Fundraising Fox

Bill Steiner

Investor

Chief Compliance Officer at Ajax Health

San Jose, California, United States

About

Chief Compliance Officer at Ajax Health Management Company. Previously spent nearly a decade at ICONIQ Capital as Senior Counsel; holds a JD from Golden Gate University.

Experience

  1. ICONIQSenior Vice President, Senior Counselcurrent2026 β€” present
  2. ICONIQVice President, Legal and Compliancecurrent2019 β€” presentSan Francisco Bay Area
  3. ICONIQActing Chief Compliance Officer and Counsel2019 β€” 2020San Francisco Bay Area
  4. ICONIQSenior Legal and Compliance Associate2018San Francisco Bay Area
  5. ICONIQLegal and Compliance Associate2017San Francisco, California
  6. Lending ClubChief Compliance Officer, LCA2016 β€” 2017San Francisco, California
  7. Lending ClubSenior Compliance Manager2016 β€” 2017San Francisco Bay Area
  8. HEWINS BROKERAGE SERVICES LLCChief Compliance Officer2015 β€” 2016San Francisco Bay Area
  9. Hewins Financial | Wipfli HewinsLegal Counsel and Compliance Associate2013 β€” 2016San Francisco Bay Area
  10. Hewins Financial | Wipfli HewinsCompliance Associate2012 β€” 2013San Mateo, California
  11. Baldwin Law GroupAttorney2011 β€” 2012Menlo Park, CA
  12. Delivery AgentAssistant Merchandise Manager, Media2010 β€” 2011San Francisco Bay Area
  13. Berman Entertainment and Technology LawLaw Clerk2009San Francisco Bay Area

Skills & more

WestlawFINRAConsumer ServicesFINRA ArbitrationContract NegotiationInvestment Advisor ComplianceBroker-Dealer CompliancePrivacy LawPolicy DevelopmentEmployment LawEmployee TrainingTrademarks
+12 moreCopyright LawMarketing CommunicationsAdvertising LawProject ManagementDepartment ManagementCyberlawCyber-securityDrafting AgreementsRegulatory ExaminationsInternal InvestigationsBusiness EthicsLegal Ethics

Languages German Β· Italian Β· Spanish

  • Certified Information Privacy Professional/United States (CIPP/US) β€” IAPP
  • Juris Doctor (J.D.) β€” State Bar of California
  • Series 65 (Uniform Investment Adviser Law) β€” FINRA

From Bill's professional profile.

Colleagues at Ajax Health

Frequently asked questions

Who is Bill Steiner?
Chief Compliance Officer at Ajax Health Management Company. Previously spent nearly a decade at ICONIQ Capital as Senior Counsel; holds a JD from Golden Gate University.
Where does Bill Steiner work?
Bill Steiner is Chief Compliance Officer at Ajax Health.
Where did Bill Steiner go to school?
Bill Steiner studied at Golden Gate University, School of Law (J.D., Law); University of Washington (BA, Italian Language and Literature).

Same school

Shared employers