Fundraising Fox

Bill Steiner

Investor

Chief Compliance Officer at Ajax Health

San Jose, California, United States

About

Chief Compliance Officer at Ajax Health Management Company. Previously spent nearly a decade at ICONIQ Capital as Senior Counsel; holds a JD from Golden Gate University.

Experience

  1. ICONIQSenior Vice President, Senior Counselcurrent2026 β€” present
  2. ICONIQVice President, Legal and Compliancecurrent2019 β€” presentSan Francisco Bay Area
  3. ICONIQActing Chief Compliance Officer and Counsel2019 β€” 2020San Francisco Bay Area
  4. ICONIQSenior Legal and Compliance Associate2018San Francisco Bay Area
  5. ICONIQLegal and Compliance Associate2017San Francisco, California
  6. Lending ClubChief Compliance Officer, LCA2016 β€” 2017San Francisco, California
  7. Lending ClubSenior Compliance Manager2016 β€” 2017San Francisco Bay Area
  8. HEWINS BROKERAGE SERVICES LLCChief Compliance Officer2015 β€” 2016San Francisco Bay Area
  9. Hewins Financial | Wipfli HewinsLegal Counsel and Compliance Associate2013 β€” 2016San Francisco Bay Area
  10. Hewins Financial | Wipfli HewinsCompliance Associate2012 β€” 2013San Mateo, California
  11. Baldwin Law GroupAttorney2011 β€” 2012Menlo Park, CA
  12. Delivery AgentAssistant Merchandise Manager, Media2010 β€” 2011San Francisco Bay Area
  13. Berman Entertainment and Technology LawLaw Clerk2009San Francisco Bay Area

Education

  1. Golden Gate University, School of LawJ.D., Law2007 β€” 2010
  2. University of WashingtonBA, Italian Language and Literature2002 β€” 2007

Skills & more

WestlawFINRAConsumer ServicesFINRA ArbitrationContract NegotiationInvestment Advisor ComplianceBroker-Dealer CompliancePrivacy LawPolicy DevelopmentEmployment LawEmployee TrainingTrademarks
+12 moreCopyright LawMarketing CommunicationsAdvertising LawProject ManagementDepartment ManagementCyberlawCyber-securityDrafting AgreementsRegulatory ExaminationsInternal InvestigationsBusiness EthicsLegal Ethics

Languages German Β· Italian Β· Spanish

  • Certified Information Privacy Professional/United States (CIPP/US) β€” IAPP
  • Juris Doctor (J.D.) β€” State Bar of California
  • Series 65 (Uniform Investment Adviser Law) β€” FINRA

From Bill's professional profile.

Same school

Shared employers

Colleagues at Ajax Health