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Amanda Appelbaum

Investor

Head of Legal & Chief Compliance Officer at Stellex Capital Management

New York

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About

Head of Legal and Chief Compliance Officer at Stellex, previously Chief Compliance Officer at Jaguar Growth Partners and an Assistant Vice President at compliance consultancy Cordium.

Experience

  1. Stellex Capital ManagementHead of Legal & Chief Compliance Officercurrent2026 — presentNew York, United States
  2. Stellex Capital ManagementAssociate General Counsel and Chief Compliance Officer2021 — 2026New York, United States
  3. Jaguar Growth PartnersChief Compliance Officer2018 — 2021New York City Metropolitan Area
  4. Jaguar Growth PartnersCompliance Director2017 — 2018New York City Metropolitan Area
  5. CordiumAssistant Vice President2014 — 2017New York City Metropolitan Area
  6. Massachusetts Securities DivisionLegal Intern2014Greater Boston
  7. Shapiro Haber & Urmy LLPLegal Assistant2013 — 2014Greater Boston
  8. United Nations High Commissioner for RefugeesLegal Intern2013Valletta, Malta
  9. Jesuit Refugee ServiceLegal Intern2013Valletta, Malta
  10. Massachusetts Department of Public SafetySummer Legal Intern2013
  11. Office of Consumer Affairs and Business RegulationsLegal Intern2012 — 2013
  12. Lerner, Sampson & RothfussParalegal2005 — 2011Cincinnati Metropolitan Area

Skills & more

Westlaw5LexisLexisNexis3financial compliance1Legal Compliance3Legal Research12Legal Writing7Pleadings3Litigation6Civil Litigation3BankruptcyDocument Review
+12 moreElectronic DiscoverySecurities RegulationInvestment Advisers ActSecurities MarketInvestment Advisor ComplianceLegal AssistanceResearchMotionsCorporate GovernancePolicyDue DiligenceParalegal
  • Certified Anti-Money Laundering Specialist (CAMLS) — ACAMS

From Amanda's professional profile.

Colleagues at Stellex Capital Management

Amy Alisdairi
Chief Talent Officer at Stellex Capital Management
Andy Chetwood
Principal at Stellex Capital Management
Mark Redman
Managing Partner at Stellex Capital Management
Michael Stewart
Managing Partner at Stellex Capital Management
Mr. Braddock
Chief Financial Officer at Stellex Capital Management
Mr. Cassidy
Investment Team at Stellex Capital Management
Mr. Chetwood
Investment Team at Stellex Capital Management
Mr. Redman
Managing Partner, European Operations at Stellex Capital Management

Frequently asked questions

Who is Amanda Appelbaum?
Head of Legal and Chief Compliance Officer at Stellex, previously Chief Compliance Officer at Jaguar Growth Partners and an Assistant Vice President at compliance consultancy Cordium.
Where does Amanda Appelbaum work?
Amanda Appelbaum is Head of Legal & Chief Compliance Officer at Stellex Capital Management.
Where did Amanda Appelbaum go to school?
Amanda Appelbaum studied at New England Law | Boston (Juris Doctorate, Focus on Securities Regulation); Northern Kentucky University (Bachelor of Arts (B.A.), Psychology); St. Henry District High School.

Same school

Shared employers