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About
Bob Lavigne has nearly 30 years of experience as a chief compliance officer, regulator, and consultant working with investment advisors, broker-dealers, insurance companies, and private fund organizations on compliance, supervision, risk management, and related matters. He previously served as CCO for a large independent RIA with over $300 billion in assets, was managing director and practice leader at Bates Compliance, and worked as a director at PwC and as a senior examiner at FINRA's Boston district office. He holds a B.S. in criminal justice from Westfield State University and an MBA from Anna Maria College.
Colleagues at Hightower Advisors
Frequently asked questions
- Who is Bob Lavigne?
- Bob Lavigne has nearly 30 years of experience as a chief compliance officer, regulator, and consultant working with investment advisors, broker-dealers, insurance companies, and private fund organizations on compliance, supervision, risk management, and related matters. He previously served as CCO for a large independent RIA with over $300 billion in assets, was managing director and practice leader at Bates Compliance, and worked as a director at PwC and as a senior examiner at FINRA's Boston district office. He holds a B.S. in criminal justice from Westfield State University and an MBA from Anna Maria College.
- Where does Bob Lavigne work?
- Bob Lavigne is Chief Compliance Officer at Hightower Advisors.
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