James Caldwell
InvestorVice President & Investment Advisor at Caldwell Securities Ltd.
Niagara-on-the-Lake
Find your path to James
374 people in our graph share verified history with James — schools, employers, funds. One of them is your warm intro.
Jaya GuptaunlockedJames: together at Raymond James (2017–2018)
×2James: together at Raymond James
James: together at Western Kentucky University
×2James: together at LPL Financial
About
James Caldwell is a Senior Financial Advisor at LPL Financial working with FAIRWINDS Wealth Management, where he serves individuals, families, retirees, and business owners across areas including retirement income, investment strategy, risk management, tax-aware planning, estate coordination, and exit planning. He holds the AAMS®, CEPA®, and CPFA® designations, has more than a decade of financial-services experience, and earned a B.S.B.A. from the University of Central Florida after attending Western Kentucky University. He lives in Central Florida and serves on the board of the Fellowship of Christian Athletes in East Seminole County.
Contact· self-published, not guessed
Experience
- LPL FinancialSenior Financial Advisorcurrent2025 — presentOrlando, Florida, United States
- Creative Comp SolutionsChief Financial Officercurrent2022 — present
- FAIRWINDS Credit UnionVP Wealth Managementcurrent2019 — presentOrlando, Florida Area
- CUSO Financial Services, LPFinancial Advisor2019 — 2025Greater Orlando
- Raymond JamesFinancial Advisor2016 — 2018Greater Orlando
- BNY MellonProject Manager2012 — 2016Greater Orlando
- University of Central FloridaFinance & Accounting2011 — 2012Greater Orlando
Skills & more
Asset AllocationFinancial ConsultantFinancial PlanningInvestment ManagementInvestmentLife Insurance401(k) Retirement Savings PlansRetirement Plan ConsultingInstitutional InvestmentsEndowmentsPension FundsMoney Management
+12 more
Managed MoneyMoney ManagersGlobal Tactical Asset AllocationFixed AssetsFixed IncomeFixed Income StrategiesTax Free IncomeAsset ConsultantAccredited Asset Management SpecialistFinancial InvestmentInvestment ConsultationPersonal Investment- Certified Exit Planning Advisor - CEPA® — Exit Planning Institute
- Certified Plan Fiduciary Advisor - CPFA® — National Association of Plan Advisors
- Accredited Asset Management Specialist℠ or AAMS® — College for Financial Planning
From James's professional profile.
Colleagues at Caldwell Securities Ltd.
Alexander Hutchison
Investment Advisor at Caldwell Securities Ltd.
Alexander Stirpe
Investment Advisor at Caldwell Securities Ltd.
Andrew Scoon
Investment Advisor at Caldwell Securities Ltd.
Angela T. Stirpe
President & COO at Caldwell Securities Ltd.
Brandon De Assuncao
Investment Advisor at Caldwell Securities Ltd.
Brandon Hansen
Treasurer, Director – Independent at Indigenous Growth Fund
Brendan T.N. Caldwell
Director at Caldwell Securities Ltd.
Brian McCreery
Investment Advisor at Caldwell Securities Ltd.
Frequently asked questions
- Who is James Caldwell?
- James Caldwell is a Senior Financial Advisor at LPL Financial working with FAIRWINDS Wealth Management, where he serves individuals, families, retirees, and business owners across areas including retirement income, investment strategy, risk management, tax-aware planning, estate coordination, and exit planning. He holds the AAMS®, CEPA®, and CPFA® designations, has more than a decade of financial-services experience, and earned a B.S.B.A. from the University of Central Florida after attending Western Kentucky University. He lives in Central Florida and serves on the board of the Fellowship of Christian Athletes in East Seminole County.
- Where does James Caldwell work?
- James Caldwell is Vice President & Investment Advisor at Caldwell Securities Ltd..
- Where did James Caldwell go to school?
- James Caldwell studied at University of Central Florida (B.S.B.A., Finance); College for Financial Planning (Accredited Asset Management SpecialistSM or AAMS®); Valencia College (Associate of Arts - AA, General Studies).
Same school
Also attended University of Central Florida111
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Also attended College for Financial Planning9
David ArmstrongPartner, Chief Financial Officer at Augment VenturesDimitri UhlikManaging Director at CaliberSandy WollmanInvestor at Westchester AngelsBlair duQuesnayLead Advisor – The Preserve at Ritholtz Wealth ManagementJP NicolsCofounder & Managing Director at Alloy LabsCheryl MaloneyInvestment Advisor & Certified Executor Advisor at Caldwell Securities Ltd.
+ 3 more
Also attended Valencia College7
Owen SantosAnalyst at ClearSkyCheryl MaloneyInvestment Advisor & Certified Executor Advisor at Caldwell Securities Ltd.Christina DaltonAssistant Controller at InnventureAlex ConferFounder at RisottoRob CochranCo-Founder & CRO at VinnyChad ColemanFounder at Herosmyth ®
+ 1 more
Also attended Western Kentucky University18
Heather StickelExecutive Assistant at A.Capital VenturesWesley BartonCo-Founder and General Partner at Third PrimeBillie Jo NutterInvestor at HCAP PartnersTom WomackSenior Advisor & Community Development at AgLaunch AcceleratorAmber FryeDirector of Member Success at Alloy LabsCheryl MaloneyInvestment Advisor & Certified Executor Advisor at Caldwell Securities Ltd.
+ 12 more
Shared employers
Also worked at LPL Financial21
Matt GorhamAnalyst at Pantera CapitalChris FeeneySenior Fellow, Bank Policy Institute at MissionOGCorey ThomasCEO, Rapid7 & Founding Pillar at Pillar VCJosh KalishInvestor at TriplePoint CapitalMark CasadyGeneral Partner and Co-Founder at Vestigo VenturesLauri SutorAccounts Payable Manager at Avalon BioVentures
+ 15 more
Also worked at FAIRWINDS Credit Union1
Also worked at CUSO Financial Services, LP1
Also worked at Raymond James103
Jaya GuptaInvestor at Foundation CapitalEvans GrenierVice President at Questa CapitalScott RosenInvestor at TRANSFORMATION CAPITALBen GindhartAnalyst, IPD Capital at IPD CapitalKeegan PintoPrincipal at ArcTern VenturesJustin StreicherAssociate at Mainsail Partners
+ 97 more