Lisata Therapeutics, Inc.
NASDAQ: LSTABasking Ridge, US · Founded 2006 · 1 known investors
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Lisata develops drug delivery platform technology and therapies for solid tumors, enabling targeted anti-cancer drug delivery and immune system activation against cancer.
Founders & leadership
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Joseph TalamoExecutive
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Robert Dickey IVExecutive
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David J. MazzoPresident and Chief Executive Officer, Member of the Board of Directors at Lisata TherapeuticsDavid J. Mazzo holds a Ph.D. in Analytical Chemistry from the University of Massachusetts, Amherst, and has spent over four decades in pharmaceutical executive roles at companies including Schering-Plough Research Institute, Hoechst Marion Roussel, Rhone-Poulenc Rorer, Chugai Pharma USA, Æterna Zentaris, and Regado Biosciences. He is President and Chief Executive Officer of Lisata Therapeutics, a NASDAQ-listed company developing drug delivery technology for solid tumors.
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Kristen K. BuckChief Medical Officer and EVP, Head of R&D at Lisata Therapeutics (formerly Caladrius)Board-certified internal medicine physician with over 20 years of drug development and clinical experience, including roles as medical officer at the FDA, chief medical officer at multiple biotechnology and medical device companies, and leadership of clinical development and regulatory affairs functions across oncology, cardiovascular, and other therapeutic areas.
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James NiscoSenior Vice President, Finance and Treasury and Chief Accounting OfficerJames Nisco is Senior Vice President of Finance and Treasury and Chief Accounting Officer at Lisata Therapeutics, a company developing drug delivery platform technology for targeted cancer therapies. He has held finance and accounting roles across companies of various sizes, with expertise in SEC reporting, financial planning, and treasury operations.
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GREGORY BROWNNamed on SEC filing
Investors · 1
Reported raises · per SEC filings
Form D private placements$435.1M disclosed across 8 rounds · 2014–2026
▶$351.9MraisedOct 2026 · 20 investors · BiotechnologyRule 506(b)
▶$351.9MraisedOct 2026 · 20 investors · Biotechnology
Rule 506(b)Officers, directors & promoters on the filing
- DAVID MAZZOExecutive Officer, Director
- JAMES NISCOExecutive Officer
- TARIQ IMAMExecutive Officer
- GREGORY BROWNDirector
- HEIDI HENSONDirector
- CYNTHIA FLOWERSDirector
- STEVEN KLOSKDirector
- MOHAMMAD AZABDirector
- TED LOVEDirector
- Offering amount
- $351.9M
- Amount sold
- $351.9M
- Sales commissions
- $2.6M
- Placement agents
- H.C.WAINWRIGHT & CO., LLC, LEERINK PARTNERS LLC, LIFESCI CAPITAL
- First sale
- Sep 2026
- Incorporated
- Corporation, Delaware
- Federal exemptions
- 06b
▶$25MraisedFeb 2021 · 23 investors · BiotechnologyRule 506(b)
▶$25MraisedFeb 2021 · 23 investors · Biotechnology
Rule 506(b)Officers, directors & promoters on the filing
- Steven M. KloskDirector
- Gregory B. BrownDirector
- Steven S. MyersDirector
- Cynthia SchwalmDirector
- Peter G. TraberDirector
- Anne WhitakerDirector
- David J. MazzoExecutive Officer, Director
- Michael DavidsonDirector
- Offering amount
- $25M
- Amount sold
- $25M
- Sales commissions
- $1.8M
- Placement agents
- H.C. Wainwright & Co., LLC3
- First sale
- Jan 2021
- Incorporated
- Corporation, Delaware
- Federal exemptions
- 06b
▶$2MraisedJul 2020 · 3 investors · BiotechnologyRule 506(b)
▶$2MraisedJul 2020 · 3 investors · Biotechnology
Rule 506(b)Officers, directors & promoters on the filing
- Joseph TalamoExecutive Officer
- Cynthia SchwalmDirector
- Peter G. TraberDirector
- Steven S. MyersDirector
- Steven M. KloskDirector
- David J. MazzoExecutive Officer, Director
- Douglas LosordoExecutive Officer
- Gregory B. BrownDirector
- Offering amount
- $2M
