Fundraising Fox

Carl Rizzo

Investor

Chief Compliance Officer at Structural Capital

Huntersville, North Carolina, United States

About

Carl Rizzo is Director at Alaric Compliance Services, LLC, providing consulting and in-house counsel to SEC-registered asset managers on regulatory compliance and operational matters. He has served as Chief Compliance Officer for exchange-listed business development companies, a global institutional fixed income manager with $110 billion in assets under management, and a special situations private equity firm with $1.4 billion in assets under management. His experience encompasses compliance program design and implementation across publicly-offered and privately-offered investment products, including mutual funds, hedge funds, private equity funds, and separately managed accounts.

Experience

  1. Alaric Compliance Services, LLCDirectorcurrent2011 — present
  2. Steelbridge Compliance LLCVice President2010 — 2011
  3. Self-employedIndependent investment management regulatory compliance consultant2009 — 2010
  4. ACA Compliance GroupSenior Principal Consultant2006 — 2009
  5. Bank of AmericaAssistant General Counsel2001 — 2005
  6. U.S. Securities and Exchange CommissionSenior Counsel2000 — 2001
  7. Rodney Square Management CorporationVP; Manager -- Mutual fund Administration Dept.1996 — 1999
  8. Aid Association for LutheransAssistant General Counsel1995 — 1996
  9. United Services Automobile AssociationSenior Associate Counsel1994 — 1995
  10. U.S. Securities and Exchange CommissionSpecial Counsel; Senior Counsel1987 — 1994

Education

  1. Georgetown LawLL.M -- Securities Regulation
  2. University of Richmond School of LawJD1974 — 1977
  3. Davidson CollegeBA, History1969 — 1973

Colleagues at Structural Capital

Alec Telson
Vice President at Structural Capital
Atul Tiwary
Principal at Structural Capital
Brad Pritchard
Senior Managing Director at Structural Capital
Crystal Voss
Vice President of Portfolio Management at Structural Capital
Dan Shearholdt
Vice President of Finance at Structural Capital
Devin Ross
Associate at Structural Capital
Howard Lee
Venture Partner at Structural Capital
Jay Taylor
Partner, CFO at Structural Capital

Frequently asked questions

Where does Carl Rizzo work?
Carl Rizzo is Chief Compliance Officer at Structural Capital.

Same school

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Shared employers

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