Vincent Bruno
InvestorCompliance at C&M Capital Partners
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About
Securities industry professional since 1985 who has served as Chief Compliance Officer for various broker-dealers since 1992 and as a CEO of a broker-dealer. A FINRA-certified AML Compliance Officer since 2002, he founded his own compliance consulting firm in 2006.
Colleagues at C&M Capital Partners
Frequently asked questions
- Who is Vincent Bruno?
- Securities industry professional since 1985 who has served as Chief Compliance Officer for various broker-dealers since 1992 and as a CEO of a broker-dealer. A FINRA-certified AML Compliance Officer since 2002, he founded his own compliance consulting firm in 2006.
- Where does Vincent Bruno work?
- Vincent Bruno is Compliance at C&M Capital Partners.