Fundraising Fox

Ubivac

Portland, US · Delaware corporation

UbiVac is a clinical-stage cancer immunotherapy and target-discovery company developing off-the-shelf combination vaccines, including its lead agent DPV-001, based on "Dark Genome"-derived non-mutated shared cancer neoantigens. Its therapies are being tested in first-in-human trials for cancers such as head and neck squamous cell carcinoma and non-small cell lung cancer, with the company also applying machine learning to discover novel cancer targets.

Founders & leadership

HH
Hong-Ming Hu, Ph.D.Co-founder
BA
Bernard A. FoxinCo-founder & CEO
BA
Bernard A. Fox, IIIExecutive
BF
Bernard Fox, Ph.D.Named on SEC filing
BA
Bernard A. Fox III, MBANamed on SEC filing

Board

SP
Sung Poblete, R.N., Ph.D.Board director

Reported raises · per SEC filings

Form D private placements

$2.8M disclosed across 7 rounds · 2017–2026

$80KraisedAug 2026 · 2 investors · Biotechnology
Rule 506(b)
Officers, directors & promoters on the filing
  • Bernard Fox, Ph.D.Executive Officer, Director
  • Hong-Ming Hu, Ph.D.Executive Officer, Director
  • Bernard A. Fox, IIIExecutive Officer
  • Sung Poblete, R.N., Ph.D.Director
Amount sold
$80K
Minimum investment
$10K
First sale
Aug 2026
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
$35KraisedMar 2025 · 2 investors · Biotechnology
Rule 506(b)
Officers, directors & promoters on the filing
  • Bernard Fox, Ph.D.Executive Officer, Director
  • Bernard A. Fox, IIIExecutive Officer
  • Hong-Ming Hu, Ph.D.Executive Officer, Director
  • Sung Poblete, R.N., Ph.D.Director
Offering amount
$4.5M
Amount sold
$35K
Minimum investment
$10K
First sale
Jan 2025
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
$150KraisedSep 2024 · 3 investors · Biotechnology
Rule 506(c)
Officers, directors & promoters on the filing
  • Hong-Ming Hu, Ph.D.Executive Officer, Director
  • Bernard A. Fox, IIIExecutive Officer
  • Bernard Fox, Ph.D.Executive Officer, Director
  • Sung Poblete, R.N., Ph.D.Director
Amount sold
$150K
Minimum investment
$25K
First sale
Jun 2024
Incorporated
Corporation, Delaware
Federal exemptions
06c
Full filing on SEC EDGAR ↗
$100KraisedNov 2023 · 2 investors · Biotechnology
Rule 506(b)
Officers, directors & promoters on the filing
  • Nancy LimeExecutive Officer
  • Bernard A. Fox, IIIExecutive Officer
  • Bernard Fox, Ph.D.Executive Officer, Director
  • Sung Poblete, R.N., Ph.D.Director
  • Hong-Ming Hu, Ph.DExecutive Officer, Director
Amount sold
$100K
First sale
Oct 2023
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
$250KraisedApr 2022 · 1 investors · Biotechnology
Rule 506(c)
Officers, directors & promoters on the filing
  • Bernard A. Fox, Ph.D.Executive Officer, Director
  • Steve BuhalyExecutive Officer
  • Bernard Fox, MBAExecutive Officer
  • Jon Wigginton, M.D.Director
  • Nancy LimeExecutive Officer
  • Hong-Ming Hu, Ph.D.Executive Officer, Director
Offering amount
$5M
Amount sold
$250K
Minimum investment
$250K
First sale
Apr 2022
Incorporated
Corporation, Delaware
Federal exemptions
06c
Full filing on SEC EDGAR ↗
$1.9MraisedApr 2019 · 10 investors · Biotechnology
Rule 506(b)
Officers, directors & promoters on the filing
  • Bernard A. Fox, MBAExecutive Officer
  • Hong-Ming Hu, Ph.DExecutive Officer
  • Steve BuhalyExecutive Officer
  • Bernard Fox, Ph.DExecutive Officer, Director
Offering amount
$3M
Amount sold
$1.9M
Minimum investment
$100K
First sale
May 2018
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
$200KraisedAug 2017 · 2 investors · Pharmaceuticals
Rule 506(b)
Officers, directors & promoters on the filing
  • Bernard A. Fox III, MBAExecutive Officer
  • Hong-Ming Hu, Ph.DExecutive Officer
  • Bernard Fox, Ph.DExecutive Officer
Offering amount
$2M
Amount sold
$200K
Minimum investment
$100K
First sale
Jul 2017
Incorporated
Limited Liability Company, Oregon
Federal exemptions
06b
Full filing on SEC EDGAR ↗

Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.

Competitors · 1

by search overlap

Companies competing with Ubivac for the same Google search keywords, organic and paid, via search-intersection analysis.

Non-dilutive funding · 3 SBIR/STTR awards

Federal grants — no equity taken
AgencyPhaseYearAmount
National Institutes of Health (NIH)National Institutes of HealthPhase I2013$288.7K
National Institutes of Health (NIH)National Institutes of HealthPhase II2009$3.5M
National Institutes of Health (NIH)National Institutes of HealthPhase I2006$152.2K

Source: SBIR.gov award data (U.S. Small Business Administration). SBIR/STTR awards are competitive federal R&D grants and contracts — non-dilutive capital alongside any venture rounds above.

Frequently asked questions

What does Ubivac do?
UbiVac is a clinical-stage cancer immunotherapy and target-discovery company developing off-the-shelf combination vaccines, including its lead agent DPV-001, based on "Dark Genome"-derived non-mutated shared cancer neoantigens. Its therapies are being tested in first-in-human trials for cancers such as head and neck squamous cell carcinoma and non-small cell lung cancer, with the company also applying machine learning to discover novel cancer targets.
Who founded Ubivac?
Ubivac was founded by Hong-Ming Hu, Ph.D., Bernard A. Fox.
How much funding has Ubivac raised?
Ubivac has disclosed $2.8M raised across 7 rounds.
Where is Ubivac headquartered?
Ubivac is headquartered in Portland, US.