Find your path to Jon
992 people in our graph share verified history with Jon — schools, employers, funds. One of them is your warm intro.
Alex TranunlockedJon: together at Morgan Stanley (2011)
Jon: together at University of Bristol
×7Jon: together at Morgan Stanley
×2Jon: together at Intertrust Group
About
Chief Compliance Officer at Aquarian Holdings overseeing compliance program to ensure adherence to regulatory requirements and industry best practices. Previously a Managing Director at Guggenheim Investments leading transactional compliance, with prior leadership roles at Intertrust Group and Morgan Stanley.
Experience
- Aquarian HoldingsChief Compliance Officercurrent2025 — presentNew York, New York, United States
- SchonfeldCompliance Consultant2023 — 2024New York, New York, United States
- Nearwater CapitalCompliance Consultant2023New York, New York, United States
- Guggenheim PartnersChief Compliance Officer2020 — 2023New York, New York, United States
- Guggenheim PartnersManaging Director, Head of Transactional Compliance2018 — 2023New York, New York, United States
- Intertrust GroupHead of Capital Markets Americas2014 — 2018New York, New York, United States
- Intertrust GroupHead of Intertrust SPV2011 — 2014George Town, Cayman Islands
- Morgan StanleyExecutive Director, Fixed Income2009 — 2011New York, New York, United States
- Morgan StanleyExecutive Director, Legal Department2004 — 2009New York, New York, United States
- Morgan StanleyVice President, Legal Department2003 — 2004Tokyo, Japan
- Commerzbank AGSenior Legal Counsel2000 — 2003Tokyo, Japan
- DentonsAssistant Solicitor1998 — 2000Tokyo, Japan
- DentonsTrainee Solicitor1997 — 1998London Area, United Kingdom
Skills & more
Securities9Investments13Private Equity16Corporate Law10Legal Advice1Equities7Capital Markets11Hedge Funds3Trading2Joint Ventures1Fixed Income3Structured Finance2
+2 more
FinanceBankruptcy- Series 24 — FINRA
- Series 7 — FINRA
- Securities Industry Essentials (SIE) — FINRA
From Jon's professional profile.
Colleagues at Aquarian Holdings
Alex Lee
Principal Head of Loan Operations at Aquarian Holdings
Andrew Librot
Vice President at Aquarian Holdings
Aryan Biyani
Vice President at Aquarian Holdings
Brandon Sanders
Head Economist at Aquarian Holdings
Brian Safstrom
Partner Head of Underwriting at Aquarian Holdings
Brian Salvitti
Partner Head of Origination at Aquarian Holdings
Charles Gibson
Vice President at Aquarian Holdings
Daisy Cai
Finance and Fund Operations Manager at Ion Pacific
Frequently asked questions
- Who is Jon Herrick?
- Chief Compliance Officer at Aquarian Holdings overseeing compliance program to ensure adherence to regulatory requirements and industry best practices. Previously a Managing Director at Guggenheim Investments leading transactional compliance, with prior leadership roles at Intertrust Group and Morgan Stanley.
- Where does Jon Herrick work?
- Jon Herrick is Chief Compliance Officer at Aquarian Holdings.
- Where did Jon Herrick go to school?
- Jon Herrick studied at University of Bristol (Legal Practice Course, Law); University of Bristol (Bachelor of Laws (LL.B.), Law).
Same school
Also attended University of Bristol306
Chris BischoffInvestment Team at General CatalystSaran DaviesInvestor at Moonfire VenturesThomas RubensInvestor at DN CapitalAnnabel StoddartOffice Manager and Executive Assistant at Medical Excellence CapitalMichael PatersonCo-Founder & former CTO of BeameryAlicia TaylorInvestment Director at Pembroke VCT
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+ 300 more
Shared employers
Also worked at Schonfeld5
Also worked at Guggenheim Partners110
JeffProduct Manager at Pantera CapitalNick ZurickTalent Lead at Pantera CapitalEdi DanalacheSenior Associate at Scale Venture PartnersDavid LeightInvestment Principal at Red Cell IncubationAndrew PengPrincipal at Collide CapitalGiovanni CaloInvestment Analyst at Mercato Partners
+ 104 more
Also worked at Intertrust Group22
Andrew JeanneInvestor at MedicxiNatalie BougourdInvestor at MedicxiAnupama SrinivasInvestor at Powerhouse VenturesRemi CaronImpact Partner at Fresco CapitalChris BowdenManaging Director at OakglenLeo PerestreloSenior Administrator at Oakglen
+ 16 more
Also worked at Commerzbank AG119
Mariusz AdamskiGeneral Partner at Ff Venture CapitalHeiko SchwenderManaging Partner at CommerzVenturesFernando Díaz SolísCo-founder and Managing Partner at Kibo VenturesCharles HornAssociate at Blackfinch VenturesNikolaos KoukiasasPortfolio Manager at ArtesianMiriam UeberallTuring Labs AI; Ex-R&D at Flora Food Group, Kraft Heinz, Unilever at PeakBridge VC
+ 113 more