About
Kay Johnson is a Partner at Disruptive Ventures, LLC, with over a decade of experience in financial services. Her background includes roles as Executive Vice President, Board Director, Chief Compliance Officer, and various management positions.
Experience
- Disruptive Ventures, LLC.Partnercurrent2021 — present
- Allied Millennial Partners, LLC.Chief Compliance Officercurrent2022 — present
- Millennial Advisers, LLC.Chief Compliance Officercurrent2022 — present
- Fund Distribution Consultants, LLCIndependent Distribution Consultantcurrent2023 — present
- Touchstone Financial ComplianceBusiness Ownercurrent2019 — present
- National Asset Management, Inc.Chief Compliance Officer, Vice President and Director2013 — 2019
- vFinance InvestmentsExecutive Vice President and Chief Compliance Officer2010 — 2018
Education
- FINRA Institute at WhartonCRCP
- St. Lawrence UniversityBS, Psychology
Skills & more
Crisis Management1Risk Management1Expert Witness1Project Management1Internal Audit1Securities1Asset Management1FINRA13Due Diligence2Alternative Investments4Equities10
From Kay's professional profile.
Same school
Also attended St. Lawrence University16
Trip HoferVenture Partner at .406 VenturesDavid SwainChief Marketing Officer at ParadigmPatch PaczkowskiVenture Partner at IronGate Capital AdvisorsKarson HumistonAdvisor at Colle Capital PartnersReid HutchinsManaging Director at Advantage Capital PartnersWill ArquiettAnalyst at Advantage Capital Partners
+ 10 more
