Fundraising Fox

Nuwellis

Eden Prairie, US · 3 known investors

Nuwellis is a commercial-stage medical device company that makes the Aquadex SmartFlow ultrafiltration system for cardiorenal fluid management. Its technology is used by clinicians to treat fluid overload in cardiac, ICU, pediatric, and kidney-failure patients, including cases of heart failure and acute kidney injury.

Founders & leadership

NP
Neil P. AyotteExecutive
RS
Rob ScottExecutive
NJ
Nestor Jaramillo, Jr.Executive
BB
Brian BrownExecutive
DA
David A. RosaExecutive
CD
Claudia DraytonExecutive
DJ
Debra J. KridnerExecutive
MW
Molly WadeExecutive
KO
Kimberly OlesonExecutive
DO
Donal O'DwyerNamed on SEC filing
DK
Debra KridnerNamed on SEC filing
KB
Kevin BassettNamed on SEC filing

Investors · 3

Reported raises · per SEC filings

Form D private placements

$22.3M disclosed across 13 of 16 rounds · 2012–2024

$3.8MraisedNov 2024 · 9 investors · Other Health Care
Rule 506(b)
Officers, directors & promoters on the filing
  • Archelle Georgiou, M.D.Director
  • Mike McCormickDirector
  • Maria Rosa Costanzo, M.D.Director
  • Nestor Jaramillo, Jr.Executive Officer, Director
  • John L. ErbDirector
  • Neil P. AyotteExecutive Officer
  • Gregory WallerDirector
  • Rob ScottExecutive Officer
  • Dave Kendrick McDonaldDirector
Offering amount
$3.8M
Amount sold
$3.8M
Sales commissions
$382.9K
Placement agents
Ladenburg Thalmann & Co. Inc.
First sale
Nov 2024
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
Undisclosed amountofferedSep 2024 · 6 investors · Other Health Care
Rule 506(b)
Officers, directors & promoters on the filing
  • Neil P. AyotteExecutive Officer
  • Nestor Jaramillo, Jr.Executive Officer, Director
  • Rob ScottExecutive Officer
  • Dave Kendrick McDonaldDirector
  • Archelle Georgiou, M.D.Director
  • Mike McCormickDirector
  • John L. ErbDirector
  • Maria Rosa Costanzo, M.D.Director
  • Gregory WallerDirector
Sales commissions
$71.3K
Placement agents
Ladenburg Thalmann & Co. Inc.
First sale
Aug 2024
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
Undisclosed amountofferedAug 2024 · 7 investors · Other Health Care
Rule 506(b)
Officers, directors & promoters on the filing
  • Mike McCormickDirector
  • Gregory WallerDirector
  • Neil P. AyotteExecutive Officer
  • Archelle Georgiou, M.D.Director
  • Maria Rosa Costanzo, M.D.Director
  • John L. ErbDirector
  • Rob ScottExecutive Officer
  • Nestor Jaramillo, Jr.Executive Officer, Director
  • Dave Kendrick McDonaldDirector
Sales commissions
$139.3K
Placement agents
Roth Capital Partners, LLC
First sale
Jul 2024
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
Undisclosed amountofferedJun 2023 · 1 investors · Biotechnology
Rule 506(b)
Officers, directors & promoters on the filing
  • John L. ErbDirector
  • Michael Kendrick McCormickDirector
  • Nestor JaramilloExecutive Officer, Director
  • Gregory WallerDirector
  • Lynn Larson BlakeExecutive Officer
  • Jon SalvesonDirector
  • Maria Rosa CostanzoDirector
  • Neil P. AyotteExecutive Officer
First sale
Jun 2023
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
$1.7MraisedMay 2020 · 4 investors · Biotechnology
Rule 506(b)
Officers, directors & promoters on the filing
  • John L. ErbExecutive Officer, Director
  • Warren S. WatsonDirector
  • Claudia DraytonExecutive Officer
  • Maria Rosa CostanzoDirector
  • Steve BrandtDirector
  • Jon SalvesonDirector
  • Gregory WallerDirector
Offering amount
$1.7M
Amount sold
$1.7M
Sales commissions
$136K
Placement agents
Ladenburg Thalmann & Co. Inc.
First sale
May 2020
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
$2.2MraisedApr 2020 · 4 investors · Biotechnology
Rule 506(b)
Officers, directors & promoters on the filing
  • Maria Rosa CostanzoDirector
  • John L. ErbExecutive Officer, Director
  • Warren S. WatsonDirector
  • Gregory WallerDirector
  • Jon SalvesonDirector
  • Steve BrandtDirector
  • Claudia DraytonExecutive Officer
Offering amount
$2.2M
Amount sold
$2.2M
Sales commissions
$178.1K
Placement agents
Ladenburg Thalmann & Co. Inc.
First sale
Apr 2020
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
$1.2MraisedMar 2020 · 4 investors · Biotechnology
Rule 506(b)
Officers, directors & promoters on the filing
  • Gregory WallerDirector
  • Jon SalvesonDirector
  • Maria Rosa CostanzoDirector
  • Steve BrandtDirector
  • Claudia DraytonExecutive Officer
  • John L. ErbExecutive Officer, Director
  • Warren S. WatsonDirector
Offering amount
$1.2M
Amount sold
$1.2M
Sales commissions
$99.9K
Placement agents
Ladenburg Thalmann & Co. Inc.
First sale
Mar 2020
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
$1.4MraisedNov 2019 · 3 investors · Biotechnology
Rule 506(b)
Officers, directors & promoters on the filing
  • Jon SalvesonDirector
  • Gregory WallerDirector
  • Warren S. WatsonDirector
  • Steve BrandtDirector
  • Maria Rosa CostanzoDirector
  • John L. ErbExecutive Officer, Director
  • Claudia DraytonExecutive Officer
Offering amount
$1.4M
Amount sold
$1.4M
Sales commissions
$109.2K
Placement agents
Ladenburg Thalmann & Co. Inc.
First sale
Nov 2019
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗

Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.

Frequently asked questions

What does Nuwellis do?
Nuwellis is a commercial-stage medical device company that makes the Aquadex SmartFlow ultrafiltration system for cardiorenal fluid management. Its technology is used by clinicians to treat fluid overload in cardiac, ICU, pediatric, and kidney-failure patients, including cases of heart failure and acute kidney injury.
Who are Nuwellis's investors?
Nuwellis's investors include Ascension Ventures, Kaiser Permanente Ventures, SV Health Investors.
How much funding has Nuwellis raised?
Nuwellis has disclosed $22.3M raised across 13 of its 16 known rounds.
Where is Nuwellis headquartered?
Nuwellis is headquartered in Eden Prairie, US.