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Mike Bauder
InvestorVice President and Chief Compliance Officer at Harbert Growth Partners
Greater Birmingham, Alabama Area
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About
Mike Bauder is Vice President and Chief Compliance Officer at Harbert Management Corporation, where he oversees regulatory compliance, marketing review, and supervisory programs for the firm's alternative asset strategies and affiliated investment advisers. With over 30 years in the securities industry, he has managed compliance for various alternative funds, including Harbinger Capital Partners during its growth to over $26 billion in assets. Bauder holds the NSCP Certified Securities Compliance Professional designation, multiple securities licenses, and a B.S. in Economics from Florida Southern College.
Colleagues at Harbert Growth Partners
Frequently asked questions
- Who is Mike Bauder?
- Mike Bauder is Vice President and Chief Compliance Officer at Harbert Management Corporation, where he oversees regulatory compliance, marketing review, and supervisory programs for the firm's alternative asset strategies and affiliated investment advisers. With over 30 years in the securities industry, he has managed compliance for various alternative funds, including Harbinger Capital Partners during its growth to over $26 billion in assets. Bauder holds the NSCP Certified Securities Compliance Professional designation, multiple securities licenses, and a B.S. in Economics from Florida Southern College.
- Where does Mike Bauder work?
- Mike Bauder is Vice President and Chief Compliance Officer at Harbert Growth Partners.
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