Fundraising Fox

Vikas Sharma

Investor

Chief Compliance Officer at Valspring Capital

Dallas, Texas, United States

About

Vikas Sharma is Director and Chief Compliance Officer at ACA Group, where he provides SEC compliance expertise for managers and funds. His experience spans RIA and private equity compliance, BDC compliance, 1940 Act and RIC compliance, anti-corruption, cybersecurity, Form ADV and PF matters, investor communications, global operations, and compliance training and staff development.

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Experience

  1. ACA GroupDirector and Chief Compliance Officercurrent2022 — presentDallas, TX
  2. Nephila Advisors LLCDeputy Chief Compliance Officer2021 — 2022
  3. CORE-CCO, LLC/VN Advisors LLCSenior Compliance Officer2019 — 2021
  4. Hudson Advisors L.P.Senior Vice President- Compliance Officer2016 — 2019Dallas/Fort Worth Area
  5. Stellus Capital Management/D.E.Shaw & Co.Manager Compliance2006 — 2016Houston, Texas Area
  6. D. E. Shaw & Co.Compliance and Portfolio Management Associate2006 — 2012Houston, Texas Area
  7. JPMorgan ChaseAnalyst-Investment Banking2005 — 2006
  8. Ramco SystemsBusiness Analyst2005

Education

  1. Symbiosis Centre For Management and Human Resource DevelopmentMaster of Business Administration (M.B.A.), Finance
  2. The Institute of Chartered Accountants of India

Skills & more

Regulatory Compliance

Languages English · Hindi

  • Series 24 — FINRA
  • Series 7 — FINRA
  • Series 63 — FINRA

From Vikas's professional profile.

Same school

Also attended Symbiosis Centre For Management and Human Resource Development1

Sriram IyerInvestor at FirsthandVC

Also attended The Institute of Chartered Accountants of India174

Vivek KothariController at Sierra VenturesAnupama SrinivasInvestor at Powerhouse VenturesKshitij GolwalkarInvestor at Powerhouse VenturesDipanjan BasuCo-Founder & Partner at Fireside Ventures Advisory LlpAmit KulkarniChief Financial Officer at Fireside Ventures Advisory LlpSiddharth GuptaVP - Finance at Fireside Ventures Advisory Llp

+ 168 more

Shared employers

Also worked at ACA Group2

Daniel LeonardoChief Compliance Officer, Deputy General Counsel at Multicoin CapitalCarl RizzoChief Compliance Officer at Structural Capital

Also worked at Hudson Advisors L.P.5

Will SuttleVice President, Finance at Sapphire VenturesJoe EmmanuelCFO at NewRoad Capital Partners, LLCMichael RothPrincipal at Valar Ventures LlcSam LoughlinChief Executive Officer at PacelineKevin BarnerManaging Director at Paceline

Also worked at D. E. Shaw & Co.30

Karthik ArdhanareeswaranInvestor at GV (Google Ventures)Divyansh SaksenaAnalyst at Congruent VenturesSudeep JandyamPrincipal at TCVJulia YanSenior Associate at Prelude VenturesPeter FindleyGeneral Partner at Anchorless BangladeshWilliam WangPartner at Highland Creek Partners

+ 24 more

Also worked at JPMorgan Chase254

Alexandra FarmerPrincipal at Intel Capital, North AmericaErica VanInvestment Director at Intel CapitalEricAdvisor at Clear VenturesDavid GoldenManaging Partner, Revolution VenturesTodd KleinManaging Partner, Revolution Growth at RevolutionNick ZurickTalent Lead at Pantera Capital

+ 248 more

Colleagues at Valspring Capital

Amanda Zajac
Co-Founder & Senior Principal at Valspring Capital
Amy Sievert
Co-Founder & Head of Portfolio at Valspring Capital
Aneesha Mehta
Partner at Valspring Capital
Christine Lung
Investor at Valspring Capital
Lindsay Frumer
Investor at Valspring Capital
Robyn Peters
Operating Partner at Valspring Capital
Trish McCullagh
Chief Financial Officer at Valspring Capital
Yumin Choi
Co-Founder & Managing Partner at Valspring Capital