Stifel
also invests · investor profileSt. Louis, US · 7,459 employees on LinkedIn · 1 known investors
Stifel Financial offers investment advisory services for individual investors seeking to delegate portfolio management and asset allocation decisions to professional advisors.
Founders & leadership
DM
David M. MinnickExecutive
MP

Mark P. FisherinExecutive
BA
Ben A. PlotkininVice Chairman and Senior Vice President
JM
James M. ZemlyakinCo-President, Chief Financial Officer and Director
RJ
Richard J. HimelfarbVice Chairman, Senior Vice President and Director
RK

Ron KruszewskiinChairman and CEO
Board
JP
John P. DubinskyBoard director
MW
Michael W. BrownBoard director
JM
James M. OatesBoard director
KR
Kelvin R. WestbrookBoard director
TW
Thomas W. WeiselChairman of the Board of Directors
MJ
Michael J. ZimmermanBoard director
Investors · 1
Reported raises · per SEC filings
Form D private placements$82.6M disclosed across 2 rounds · 2015–2017
▶$9.4MraisedJan 2017 · 65 investors · Other Banking and Financial ServicesRule 506(b)
▶$9.4MraisedJan 2017 · 65 investors · Other Banking and Financial Services
Rule 506(b)Officers, directors & promoters on the filing
- John P. DubinskyDirector
- Ben A. PlotkinExecutive Officer, Director
- Maura F. MarkusDirector
- Bruce A. BedaDirector
- Victor J. NesiExecutive Officer, Director
- James M. OatesDirector
- Thomas B. MichaudExecutive Officer, Director
- David D. SlineyExecutive Officer
- Michael W. BrownDirector
- Mark P. FisherExecutive Officer
- Michael J. ZimmermanDirector
- Kelvin R. WestbrookDirector
- Thomas W. WeiselExecutive Officer, Director
- Richard J. HimelfarbExecutive Officer, Director
- Thomas P. MulroyExecutive Officer, Director
- Robert E. GradyDirector
- Kathleen BrownDirector
- Frederick O. HanserDirector
- Ronald J. KruszewskiExecutive Officer, Director
- James M. ZemlyakExecutive Officer, Director
- Offering amount
- $9.4M
- Amount sold
- $9.4M
- First sale
- Jan 2017
- Incorporated
- Corporation, Delaware
- Federal exemptions
- 06b
▶$73.2MraisedJun 2015 · 433 investors · Other Banking and Financial ServicesRule 506(c)
▶$73.2MraisedJun 2015 · 433 investors · Other Banking and Financial Services
Rule 506(c)Officers, directors & promoters on the filing
- John P. DubinskyDirector
- Michael W. BrownDirector
- James M. OatesDirector
- Kelvin R. WestbrookDirector
- Thomas W. WeiselExecutive Officer, Director
- David M. MinnickExecutive Officer
- Mark P. FisherExecutive Officer
- Ben A. PlotkinExecutive Officer, Director
- James M. ZemlyakExecutive Officer, Director
- Richard J. HimelfarbExecutive Officer, Director
- Ronald J. KruszewskiExecutive Officer, Director
- Michael J. ZimmermanDirector
- James M. MarischenExecutive Officer
- Thomas B. MichaudExecutive Officer, Director
- Frederick O. HanserDirector
- Charles A. DillDirector
- David D. SlineyExecutive Officer
- Alton F. Irby IIIDirector
- Bruce A. BedaDirector
- Victor J. NesiExecutive Officer, Director
- Thomas P. MulroyExecutive Officer, Director
- Robert E. GradyDirector
- Offering amount
- $73.2M
- Amount sold
- $73.2M
- First sale
- Jun 2015
- Incorporated
- Corporation, Delaware
- Federal exemptions
- 06c
Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.
Founder mafia
3 people who came through Stifel went on to found or lead other companies.
Frequently asked questions
- What does Stifel do?
- Stifel Financial offers investment advisory services for individual investors seeking to delegate portfolio management and asset allocation decisions to professional advisors.
- Who are Stifel's investors?
- Stifel's investors include Stifel Venture Banking.
- How much funding has Stifel raised?
- Stifel has disclosed $82.6M raised across 2 rounds.
- Where is Stifel headquartered?
- Stifel is headquartered in St. Louis, US.


