Mike Bauder
InvestorVice President and Chief Compliance Officer at Harbert Growth Partners
Greater Birmingham, Alabama Area
About
Mike Bauder is Vice President and Chief Compliance Officer at Harbert Management Corporation, where he oversees regulatory compliance, marketing review, and supervisory programs for the firm's alternative asset strategies and affiliated investment advisers. With over 30 years in the securities industry, he has managed compliance for various alternative funds, including Harbinger Capital Partners during its growth to over $26 billion in assets. Bauder holds the NSCP Certified Securities Compliance Professional designation, multiple securities licenses, and a B.S. in Economics from Florida Southern College.
Experience
- Harbert Management CorporationVice President & Chief Compliance Officercurrent2006 — presentBirmingham, Alabama, United States
Skills & more
Investment Advisers Act · Private Funds · Alternative Assets · SEC Regulatory Oversight ·
From Mike's professional profile.
Colleagues at Harbert Growth Partners
Adam Arnold
Managing Director at Harbert Growth Partners
Alison G. McKinney
Senior Associate at Harbert Growth Partners
Ally English
Senior Associate, Investor Reporting at Harbert Growth Partners
Amanda Brown
Director, Fund Accounting at Harbert Growth Partners
Andrew Dietrich
Vice President, Fund Accounting at Harbert Growth Partners
Asher Curnutte
Associate, Investments at Harbert Growth Partners
Ashley Clements
Accounts Payable Manager at Harbert Growth Partners
Brandon Cohen
Director of Asset Management at Harbert Growth Partners
Frequently asked questions
- Who is Mike Bauder?
- Mike Bauder is Vice President and Chief Compliance Officer at Harbert Management Corporation, where he oversees regulatory compliance, marketing review, and supervisory programs for the firm's alternative asset strategies and affiliated investment advisers. With over 30 years in the securities industry, he has managed compliance for various alternative funds, including Harbinger Capital Partners during its growth to over $26 billion in assets. Bauder holds the NSCP Certified Securities Compliance Professional designation, multiple securities licenses, and a B.S. in Economics from Florida Southern College.
- Where does Mike Bauder work?
- Mike Bauder is Vice President and Chief Compliance Officer at Harbert Growth Partners.
- Where did Mike Bauder go to school?
- Mike Bauder studied at Florida Southern College (Bachelor of Science - BS, Economics).
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