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Paul Holmes

Investor

Managing Director at The Rohatyn Group

United States

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About

Paul Holmes is Chief Compliance Officer at The Rohatyn Group, where he leads the compliance function and oversees adherence to regulatory frameworks and investment mandates. He has more than six years of experience as a Chief Compliance Officer and previously held roles as Compliance Director and Senior Compliance Manager at investment firms.

Experience

  1. The Rohatyn GroupChief Compliance Officercurrent2019 — presentGreater New York City Area
  2. The Rohatyn GroupCompliance Director2017 — 2019Greater New York City Area
  3. AIG Asset ManagementSenior Compliance Manager, Investments2015 — 2016New York
  4. JPMorgan Chase & Co.Senior Compliance Manager, Vice President2011 — 2015New York
  5. Northern Trust CorporationCompliance Manager, Vice President2006 — 2011London / New York / Chicago
  6. AIG Global Investment GroupCompliance Officer, Investments2003 — 2005London, United Kingdom
  7. CoredealCompliance Analyst2001 — 2003London, United Kingdom
  8. MSB InternationalRecruitment Consultant1997 — 2001London, United Kingdom

Colleagues at The Rohatyn Group

Frequently asked questions

Who is Paul Holmes?
Paul Holmes is Chief Compliance Officer at The Rohatyn Group, where he leads the compliance function and oversees adherence to regulatory frameworks and investment mandates. He has more than six years of experience as a Chief Compliance Officer and previously held roles as Compliance Director and Senior Compliance Manager at investment firms.
Where does Paul Holmes work?
Paul Holmes is Managing Director at The Rohatyn Group.

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