Liam Waterous
InvestorAssociate at Waterous Energy Fund · Vice President, Chief Compliance Officer at Caldwell Securities Ltd.
Greater Calgary Metropolitan Area
About
Previously an associate in Scotiabank's energy investment banking group and a member of the investment management team at Hamblin Watsa Investment Counsel. He graduated from Harvard College in economics.
Experience
- Caldwell Securities Ltd.Vice President, Chief Compliance Officercurrent2021 — presentToronto, Ontario, Canada
- M Partners IncChief Compliance Officer2018 — 2021Toronto, Canada Area
- CredentialDirector, Trading & Institutional Compliance2015 — 2018Vancouver, Canada Area
- CredentialSenior Manager, IIROC Compliance & Trade Desk Supervisor2014 — 2015Vancouver, Canada Area
- CredentialTrading Desk Supervisor, Provincial Branch Manager2013 — 2014
- HSBC Global Asset ManagementSenior Manager, Corporate Compliance2008 — 2011Vancouver, Canada Area
- Raymond James Ltd.VP Institutional Trading Supervision2000 — 2008Vancouver, Canada Area
- IIROC (Investment Industry Regulatory Organization of Canada)Sales Compliance Technician1998 — 2000Vancouver, Canada Area
Skills & more
Retail & Institutional Sales & Trading ComplianceRegulatory Policy Analysis & DevelopmentFinancial Services ComplianceAML Surveillance, Policy & Procedure Development & AnalysisMutual FundsAsset ManagementSecuritiesEquitiesFixed IncomeCapital MarketsDerivativesInvestments
+10 more
Financial ServicesTradingRisk ManagementOptionsPortfolio ManagementWealth ManagementAnti Money LaunderingFinancial MarketsDue DiligenceHedge FundsFrom Liam's professional profile.
Colleagues at Waterous Energy Fund
Adam Waterous
Managing Partner & Chief Executive Officer at Waterous Energy Fund
Andrew Kim
Chief Financial Officer at Waterous Energy Fund
Connor Waterous
Managing Director at Waterous Energy Fund
David Roosth
Managing Director at Waterous Energy Fund
Henry Hager
Managing Director at Waterous Energy Fund
Riley Waterous
Principal at Waterous Energy Fund
Sharon Cooke
Executive Assistant at Waterous Energy Fund
Frequently asked questions
- Who is Liam Waterous?
- Previously an associate in Scotiabank's energy investment banking group and a member of the investment management team at Hamblin Watsa Investment Counsel. He graduated from Harvard College in economics.
- Where does Liam Waterous work?
- Liam Waterous is Associate at Waterous Energy Fund.
- Where did Liam Waterous go to school?
- Liam Waterous studied at British Columbia Institute of Technology (Business).
Same school
Also attended British Columbia Institute of Technology41
Kandai YamashitaAssociate at Pangaea Ventures Us Inc.Daven PatelPartner at Bow CapitalJonathan BeckerInvestor at HeadlineDarren ThomsonPrincipal at Vanedge CapitalViolet MolnarOffice Manager at Vanedge CapitalMary ChowChief Financial Officer at Olivex
+ 35 more
Shared employers
Also worked at HSBC Global Asset Management510
Matt CherianVenture Partner at Monta Vista CapitalAngela ToyPartner & COO at Golden Gate VenturesGiuseppe DonvitoPartner at P101 VenturesDamien DidierInvestor at DaphniRichard LeeInvestor at MedicxiAdvika JalanResearch Analyst at MMC Ventures
+ 504 more
