DPL Financial Partners
Louisville, US · Delaware LLC · 2 known investors
Find your way into DPL Financial Partners
DPL develops commission-free annuity and insurance products along with supporting technology for fee-based financial advisors, RIA firms, insurance carriers, and individual investors planning for retirement. The company works with carriers, wealth management technology providers, and regulators to bring low-cost annuity and insurance solutions to the retirement planning market.
Founders & leadership
JB
John BarkeleyNamed on SEC filing
DS
David SmilowNamed on SEC filing
DL
David LauNamed on SEC filing
KA
Kunal AroraNamed on SEC filing
BS
Brian SaundersNamed on SEC filing
CR
Chip RoameNamed on SEC filing
SL
Scott LeachmanManager
Board
GS
Investors · 2
Reported raises · per SEC filings
Form D private placements$69M disclosed across 4 rounds · 2020–2024
▶$23MraisedNov 2024 · 3 investors · InsuranceRule 506(b)
▶$23MraisedNov 2024 · 3 investors · Insurance
Rule 506(b)Officers, directors & promoters on the filing
- John BarkeleyExecutive Officer
- David SmilowDirector
- David LauExecutive Officer, Director
- Kunal AroraDirector
- Brian SaundersDirector
- Galen ShafferDirector
- Chip RoameDirector
- Offering amount
- $23M
- Amount sold
- $23M
- Sales commissions
- $1.5M
- Placement agents
- FTP SECURITIES LLC
- First sale
- Nov 2024
- Incorporated
- Limited Liability Company, Delaware
- Federal exemptions
- 06b
▶$20MraisedSep 2022 · 2 investors · InsuranceRule 506(b)
▶$20MraisedSep 2022 · 2 investors · Insurance
Rule 506(b)Officers, directors & promoters on the filing
- Colin SavageDirector
- David P LauExecutive Officer, Director
- David SmilowDirector
- Chip RoameDirector
- Kunal AroraDirector
- Offering amount
- $20M
- Amount sold
- $20M
- First sale
- Aug 2022
- Incorporated
- Limited Liability Company, Delaware
- Federal exemptions
- 06b
▶$11MraisedJan 2021 · 1 investors · InsuranceRule 506(b)
▶$11MraisedJan 2021 · 1 investors · Insurance
Rule 506(b)Officers, directors & promoters on the filing
- Colin SavageDirector
- David P LauExecutive Officer, Director
- Scott LeachmanDirector
- David SmilowDirector
- Offering amount
- $11M
- Amount sold
- $11M
- First sale
- Dec 2020
- Incorporated
- Limited Liability Company, Delaware
- Federal exemptions
- 06b
▶$15MraisedOct 2020 · 1 investors · InsuranceRule 506(b)
▶$15MraisedOct 2020 · 1 investors · Insurance
Rule 506(b)Officers, directors & promoters on the filing
- Scott LeachmanDirector
- David P LauExecutive Officer, Director
- Offering amount
- $15M
- Amount sold
- $15M
- First sale
- Sep 2020
- Incorporated
- Limited Liability Company, Kentucky
- Federal exemptions
- 06b
Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.
In the news
Frequently asked questions
- What does DPL Financial Partners do?
- DPL develops commission-free annuity and insurance products along with supporting technology for fee-based financial advisors, RIA firms, insurance carriers, and individual investors planning for retirement. The company works with carriers, wealth management technology providers, and regulators to bring low-cost annuity and insurance solutions to the retirement planning market.
- Who are DPL Financial Partners's investors?
- DPL Financial Partners's investors include Eos Venture Partners Limited, Eldridge.
- How much funding has DPL Financial Partners raised?
- DPL Financial Partners has disclosed $69M raised across 4 rounds.
- Where is DPL Financial Partners headquartered?
- DPL Financial Partners is headquartered in Louisville, US.