Where does Carl Rizzo work?

Carl Rizzo is Chief Compliance Officer at Structural Capital.

Where did Carl Rizzo go to school?

Carl Rizzo studied at Georgetown Law (LL.M -- Securities Regulation); University of Richmond School of Law (JD); Davidson College (BA, History).

Carl Rizzo

Investor

Chief Compliance Officer at Structural Capital

Huntersville, North Carolina, United States

Find your path to Carl

415 people in our graph share verified history with Carl — schools, employers, funds. One of them is your warm intro.

Anthony LinunlockedCarl: together at Bank of America (2004–2005)

×3Carl: together at Bank of America

×6Carl: together at Georgetown Law

Carl: together at U.S. Securities and Exchange Commission

About

Carl Rizzo is Director at Alaric Compliance Services, LLC, providing consulting and in-house counsel to SEC-registered asset managers on regulatory compliance and operational matters. He has served as Chief Compliance Officer for exchange-listed business development companies, a global institutional fixed income manager with $110 billion in assets under management, and a special situations private equity firm with $1.4 billion in assets under management. His experience encompasses compliance program design and implementation across publicly-offered and privately-offered investment products, including mutual funds, hedge funds, private equity funds, and separately managed accounts.

Experience

Alaric Compliance Services, LLCDirectorcurrent2011 — present
Steelbridge Compliance LLCVice President2010 — 2011
Self-employedIndependent investment management regulatory compliance consultant2009 — 2010
ACA Compliance GroupSenior Principal Consultant2006 — 2009
Bank of AmericaAssistant General Counsel2001 — 2005
U.S. Securities and Exchange CommissionSenior Counsel2000 — 2001
Rodney Square Management CorporationVP; Manager -- Mutual fund Administration Dept.1996 — 1999
Aid Association for LutheransAssistant General Counsel1995 — 1996
United Services Automobile AssociationSenior Associate Counsel1994 — 1995
U.S. Securities and Exchange CommissionSpecial Counsel; Senior Counsel1987 — 1994

Colleagues at Structural Capital

Alec Telson

Vice President at Structural Capital

Atul Tiwary

Principal at Structural Capital

Brad Pritchard

Senior Managing Director at Structural Capital

Crystal Voss

Vice President of Portfolio Management at Structural Capital

Dan Shearholdt

Vice President of Finance at Structural Capital

Devin Ross

Associate at Structural Capital

Gabriella Huber

Senior Finance Manager at b2venture

Howard Lee

Venture Partner at Structural Capital

Frequently asked questions

Who is Carl Rizzo?: Carl Rizzo is Director at Alaric Compliance Services, LLC, providing consulting and in-house counsel to SEC-registered asset managers on regulatory compliance and operational matters. He has served as Chief Compliance Officer for exchange-listed business development companies, a global institutional fixed income manager with $110 billion in assets under management, and a special situations private equity firm with $1.4 billion in assets under management. His experience encompasses compliance program design and implementation across publicly-offered and privately-offered investment products, including mutual funds, hedge funds, private equity funds, and separately managed accounts.
Where does Carl Rizzo work?: Carl Rizzo is Chief Compliance Officer at Structural Capital.
Where did Carl Rizzo go to school?: Carl Rizzo studied at Georgetown Law (LL.M -- Securities Regulation); University of Richmond School of Law (JD); Davidson College (BA, History).

Same school

Also attended Georgetown Law122

Matt GersonInvestor at Revolution Michelle CuttlerInvestor at DN Capital Ann Crady WeissInvestor at True Ventures Andy WeissmanPartner at Union Square Ventures (USV)Zachary BogueCo-Founder and Managing Partner at DCVC (Data Collective)Lee ShapiroPartner at 7wire Ventures

+ 116 more

Also attended University of Richmond School of Law2

Ted ChandlerCo-Founder and Managing Director at NRV Bill BarteeManaging Partner at Main Sequence Ventures

Also attended Davidson College73

Steve TregayManaging General Partner at Mission Biocapital Katy MorrisAssociate, Investor Relations at JMI Equity Daniel HanksManaging Partner at Lavrock Ventures Gray RobinsonPartner at Congruent Ventures Jon BassettManaging Partner at NextGen Venture Partners Anthony FoxxAdvisor at Autotech Ventures

+ 67 more

Shared employers

Also worked at ACA Compliance Group9

Brendan FureyChief Compliance Officer at MPM BioImpact Angelo CrupiChief Compliance Officer at Casdin Capital Alexandra Lawrence LaFrankieChief Compliance Officer at EJF Ventures Joey MartinezChief Compliance Officer at Rose Park Advisors Daniel LeonardoChief Compliance Officer, Deputy General Counsel at Multicoin Capital Colin PetersChief Human Resources Officer at AlTi Wealth Management France

+ 3 more

Also worked at Bank of America445

Kirsten GreenFounder and Managing Partner at Forerunner Ventures Matt CherianVenture Partner at Monta Vista Capital Anthony LinHead of Intel Capital, Corporate Vice President at Intel Capital Andrew WallaceVice President, Revolution Growth at Revolution Will QuistGP at Slow Ventures Chris FeeneySenior Fellow, Bank Policy Institute at MissionOG

+ 439 more

Also worked at U.S. Securities and Exchange Commission77

Sallie KimInvestor at 8VC Justin SlaughterVP of Regulatory Affairs at Paradigm Michael HsuVenture Partner at Core Venture Capital Lauren CrockettGeneral Counsel and Chief Compliance Officer at Polaris Partners Daniel BarthPrincipal at Yamaha Motor Ventures Michael LiftikChief Legal & Governance Officer at Bedrock

+ 71 more