Fundraising Fox

Shape Memory Medical

San Jose, US · Delaware corporation · 2 known investors

Founders & leadership

TR
Thom RascheDirector
TT
Thomas ThalerDirector
MH
Michael HensonExecutive Officer, Director
EF
Edward F. Ruppel, JrExecutive Officer, Director
CM
Carolyn M. BrugueraExecutive Officer
DM
Duncan MaitlandDirector
CK
Carla Kikken-JussenDirector
JH
Jonathan HartmanDirector
JY
James Y LancasterExecutive Officer, Director

Investors · 2

Reported raises · per SEC filings

Form D private placements
$6.9MraisedJul 2026 · 16 investors · Other Health Care
Rule 506(b)
Officers, directors & promoters on the filing
  • Edward F. Ruppel, JrExecutive Officer, Director
  • Thomas ThalerDirector
  • Michael HensonExecutive Officer, Director
  • Duncan MaitlandDirector
  • Thom RascheDirector
  • Carolyn M. BrugueraExecutive Officer
Offering amount
$10M
Amount sold
$6.9M
Minimum investment
$25K
First sale
Jul 2026
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
$17MraisedMay 2026 · 44 investors · Other Health Care
Rule 506(b)
Officers, directors & promoters on the filing
  • Thom RascheDirector
  • Duncan MaitlandDirector
  • Thomas ThalerDirector
  • Michael HensonExecutive Officer, Director
  • Edward F. Ruppel, JrExecutive Officer, Director
  • Carolyn M. BrugueraExecutive Officer
Offering amount
$17M
Amount sold
$17M
Minimum investment
$25K
First sale
Apr 2025
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
$30.5MraisedFeb 2024 · 73 investors · Other Health Care
Rule 506(b)
Officers, directors & promoters on the filing
  • Edward F. RuppelExecutive Officer, Director
  • Duncan MaitlandDirector
  • Thomas ThalerDirector
  • Michael HensonExecutive Officer, Director
Offering amount
$37.8M
Amount sold
$30.5M
Minimum investment
$24.7K
First sale
Feb 2024
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
$4.8MraisedApr 2023 · 37 investors · Other Health Care
Rule 506(b)
Officers, directors & promoters on the filing
  • Edward F. RuppelExecutive Officer, Director
  • Thomas ThalerDirector
  • Duncan MaitlandDirector
  • Michael HensonExecutive Officer, Director
Offering amount
$6.3M
Amount sold
$4.8M
Minimum investment
$2.8K
First sale
Apr 2023
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
$11.5MraisedJul 2022 · 37 investors · Other Health Care
Rule 506(b)
Officers, directors & promoters on the filing
  • Thomas ThalerDirector
  • Edward RuppelExecutive Officer, Director
  • Duncan MaitlandDirector
  • Michael HensonDirector
Offering amount
$19.5M
Amount sold
$11.5M
Minimum investment
$15.8K
First sale
May 2020
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
$7MraisedAug 2017 · 15 investors · Other Health Care
Rule 506(b)
Officers, directors & promoters on the filing
  • Carolyn M. BrugueraExecutive Officer
  • Thomas ThalerDirector
  • Michael HensonDirector
  • Jim GamettDirector
  • Edward F. Ruppel, Jr.Executive Officer, Director
  • Duncan MaitlandDirector
Offering amount
$14M
Amount sold
$7M
Minimum investment
$7.5K
First sale
Jul 2017
Incorporated
Corporation, Delaware, 2016
Federal exemptions
06b
Full filing on SEC EDGAR ↗
$3MraisedApr 2016 · 12 investors · Other Health Care
Rule 506(b)
Officers, directors & promoters on the filing
  • James Y. LancasterExecutive Officer
  • Duncan MaitlandExecutive Officer, Director
  • Edward F. RuppelExecutive Officer, Director
  • Michael HensonDirector
  • Carla Kikken-JussenDirector
  • Jonathan HartmanDirector
Offering amount
$4M
Amount sold
$3M
Minimum investment
$28K
First sale
Apr 2016
Incorporated
Corporation, Texas
Federal exemptions
06b
Full filing on SEC EDGAR ↗
$616.5KraisedJan 2015 · 10 investors · Other Health Care
Rule 506(b)
Officers, directors & promoters on the filing
  • Carla Kikken-JussenDirector
  • Jonathan HartmanDirector
  • Duncan MaitlandExecutive Officer, Director
  • James Y LancasterExecutive Officer, Director
Offering amount
$4.8M
Amount sold
$616.5K
First sale
Dec 2014
Incorporated
Corporation, Texas
Federal exemptions
06b
Full filing on SEC EDGAR ↗

Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.