Basiscode Compliance
Atlanta, US · Founded 2014
Find your way into Basiscode Compliance
251 people in our graph share verified history with the Basiscode Compliance team — schools, employers, funds. One of them is your warm intro.
Jan Avontsunlockedknows Carlos Guillen · together at ING Investment Management (overlapped)
×6knows the team · via University of Georgia - Terry College of Business
×5knows the team · via The University of Georgia
Founders & leadership
Basiscode Compliance was founded in 2014 by Carlos Guillen.
CG
Carlos GuilleninMr. Guillen is the President, CEO and Sole Manager.Carlos Guillen brings over 30 years of experience in asset management operations and compliance technology, having previously founded and led a compliance technology company before its strategic exit. He is currently President and CEO of Basiscode Compliance.
Reported raises · per SEC filings
Form D private placements$1.3M disclosed across 1 round · 2014
▶$1.3MraisedNov 2014 · 8 investors · Other TechnologyRule 506(b)
▶$1.3MraisedNov 2014 · 8 investors · Other Technology
Rule 506(b)Officers, directors & promoters on the filing
- Carlos GuillenExecutive Officer, Director
- Offering amount
- $1.3M
- Amount sold
- $1.3M
- Minimum investment
- $25K
- Proceeds to insiders
- $150K
- First sale
- Jul 2014
- Incorporated
- Limited Liability Company, Georgia, 2014
- Federal exemptions
- 06b
Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.
Frequently asked questions
- Who founded Basiscode Compliance?
- Basiscode Compliance was founded by Carlos Guillen in 2014.
- How much funding has Basiscode Compliance raised?
- Basiscode Compliance has disclosed $1.3M raised across 1 round.
- Where is Basiscode Compliance headquartered?
- Basiscode Compliance is headquartered in Atlanta, US.