About
Sarah Ball leads TCV's compliance efforts, having joined in 2022. She previously spent six years at PointState Capital LP, rising to Deputy Chief Compliance Officer, and earlier served as a Compliance Officer at Och-Ziff Capital Management and a Market Surveillance Analyst at the International Securities Exchange. She holds an A.B. in Music with an Anthropology minor from Dartmouth College.
Experience
- TCVChief Compliance Officercurrent2024 — presentNew York, New York, United States
- TCVDeputy Chief Compliance Officer2022 — 2024New York, New York, United States
- PointState Capital LPManaging Director & Deputy Chief Compliance Officer2020 — 2022New York City Metropolitan Area
- PointState Capital LPDeputy Chief Compliance Officer & Vice President2019 — 2020New York, New York
- PointState Capital LPVice President - Compliance2016 — 2019
- Och-Ziff Capital ManagementCompliance Officer2014 — 2016
- Och-Ziff Capital ManagementCompliance Associate2011 — 2014
- International Securities ExchangeSurveillance Analyst2006 — 2011
Skills & more
Derivatives15Securities25Securities Regulation11Hedge Funds36Capital Markets10Fixed Income8Options15Equities28Equity Trading4Electronic Trading5Alternative Investments6Financial Markets4
+3 more
FINRABloombergTrading SystemsFrom Sarah's professional profile.
Colleagues at TCV
Aaron Ford
Partner, Data Intelligence Group at TCV
Alex Flor
Associate at TCV
Alexander Wortmann
Partner at TCV
Amol Helekar
General Partner at TCV
Amy Bohutinsky
Operating Partner at TCV
Andrea Cambria
Principal, Head of Valuation at TCV
Anita Pramoda
Executive Advisor at TCV
Arianne Balducci
Head of People at TCV
Frequently asked questions
- Who is Sarah Ball?
- Sarah Ball leads TCV's compliance efforts, having joined in 2022. She previously spent six years at PointState Capital LP, rising to Deputy Chief Compliance Officer, and earlier served as a Compliance Officer at Och-Ziff Capital Management and a Market Surveillance Analyst at the International Securities Exchange. She holds an A.B. in Music with an Anthropology minor from Dartmouth College.
- Where does Sarah Ball work?
- Sarah Ball is Chief Compliance Officer at TCV.
- Where did Sarah Ball go to school?
- Sarah Ball studied at Dartmouth College (AB); Horace Mann School.
Same school
Also attended Dartmouth College409
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Also attended Horace Mann School35
Alexi Nazem, MDGeneral Partner at AlleyCorpZachary GinsburgVenture Partner, Calm Ventures at GaingelsSchuster TangerInvestor at Tq Ventures LlcAndre JabbanPartner and Head of Capital Formation at Prime Movers LabVardan GattaniInvestment Partner at 645 VenturesZahra ThiamInvestor at Scottish Equity Partners
+ 29 more
Shared employers
Also worked at TCV93
Stephane KurganInvestor at Index VenturesRasmus AreskougInvestor at DN CapitalEric LiawInvestor at IVP (Institutional Venture Partners)Nari AnsariGeneral Partner at TCVMuz AshrafGeneral Partner at TCVKelly BennettExecutive Advisor at TCV
+ 87 more
Also worked at PointState Capital LP3
Also worked at Och-Ziff Capital Management9
Katrina PagliaChief Legal Officer at Pantera CapitalDonna LittlePartner, Chief Financial Officer, & Chief Compliance Officer at Long Ridge Equity PartnersJiwon KangExecutive Director, Head of Investor Relations at The Spartan GroupJoão Coelho BorgesFounder & IC Member at Shilling VCAvaneesh AcquillaInvestor at Arrano CapitalSarah MirajGroup CCO at SDCL Green Energy Solutions Europe
+ 3 more
