Swallow Solutions
Madison, US · Wisconsin LLC
Healthtech
Founders & leadership
JR
JoAnne Robbins, Ph.D.Director
RA
Robert A. Carlson, M.D.Executive Officer
EH
Eric H. HorlerExecutive Officer, Director
RH
Raymond HellerExecutive Officer
TG
Thomas G. SchusterDirector
TF
Terence F. KellyDirector
LS
Linda SternDirector
RW
Robert WoodDirector
CG
Charles GoffDirector
Reported raises · per SEC filings
Form D private placements▶$726.9KraisedJun 2017 · 17 investors · Other Health CareRule 506(b)
▶$726.9KraisedJun 2017 · 17 investors · Other Health Care
Rule 506(b)Officers, directors & promoters on the filing
- JoAnne Robbins, Ph.D.Director
- Raymond HellerExecutive Officer
- Terence F. KellyDirector
- Eric H. HorlerExecutive Officer, Director
- Charles GoffDirector
- Jackie HindExecutive Officer
- Linda SternDirector
- Thomas G. SchusterDirector
- Robert WoodDirector
- Offering amount
- $912.2K
- Amount sold
- $726.9K
- Minimum investment
- $5K
- Proceeds to insiders
- $150K
- First sale
- Jun 2017
- Incorporated
- Limited Liability Company, Wisconsin
- Federal exemptions
- 06b
▶$156.5KraisedSep 2016 · 9 investors · Other Health CareRule 506(b)
▶$156.5KraisedSep 2016 · 9 investors · Other Health Care
Rule 506(b)Officers, directors & promoters on the filing
- Jackie HindExecutive Officer
- Charles GoffDirector
- Eric H. HorlerExecutive Officer, Director
- JoAnne Robbins, Ph.D.Director
- Robert WoodDirector
- Linda SternDirector
- Terence F. KellyDirector
- Raymond HellerExecutive Officer
- Thomas G. SchusterDirector
- Offering amount
- $250K
- Amount sold
- $156.5K
- Minimum investment
- $5K
- Proceeds to insiders
- $75K
- First sale
- Aug 2016
- Incorporated
- Limited Liability Company, Wisconsin
- Federal exemptions
- 06b
▶$441KraisedDec 2015 · 9 investors · Other Health CareRule 506(b)
▶$441KraisedDec 2015 · 9 investors · Other Health Care
Rule 506(b)Officers, directors & promoters on the filing
- Thomas G. SchusterDirector
- Terence F. KellyDirector
- Raymond HellerExecutive Officer
- Eric H. HorlerExecutive Officer, Director
- Charles GoffDirector
- Robert WoodDirector
- Linda SternDirector
- JoAnne Robbins, Ph.D.Director
- Offering amount
- $750K
- Amount sold
- $441K
- Proceeds to insiders
- $262.5K
- First sale
- Dec 2015
- Incorporated
- Limited Liability Company, Wisconsin
- Federal exemptions
- 06b
▶$2.1MraisedMar 2015 · 22 investors · Other Health CareRule 506(b)
▶$2.1MraisedMar 2015 · 22 investors · Other Health Care
Rule 506(b)Officers, directors & promoters on the filing
- Thomas G. SchusterDirector
- Terence F. KellyDirector
- Robert A. Carlson, M.D.Executive Officer
- Linda SternDirector
- Eric H. HorlerExecutive Officer, Director
- Raymond HellerExecutive Officer
- Robert WoodDirector
- JoAnne Robbins, Ph.D.Director
- Charles GoffDirector
- Offering amount
- $3.2M
- Amount sold
- $2.1M
- Proceeds to insiders
- $426.9K
- First sale
- Feb 2013
- Incorporated
- Limited Liability Company, Wisconsin
- Federal exemptions
- 06b
Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.
Non-dilutive funding · 2 SBIR/STTR awards
Federal grants — no equity taken| Agency | Phase | Year | Amount |
|---|---|---|---|
| National Institutes of Health (NIH)National Institutes of Health | Phase II | 2016 | $1.5M |
| National Institutes of Health (NIH)National Institutes of Health | Phase I | 2014 | $225K |
Source: SBIR.gov award data (U.S. Small Business Administration). SBIR/STTR awards are competitive federal R&D grants and contracts — non-dilutive capital alongside any venture rounds above.