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David Maxwell

Investor

Compliance at Saranac Partners

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About

Member of the Compliance and Risk function, previously Head of Risk and Compliance for the UK and Investments at Stonehage Fleming, and earlier at the SFA/FSA and PwC. Fellow of the CISI.

Experience

  1. Saranac PartnersExperienced Compliance Professionalcurrent2022 — presentLondon & South East
  2. Saranac PartnersCompliance Managercurrent2022 — present
  3. Stonehage FlemingDeputy Head of Risk & Compliance2021 — 2022
  4. Stonehage FlemingHead UK Risk & Compliance2017 — 2021
  5. Stonehage FlemingHead of UK Risk and Compliance2017 — 2021
  6. Standard Chartered BankDirector, Compliance2013 — 2017London, United Kingdom
  7. HSBC Private BankCompliance Manager2007 — 2013
  8. Williams de BroeMLRO2007
  9. Williams de Broe LtdCompliance Officer2005 — 2007
  10. Carr Sheppards CrosthwaiteHead of Compliance and MLRO2004 — 2005
  11. APCIMSSenior Policy Adviser2002 — 2003
  12. PWCConsultant2001 — 2002
  13. Cheviot CapitalCompliance Officer1999 — 2001
  14. FSAAssociate and Surveillance Inspector1997 — 1999
  15. Carr SheppardsTrainee Fund Manager, then assistant Compliance Officer1993 — 1997

Skills & more

AML21KYC21Financial Regulation15Corporate Governance9Private Banking18FSA6Sanction10

Languages Afrikaans

From David's professional profile.

Colleagues at Saranac Partners

Adele Jones
Head of HR at Saranac Partners
Akshar Patel
Client Services at Saranac Partners
Allan Clayton
Operations at Saranac Partners
Benedicte Perrier-Dordain
Client Advisor at Saranac Partners
Boris Belsky
OCIO Advisor at Saranac Partners
Brent Seery
Co-Chief Executive at Saranac Partners
Cassylda Augusto Rodrigues
Client Services at Saranac Partners
Catherine Burr
Client Advisor at Saranac Partners

Frequently asked questions

Who is David Maxwell?
Member of the Compliance and Risk function, previously Head of Risk and Compliance for the UK and Investments at Stonehage Fleming, and earlier at the SFA/FSA and PwC. Fellow of the CISI.
Where does David Maxwell work?
David Maxwell is Compliance at Saranac Partners.
Where did David Maxwell go to school?
David Maxwell studied at Stellenbosch University (BA (Law), Law); Guildhall University (PG Diploma); Queens College (Matric).

Same school

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