Swallow Solutions
Madison, US · Wisconsin LLC
Founders & leadership
JR
JoAnne Robbins, Ph.D.Founder
RA
Robert A. Carlson, M.D.Executive
EH
Eric H. HorlerExecutive
RH
Raymond HellerExecutive
Board
TG
Thomas G. SchusterBoard director
TF
Terence F. KellyBoard director
LS
Linda SternBoard director
RW
Robert WoodBoard director
CG
Charles GoffBoard director
Reported raises · per SEC filings
Form D private placements$3.4M disclosed across 4 rounds · 2013–2017
▶$726.9KraisedJun 2017 · 17 investors · Other Health CareRule 506(b)
▶$726.9KraisedJun 2017 · 17 investors · Other Health Care
Rule 506(b)Officers, directors & promoters on the filing
- JoAnne Robbins, Ph.D.Director
- Raymond HellerExecutive Officer
- Terence F. KellyDirector
- Eric H. HorlerExecutive Officer, Director
- Charles GoffDirector
- Jackie HindExecutive Officer
- Linda SternDirector
- Thomas G. SchusterDirector
- Robert WoodDirector
- Offering amount
- $912.2K
- Amount sold
- $726.9K
- Minimum investment
- $5K
- Proceeds to insiders
- $150K
- First sale
- Jun 2017
- Incorporated
- Limited Liability Company, Wisconsin
- Federal exemptions
- 06b
▶$156.5KraisedSep 2016 · 9 investors · Other Health CareRule 506(b)
▶$156.5KraisedSep 2016 · 9 investors · Other Health Care
Rule 506(b)Officers, directors & promoters on the filing
- Jackie HindExecutive Officer
- Charles GoffDirector
- Eric H. HorlerExecutive Officer, Director
- JoAnne Robbins, Ph.D.Director
- Robert WoodDirector
- Linda SternDirector
- Terence F. KellyDirector
- Raymond HellerExecutive Officer
- Thomas G. SchusterDirector
- Offering amount
- $250K
- Amount sold
- $156.5K
- Minimum investment
- $5K
- Proceeds to insiders
- $75K
- First sale
- Aug 2016
- Incorporated
- Limited Liability Company, Wisconsin
- Federal exemptions
- 06b
▶$441KraisedDec 2015 · 9 investors · Other Health CareRule 506(b)
▶$441KraisedDec 2015 · 9 investors · Other Health Care
Rule 506(b)Officers, directors & promoters on the filing
- Thomas G. SchusterDirector
- Terence F. KellyDirector
- Raymond HellerExecutive Officer
- Eric H. HorlerExecutive Officer, Director
- Charles GoffDirector
- Robert WoodDirector
- Linda SternDirector
- JoAnne Robbins, Ph.D.Director
- Offering amount
- $750K
- Amount sold
- $441K
- Proceeds to insiders
- $262.5K
- First sale
- Dec 2015
- Incorporated
- Limited Liability Company, Wisconsin
- Federal exemptions
- 06b
▶$2.1MraisedMar 2015 · 22 investors · Other Health CareRule 506(b)
▶$2.1MraisedMar 2015 · 22 investors · Other Health Care
Rule 506(b)Officers, directors & promoters on the filing
- Thomas G. SchusterDirector
- Terence F. KellyDirector
- Robert A. Carlson, M.D.Executive Officer
- Linda SternDirector
- Eric H. HorlerExecutive Officer, Director
- Raymond HellerExecutive Officer
- Robert WoodDirector
- JoAnne Robbins, Ph.D.Director
- Charles GoffDirector
- Offering amount
- $3.2M
- Amount sold
- $2.1M
- Proceeds to insiders
- $426.9K
- First sale
- Feb 2013
- Incorporated
- Limited Liability Company, Wisconsin
- Federal exemptions
- 06b
Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.
Non-dilutive funding · 2 SBIR/STTR awards
Federal grants — no equity taken| Agency | Phase | Year | Amount |
|---|---|---|---|
| National Institutes of Health (NIH)National Institutes of Health | Phase II | 2016 | $1.5M |
| National Institutes of Health (NIH)National Institutes of Health | Phase I | 2014 | $225K |
Source: SBIR.gov award data (U.S. Small Business Administration). SBIR/STTR awards are competitive federal R&D grants and contracts — non-dilutive capital alongside any venture rounds above.
In the news
Frequently asked questions
- Who founded Swallow Solutions?
- Swallow Solutions was founded by JoAnne Robbins, Ph.D..
- How much funding has Swallow Solutions raised?
- Swallow Solutions has disclosed $3.4M raised across 4 rounds.
- Where is Swallow Solutions headquartered?
- Swallow Solutions is headquartered in Madison, US.