About
Kay Johnson is a Partner at Disruptive Ventures, LLC, with over a decade of experience in financial services. Her background includes roles as Executive Vice President, Board Director, Chief Compliance Officer, and various management positions.
Experience
- Disruptive Ventures, LLC.Partnercurrent2021 — present
- Allied Millennial Partners, LLC.Chief Compliance Officercurrent2022 — present
- Millennial Advisers, LLC.Chief Compliance Officercurrent2022 — present
- Fund Distribution Consultants, LLCIndependent Distribution Consultantcurrent2023 — present
- Touchstone Financial ComplianceBusiness Ownercurrent2019 — present
- National Asset Management, Inc.Chief Compliance Officer, Vice President and Director2013 — 2019
- vFinance InvestmentsExecutive Vice President and Chief Compliance Officer2010 — 2018
Skills & more
Crisis Management1Risk Management1Expert Witness1Project Management1Internal Audit1Securities1Asset Management1FINRA13Due Diligence2Alternative Investments4Equities10
From Kay's professional profile.
Colleagues at Disruptive Ventures
Frequently asked questions
- Who is Kay Johnson?
- Kay Johnson is a Partner at Disruptive Ventures, LLC, with over a decade of experience in financial services. Her background includes roles as Executive Vice President, Board Director, Chief Compliance Officer, and various management positions.
- Where does Kay Johnson work?
- Kay Johnson is Partner at Disruptive Ventures.
- Where did Kay Johnson go to school?
- Kay Johnson studied at FINRA Institute at Wharton (CRCP); St. Lawrence University (BS, Psychology).
Same school
Also attended St. Lawrence University20
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+ 14 more
