Fundraising Fox
FinTron
Stamford, US · Founded 2022 · Delaware corporation · 1,133 employees on LinkedIn · 4 known investors
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FinTron (operating under Apex) provides Ascend Investor, a white-label and API-first digital wealth management platform that lets banks, retirement platforms, and financial institutions add self-directed brokerage, robo investing, and hybrid advisory services without building from scratch. The platform handles onboarding, risk questionnaires, automated portfolio allocation, trading, clearing, and custody to help firms serve mass-affluent investors at scale.
Founders & leadership
FinTron was founded in 2022 by Wilder Rumpf.
Investors · 4
Connecticut Innovationslisted by Connecticut InnovationsNew Haven · $500K – $2M
How we know: Connecticut Innovations's portfolio page · prnewswire.com · Not right? Tell us
Webster Bankreported
How we know: press coverage · Not right? Tell us
Reported raises · per SEC filings
Form D private placements$13.2M disclosed across 9 rounds · 2019–2023
▶$3.3MraisedAug 2024 · 25 investors · Other TechnologyRule 506(c)
▶$3.3MraisedAug 2024 · 25 investors · Other Technology
Rule 506(c)Officers, directors & promoters on the filing
- Wilder Frances RumpfExecutive Officer
- Offering amount
- $4.5M
- Amount sold
- $3.3M
- Minimum investment
- $15K
- Sales commissions
- $109.1K
- Placement agents
- Arq Advisors
- First sale
- Nov 2023
- Incorporated
- Corporation, Delaware, 2022
- Federal exemptions
- 06c
▶$6.1MraisedJul 2022 · 23 investors · Other TechnologyRule 506(c)
▶$6.1MraisedJul 2022 · 23 investors · Other Technology
Rule 506(c)Officers, directors & promoters on the filing
- Wilder Frances RumpfExecutive Officer
- Adam Gregory PulcynExecutive Officer
- Offering amount
- $6.8M
- Amount sold
- $6.1M
- Minimum investment
- $25K
- Sales commissions
- $353.6K
- Placement agents
- Arq Advisors
- First sale
- Mar 2022
- Incorporated
- Corporation, Delaware, 2017
- Federal exemptions
- 06c
▶$675KraisedApr 2022 · 8 investors · Other TechnologyRule 506(c)
▶$675KraisedApr 2022 · 8 investors · Other Technology
Rule 506(c)Officers, directors & promoters on the filing
- Wilder Frances RumpfExecutive Officer
- Offering amount
- $1M
- Amount sold
- $675K
- Minimum investment
- $5K
- Sales commissions
- $46.9K
- Placement agents
- Arq Advisors
- First sale
- Nov 2021
- Incorporated
- Corporation, Delaware, 2017
- Federal exemptions
- 06c
▶$900KraisedDec 2021 · 18 investors · Other TechnologyRule 506(c)
▶$900KraisedDec 2021 · 18 investors · Other Technology
Rule 506(c)Officers, directors & promoters on the filing
- Wilder Frances RumpfExecutive Officer
- Offering amount
- $1M
- Amount sold
- $900K
- Minimum investment
- $5K
- Sales commissions
- $22.5K
- Placement agents
- Arq Advisors
- First sale
- Jul 2021
- Incorporated
- Limited Liability Company, New York, 2017
- Federal exemptions
- 06c
▶$556.2KraisedOct 2021 · 8 investors · Other TechnologyRule 506(c)
▶$556.2KraisedOct 2021 · 8 investors · Other Technology
Rule 506(c)Officers, directors & promoters on the filing
- Wilder Frances RumpfExecutive Officer
- Offering amount
- $1M
- Amount sold
- $556.2K
- Minimum investment
- $5K
- Sales commissions
- $26.7K
- Placement agents
- Arq Advisors
- First sale
- May 2021
- Incorporated
- Limited Liability Company, New York, 2017
- Federal exemptions
- 06c
▶$125KraisedAug 2021 · 6 investors · Other Banking and Financial ServicesRule 506(c)
▶$125KraisedAug 2021 · 6 investors · Other Banking and Financial Services
Rule 506(c)Officers, directors & promoters on the filing
- Wilder RumpfExecutive Officer
- Offering amount
- $1M
- Amount sold
- $125K
- Minimum investment
- $10K
- Placement agents
- FinTron Invest, LLC
- First sale
- Nov 2020
- Incorporated
- Limited Liability Company, New York, 2017
- Federal exemptions
- 06c
▶$397.4KraisedAug 2021 · 20 investors · Other Banking and Financial ServicesRule 506(b)
▶$397.4KraisedAug 2021 · 20 investors · Other Banking and Financial Services
Rule 506(b)Officers, directors & promoters on the filing
- Wilder RumpfExecutive Officer
- Offering amount
- $1M
- Amount sold
- $397.4K
- Minimum investment
- $1K
- Placement agents
- Fintron Invest LLC
- First sale
- Mar 2019
- Incorporated
- Limited Liability Company, New York, 2019
- Federal exemptions
- 06b
▶$266.5KraisedAug 2021 · 9 investors · Other Banking and Financial ServicesRule 506(c)
▶$266.5KraisedAug 2021 · 9 investors · Other Banking and Financial Services
Rule 506(c)Officers, directors & promoters on the filing
- Wilder RumpfExecutive Officer
- Offering amount
- $1M
- Amount sold
- $266.5K
- Minimum investment
- $1K
- Placement agents
- Fintron Invest LLC
- First sale
- Mar 2020
- Incorporated
- Limited Liability Company, New York, 2019
- Federal exemptions
- 06c
Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.
In the news
Frequently asked questions
- What does FinTron do?
- FinTron (operating under Apex) provides Ascend Investor, a white-label and API-first digital wealth management platform that lets banks, retirement platforms, and financial institutions add self-directed brokerage, robo investing, and hybrid advisory services without building from scratch. The platform handles onboarding, risk questionnaires, automated portfolio allocation, trading, clearing, and custody to help firms serve mass-affluent investors at scale.
- Who founded FinTron?
- FinTron was founded by Wilder Rumpf in 2022.
- Who are FinTron's investors?
- FinTron's investors include Connecticut Innovations, AUA Capital Management, Sage Venture Partners, Webster Bank.
- How much funding has FinTron raised?
- FinTron has disclosed $13.2M raised across 9 rounds.
- Where is FinTron headquartered?
- FinTron is headquartered in Stamford, US.