About
Vikas Sharma is Director and Chief Compliance Officer at ACA Group, where he provides SEC compliance expertise for managers and funds. His experience spans RIA and private equity compliance, BDC compliance, 1940 Act and RIC compliance, anti-corruption, cybersecurity, Form ADV and PF matters, investor communications, global operations, and compliance training and staff development.
Contact· self-published, not guessed
Experience
- ACA GroupDirector and Chief Compliance Officercurrent2022 — presentDallas, TX
- Nephila Advisors LLCDeputy Chief Compliance Officer2021 — 2022
- CORE-CCO, LLC/VN Advisors LLCSenior Compliance Officer2019 — 2021
- Hudson Advisors L.P.Senior Vice President- Compliance Officer2016 — 2019Dallas/Fort Worth Area
- Stellus Capital Management/D.E.Shaw & Co.Manager Compliance2006 — 2016Houston, Texas Area
- D. E. Shaw & Co.Compliance and Portfolio Management Associate2006 — 2012Houston, Texas Area
- JPMorgan ChaseAnalyst-Investment Banking2005 — 2006
- Ramco SystemsBusiness Analyst2005
Skills & more
Regulatory Compliance
Languages English · Hindi
- Series 24 — FINRA
- Series 7 — FINRA
- Series 63 — FINRA
From Vikas's professional profile.
Colleagues at Valspring Capital
Amanda Zajac
Co-Founder & Senior Principal at Valspring Capital
Amy Sievert
Co-Founder & Head of Portfolio at Valspring Capital
Christine Lung
Investor at Valspring Capital
Lindsay Frumer
Investor at Valspring Capital
Robyn Peters
Operating Partner at Valspring Capital
Trish McCullagh
Chief Financial Officer at Valspring Capital
Yumin Choi
Co-Founder & Managing Partner at Valspring Capital
Frequently asked questions
- Who is Vikas Sharma?
- Vikas Sharma is Director and Chief Compliance Officer at ACA Group, where he provides SEC compliance expertise for managers and funds. His experience spans RIA and private equity compliance, BDC compliance, 1940 Act and RIC compliance, anti-corruption, cybersecurity, Form ADV and PF matters, investor communications, global operations, and compliance training and staff development.
- Where does Vikas Sharma work?
- Vikas Sharma is Chief Compliance Officer at Valspring Capital.
- Where did Vikas Sharma go to school?
- Vikas Sharma studied at Symbiosis Centre For Management and Human Resource Development (Master of Business Administration (M.B.A.), Finance); The Institute of Chartered Accountants of India.
Same school
Also attended Symbiosis Centre For Management and Human Resource Development1
Also attended The Institute of Chartered Accountants of India305
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Shared employers
Also worked at ACA Group8
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Also worked at Nephila Advisors LLC1
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