Fundraising Fox

Doug Chiciak

Investor

Managing Director and Chief Compliance Officer at Lightyear

New York, New York, United States

Find your path to Doug

282 people in our graph share verified history with Doug β€” schools, employers, funds. One of them is your warm intro.

Paul GuunlockedDoug: together at The D. E. Shaw Group (2011)
Γ—3Doug: together at Hamilton College
Γ—4Doug: together at The D. E. Shaw Group
Γ—2Doug: together at New Mountain Capital

About

Doug Chiciak is a Managing Director and Chief Compliance Officer at Lightyear Capital, where he oversees the firm's compliance, technology, and artificial intelligence programs. Before joining Lightyear in 2018, he served as Deputy Chief Compliance Officer at New Mountain Capital and Chief Compliance Officer at Saba Capital Management, and earlier held compliance roles at the D.E. Shaw Group. He holds a B.A. in Government and Creative Writing from Hamilton College.

ContactΒ· self-published, not guessed

Experience

  1. Lightyear CapitalManaging Director - Chief Compliance Officercurrent2024 β€” presentNew York City Metropolitan Area
  2. Lightyear CapitalPrincipal - Chief Compliance Officer2019 β€” 2024Greater New York City Area
  3. Lightyear CapitalDeputy Chief Compliance Officer2018Greater New York City Area
  4. New Mountain CapitalDeputy Chief Compliance Officer2015 β€” 2018Greater New York City Area
  5. Saba Capital Management, L.P.Chief Compliance Officer, Director2013 β€” 2015New York, NY
  6. The D. E. Shaw GroupVice President, Compliance2008 β€” 2013New York, NY
  7. Sidley Austin LLPLegal Assistant2006 β€” 2008
  8. The Office of the Honorable Steven Rotham, United States House of RepresentativesIntern2005

Skills & more

SecuritiesHedge FundsAMLTradingSeries 7SurveillanceMutual FundsBankingSecurities RegulationCompliance@RiskFINRA
+10 moreAlternative InvestmentsEquitiesTechnology DevelopmentRisk ControlLegal ComplianceInvestment Advisers ActAnti Money LaunderingInvestmentsManagementCapital Markets

Languages Spanish (minimal)

  • Series 7 - General Securities Registered Representative β€” FINRA

From Doug's professional profile.

Colleagues at Lightyear

Frequently asked questions

Who is Doug Chiciak?
Doug Chiciak is a Managing Director and Chief Compliance Officer at Lightyear Capital, where he oversees the firm's compliance, technology, and artificial intelligence programs. Before joining Lightyear in 2018, he served as Deputy Chief Compliance Officer at New Mountain Capital and Chief Compliance Officer at Saba Capital Management, and earlier held compliance roles at the D.E. Shaw Group. He holds a B.A. in Government and Creative Writing from Hamilton College.
Where does Doug Chiciak work?
Doug Chiciak is Managing Director and Chief Compliance Officer at Lightyear.
Where did Doug Chiciak go to school?
Doug Chiciak studied at Hamilton College (Bachelor of Arts degree, Government and Creative Writing); River Dell.

Same school

Shared employers

Also worked at Lightyear Capital43

+ 37 more

Also worked at New Mountain Capital20

+ 14 more

Also worked at Saba Capital Management, L.P.7

+ 1 more

Also worked at The D. E. Shaw Group73

+ 67 more