/Companies

Stifel

also invests · investor profile

St. Louis, US · 7,459 employees on LinkedIn · 1 known investors

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Stifel Financial offers investment advisory services for individual investors seeking to delegate portfolio management and asset allocation decisions to professional advisors.

Founders & leadership

DMDavid M. Minnick
David M. MinnickExecutive
MPMark P. Fisher
Mark P. FisherExecutive
BA
Ben A. PlotkinVice Chairman and Senior Vice President
JM
James M. ZemlyakCo-President, Chief Financial Officer and Director
RJ
Richard J. HimelfarbVice Chairman, Senior Vice President and Director
RKRon Kruszewski
Ron KruszewskiChairman and CEO

Board

JP
John P. DubinskyBoard director
MW
Michael W. BrownBoard director
JM
James M. OatesBoard director
KR
Kelvin R. WestbrookBoard director
TW
Thomas W. WeiselChairman of the Board of Directors
MJ
Michael J. ZimmermanBoard director

Investors · 1

Reported raises · per SEC filings

Form D private placements

$82.6M disclosed across 2 rounds · 2015–2017

▶$9.4MraisedJan 2017 · 65 investors · Other Banking and Financial Services
Rule 506(b)
Officers, directors & promoters on the filing
  • John P. DubinskyDirector
  • Ben A. PlotkinExecutive Officer, Director
  • Maura F. MarkusDirector
  • Bruce A. BedaDirector
  • Victor J. NesiExecutive Officer, Director
  • James M. OatesDirector
  • Thomas B. MichaudExecutive Officer, Director
  • David D. SlineyExecutive Officer
  • Michael W. BrownDirector
  • Mark P. FisherExecutive Officer
  • Michael J. ZimmermanDirector
  • Kelvin R. WestbrookDirector
  • Thomas W. WeiselExecutive Officer, Director
  • Richard J. HimelfarbExecutive Officer, Director
  • Thomas P. MulroyExecutive Officer, Director
  • Robert E. GradyDirector
  • Kathleen BrownDirector
  • Frederick O. HanserDirector
  • Ronald J. KruszewskiExecutive Officer, Director
  • James M. ZemlyakExecutive Officer, Director
Offering amount
$9.4M
Amount sold
$9.4M
First sale
Jan 2017
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$73.2MraisedJun 2015 · 433 investors · Other Banking and Financial Services
Rule 506(c)
Officers, directors & promoters on the filing
  • John P. DubinskyDirector
  • Michael W. BrownDirector
  • James M. OatesDirector
  • Kelvin R. WestbrookDirector
  • Thomas W. WeiselExecutive Officer, Director
  • David M. MinnickExecutive Officer
  • Mark P. FisherExecutive Officer
  • Ben A. PlotkinExecutive Officer, Director
  • James M. ZemlyakExecutive Officer, Director
  • Richard J. HimelfarbExecutive Officer, Director
  • Ronald J. KruszewskiExecutive Officer, Director
  • Michael J. ZimmermanDirector
  • James M. MarischenExecutive Officer
  • Thomas B. MichaudExecutive Officer, Director
  • Frederick O. HanserDirector
  • Charles A. DillDirector
  • David D. SlineyExecutive Officer
  • Alton F. Irby IIIDirector
  • Bruce A. BedaDirector
  • Victor J. NesiExecutive Officer, Director
  • Thomas P. MulroyExecutive Officer, Director
  • Robert E. GradyDirector
Offering amount
$73.2M
Amount sold
$73.2M
First sale
Jun 2015
Incorporated
Corporation, Delaware
Federal exemptions
06c
Full filing on SEC EDGAR ↗

Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.

Founder mafia

3 people who came through Stifel went on to found or lead other companies.

In the news

Frequently asked questions

What does Stifel do?
Stifel Financial offers investment advisory services for individual investors seeking to delegate portfolio management and asset allocation decisions to professional advisors.
Who are Stifel's investors?
Stifel's investors include Stifel Venture Banking.
How much funding has Stifel raised?
Stifel has disclosed $82.6M raised across 2 rounds.
Where is Stifel headquartered?
Stifel is headquartered in St. Louis, US.