College.

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