Fundraising Fox
🦊/People
Sign in

Catalina Kazi

Investor

Legal and Compliance Counsel at SR One Capital Management

San Francisco Bay Area

Find your path to Catalina

288 people in our graph share verified history with Catalina — schools, employers, funds. One of them is your warm intro.

Sallie KimunlockedCatalina: together at U.S. Securities and Exchange Commission (2017)
×3Catalina: together at SR One Capital Management
×4Catalina: together at U.S. Securities and Exchange Commission
Catalina: together at Commonwealth of Massachusetts

About

Catalina Kazi is Legal and Compliance Counsel at SR One, which she joined in 2024. She previously worked for over five years as in-house counsel handling regulatory compliance at retail and institutional investment managers, and served as an attorney in the Securities Division of the Secretary of the Commonwealth of Massachusetts. She holds a B.A. in International Relations from Florida International University and a J.D. from Boston University School of Law, and is licensed to practice law in New York and Registered In-House Counsel in California.</bio_summary> <parameter name="investments">[]

Contact· self-published, not guessed

Experience

  1. SR One Capital ManagementLegal and Compliance Counselcurrent2024 — present
  2. Edward JonesCompliance Counsel2021 — 2024
  3. Natixis Investment ManagersAssociate Counsel2019 — 2021
  4. Commonwealth of MassachusettsRegistration, Inspections, Compliance, and Examinations Attorney (Securities Division)2018 — 2019Greater Boston
  5. Natixis Investment ManagersCompliance Intern2017 — 2018
  6. U.S. Securities and Exchange CommissionLegal Intern, Student Honors Program2017
  7. Brigard & UrrutiaLegal Intern2016

Skills & more

  • Series 24 — FINRA
  • Series 66 — FINRA
  • Series 7 — FINRA

From Catalina's professional profile.

Colleagues at SR One Capital Management

Alicia Hasson
Executive Assistant at SR One Capital Management
Amit Mehta
Venture Partner - US Investments at SR One Capital Management
Amit Shah
Principal at SR One Capital Management
Ann Ng
Finance Director at SR One Capital Management
Brian Gallagher
Partner at SR One Capital Management
Briana Wilson
Senior Administrative Assistant at SR One Capital Management
Chris Chai
Operating Partner - Portfolio Capital Raising at SR One Capital Management
Dalton Stites
Portfolio Program Analyst at TDK Ventures

Frequently asked questions

Who is Catalina Kazi?
Catalina Kazi is Legal and Compliance Counsel at SR One, which she joined in 2024. She previously worked for over five years as in-house counsel handling regulatory compliance at retail and institutional investment managers, and served as an attorney in the Securities Division of the Secretary of the Commonwealth of Massachusetts. She holds a B.A. in International Relations from Florida International University and a J.D. from Boston University School of Law, and is licensed to practice law in New York and Registered In-House Counsel in California.</bio_summary> <parameter name="investments">[]
Where does Catalina Kazi work?
Catalina Kazi is Legal and Compliance Counsel at SR One Capital Management.
Where did Catalina Kazi go to school?
Catalina Kazi studied at Boston University School of Law (Doctor of Law (JD), May 2018); Florida International University (Bachelor of Arts - BA, International Relations and Affairs).

Same school

Shared employers