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About
Alex W. Delpleche is Chief Compliance Officer at Asana Partners, where he leads the firm's compliance program and works with executive leadership on governance and regulatory readiness for a private funds platform. With over 20 years of experience in compliance and regulatory risk across investment advisers, broker-dealers, trust companies, and global financial institutions, he has built and scaled compliance programs in multi-entity environments spanning private funds, real estate, and fintech. His expertise covers U.S. and Canadian regulatory frameworks, including SEC, FINRA, and IIROC requirements, and he has held senior compliance leadership roles including Deputy Chief Compliance Officer at a global platform and involvement in establishing a self-clearing broker-dealer.
Colleagues at Asana Partners
Frequently asked questions
- Who is Alex W. Delpleche?
- Alex W. Delpleche is Chief Compliance Officer at Asana Partners, where he leads the firm's compliance program and works with executive leadership on governance and regulatory readiness for a private funds platform. With over 20 years of experience in compliance and regulatory risk across investment advisers, broker-dealers, trust companies, and global financial institutions, he has built and scaled compliance programs in multi-entity environments spanning private funds, real estate, and fintech. His expertise covers U.S. and Canadian regulatory frameworks, including SEC, FINRA, and IIROC requirements, and he has held senior compliance leadership roles including Deputy Chief Compliance Officer at a global platform and involvement in establishing a self-clearing broker-dealer.
- Where does Alex W. Delpleche work?
- Alex W. Delpleche is Chief Compliance Officer at Asana Partners.
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