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Steve Levinson

Investor

Compliance at TriplePoint Capital

Woodmere, New York, United States

Find your path to Steve

412 people in our graph share verified history with Steve — schools, employers, funds. One of them is your warm intro.

Todd KleinunlockedSteve: together at The Chase Manhattan Bank (1990–1992)
Steve: together at Queens College
Steve: together at TriplePoint Capital
×2Steve: together at Price Waterhouse

About

Steve Levinson is Chief Compliance Officer at TriplePoint Capital. He has experience building and overseeing compliance functions under the Investment Advisers Act and Investment Company Act for asset managers focused on liquid, private, and structured credit. Levinson is a CPA and holds an MBA, with a background spanning investment adviser compliance, internal controls, accounting, finance, and corporate governance.

Experience

  1. TriplePoint CapitalChief Compliance Officercurrent2022 — present
  2. TriplePoint Advisers LLCChief Compliance Officercurrent2022 — present
  3. Alcentra NY, LLCChief Compliance Officer2011 — 2022New York, NY
  4. Alcentra Capital CorporationChief Compliance Officer2014 — 2020New York, NY
  5. Stone Tower CapitalDirector of Compliance2007 — 2011
  6. IDT CorporationVice President Audit2003 — 2006
  7. IDT CorporationChief Audit Executive2003 — 2006
  8. Prudential SecuritiesSenior Audit Manager1998 — 2003
  9. Bear StearnsVice President1994 — 1998
  10. Dai-Ichi Kangyo BankSubsidiaries Audit Officer1993 — 1994
  11. The Chase Manhattan BankAudit Supervisor1989 — 1993
  12. Price WaterhouseStaff Auditor1987 — 1989

Skills & more

Quality ImprovementInvestmentsPrivate InvestmentAsset ManagementWholesale OperationsCompliance ManagementSoftware AuditsFinancial ServicesAudit ManagementTeam BuildingBusiness Continuity PlanningCompliance Regulations
+8 moreCompliance MonitoringCustomer Relationship Management (CRM)Policy DevelopmentBusiness SchoolsVenture ManagementCompliance AssessmentsAsset AllocationExecutive Management

From Steve's professional profile.

Colleagues at TriplePoint Capital

Aaron Tyler
Investor at TriplePoint Capital
Abhay Deshpande
Portfolio Monitoring at TriplePoint Capital
Albert Hsu
Finance at TriplePoint Capital
Alfredo Viera
Investor at TriplePoint Capital
Alvin Kim
Investor at TriplePoint Capital
Amar Dokal
Accounting at TriplePoint Capital
Angela Tse
Finance at TriplePoint Capital
Ben Pearson
Operations at TriplePoint Capital

Frequently asked questions

Who is Steve Levinson?
Steve Levinson is Chief Compliance Officer at TriplePoint Capital. He has experience building and overseeing compliance functions under the Investment Advisers Act and Investment Company Act for asset managers focused on liquid, private, and structured credit. Levinson is a CPA and holds an MBA, with a background spanning investment adviser compliance, internal controls, accounting, finance, and corporate governance.
Where does Steve Levinson work?
Steve Levinson is Compliance at TriplePoint Capital.
Where did Steve Levinson go to school?
Steve Levinson studied at Pace University (MBA, Financial Management); Queens College (BA, Accounting); Pace University (Master of Business Administration, Finance and Financial Management Services).

Same school

Shared employers