- Amount sold
- $2M
- First sale
- Jul 2020
- Incorporated
- Corporation, Delaware
- Federal exemptions
- 06b
▶$2.2MraisedJun 2020 · 6 investors · BiotechnologyRule 506(b)
▶$2.2MraisedJun 2020 · 6 investors · Biotechnology
Rule 506(b)Officers, directors & promoters on the filing
- Douglas LosordoExecutive Officer
- Peter G. TraberDirector
- Gregory B. BrownDirector
- Joseph TalamoExecutive Officer
- David J. MazzoExecutive Officer
- Steven S. MyersDirector
- Cynthia SchwalmDirector
- Steven M. KloskDirector
- Offering amount
- $2.2M
- Amount sold
- $2.2M
- Sales commissions
- $301K
- Placement agents
- H.C. Wainwright & Co., LLC
- First sale
- May 2020
- Incorporated
- Corporation, Delaware
- Federal exemptions
- 06b
▶$2.4MraisedMay 2020 · 5 investors · BiotechnologyRule 506(b)
▶$2.4MraisedMay 2020 · 5 investors · Biotechnology
Rule 506(b)Officers, directors & promoters on the filing
- Peter G. TraberDirector
- Steven M. KloskDirector
- Gregory B. BrownDirector
- Douglas LosordoExecutive Officer
- Cynthia SchwalmDirector
- David J. MazzoExecutive Officer
- Joseph TalamoExecutive Officer
- Steven S. MyersDirector
- Offering amount
- $2.4M
- Amount sold
- $2.4M
- Sales commissions
- $350K
- Placement agents
- H.C. Wainwright & Co., LLC
- First sale
- Apr 2020
- Incorporated
- Corporation, Delaware
- Federal exemptions
- 06b
▶$12.6MraisedSep 2016 · 5 investors · BiotechnologyRule 506(b)
▶$12.6MraisedSep 2016 · 5 investors · Biotechnology
Rule 506(b)Officers, directors & promoters on the filing
- David MazzoExecutive Officer, Director
- Peter TraberDirector
- Douglas LosordoExecutive Officer
- Joseph TalamoExecutive Officer
- Andrew L. PecoraDirector
- Steven M. KloskDirector
- Richard BermanDirector
- Steven S. MyersDirector
- Eric WeiDirector
- Robert A. PretiExecutive Officer, Director
- Offering amount
- $21M
- Amount sold
- $12.6M
- First sale
- Sep 2016
- Incorporated
- Corporation, Delaware
- Federal exemptions
- 06b
▶$1MraisedMar 2016 · 3 investors · BiotechnologyRule 506(b)
▶$1MraisedMar 2016 · 3 investors · Biotechnology
Rule 506(b)Officers, directors & promoters on the filing
- David J. MazzoExecutive Officer, Director
- Steven S. MyersDirector
- Joseph TalamoExecutive Officer
- Peter TraberDirector
- Robert A. PretiExecutive Officer, Director
- Steven M. KloskDirector
- Richard BermanDirector
- Eric WeiDirector
- Andrew L. PecoraDirector
- Offering amount
- $1M
- Amount sold
- $1M
- First sale
- Mar 2016
- Incorporated
- Corporation, Delaware
- Federal exemptions
- 06b
▶$38MraisedMay 2014 · 142 investors · BiotechnologyRule 506(b)
▶$38MraisedMay 2014 · 142 investors · Biotechnology
Rule 506(b)Officers, directors & promoters on the filing
- Robert PretiExecutive Officer
- Stephen W. PotterExecutive Officer
- Martyn D. GreenacreDirector
- Robert Dickey IVExecutive Officer
- Richard BermanDirector
- Andrew L. PecoraExecutive Officer, Director
- Catherine VaczyExecutive Officer
- Joseph TalamoExecutive Officer
- Douglas LosordoExecutive Officer
- Drew BernsteinDirector
- Steven S. MyersDirector
- Eric H.C. WeiDirector
- Robin L. SmithExecutive Officer, Director
- Offering amount
- $38M
- Amount sold
- $38M
- Finders' fees
- $1.5M
- Placement agents
- Piper Jaffray & Co.
- First sale
- May 2014
- Incorporated
- Corporation, Delaware
- Federal exemptions
- 06b
Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.
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In the news
Frequently asked questions
- What does Lisata Therapeutics, Inc. do?
- Lisata develops drug delivery platform technology and therapies for solid tumors, enabling targeted anti-cancer drug delivery and immune system activation against cancer.
- Who are Lisata Therapeutics, Inc.'s investors?
- Lisata Therapeutics, Inc.'s investors include Kyoto University Innovation Capital.
- How much funding has Lisata Therapeutics, Inc. raised?
- Lisata Therapeutics, Inc. has disclosed $435.1M raised across 8 rounds.
- Where is Lisata Therapeutics, Inc. headquartered?
- Lisata Therapeutics, Inc. is headquartered in Basking Ridge, US.


