TOMI Environmental Solutions
NASDAQ: TOMZBeverly Hills, US · Florida corporation
Founders & leadership
HS

HALDEN S. SHANEinExecutive
Board
HW
HAROLD W. PAULBoard director
Reported raises · per SEC filings
Form D private placements$14.7M disclosed across 4 rounds · 2014–2023
▶$2.6MraisedNov 2023 · 28 investors · BiotechnologyRule 506(b)
▶$2.6MraisedNov 2023 · 28 investors · Biotechnology
Rule 506(b)Officers, directors & promoters on the filing
- Elissa J ShaneExecutive Officer, Director
- Halden S ShaneExecutive Officer, Director
- Boh Soon LimDirector
- Walter C JohnsenDirector
- Kelly J AndersonDirector
- Nick JenningsExecutive Officer
- Offering amount
- $5M
- Amount sold
- $2.6M
- Sales commissions
- $156K
- Placement agents
- AGES Financial Services, Inc.
- First sale
- Nov 2023
- Incorporated
- Corporation, Florida
- Federal exemptions
- 06b
▶$5MraisedOct 2021 · 10 investors · Other Health CareRule 506(b)
▶$5MraisedOct 2021 · 10 investors · Other Health Care
Rule 506(b)Officers, directors & promoters on the filing
- Boh Soon LimDirector
- Nick JenningsExecutive Officer
- Halden S. ShaneExecutive Officer, Director
- Walter C. JohnsenDirector
- Kelly J. AndersonDirector
- Elissa J. ShaneExecutive Officer
- Offering amount
- $5M
- Amount sold
- $5M
- Sales commissions
- $300K
- Placement agents
- H.C. Wainwright & Co., LLC
- First sale
- Sep 2021
- Incorporated
- Corporation, Florida
- Federal exemptions
- 06b
▶$6MraisedMay 2017 · 6 investors · Other Health CareRule 506(b)
▶$6MraisedMay 2017 · 6 investors · Other Health Care
Rule 506(b)Officers, directors & promoters on the filing
- Halden ShaneExecutive Officer
- Offering amount
- $6M
- Amount sold
- $6M
- Minimum investment
- $300K
- First sale
- Mar 2017
- Incorporated
- Corporation, Florida
- Federal exemptions
- 06b
▶$1.1MraisedMar 2015 · 22 investors · Other Health CareRule 506(b)
▶$1.1MraisedMar 2015 · 22 investors · Other Health Care
Rule 506(b)Officers, directors & promoters on the filing
- HALDEN S. SHANEExecutive Officer
- HAROLD W. PAULDirector
- Offering amount
- $1.1M
- Amount sold
- $1.1M
- Minimum investment
- $25K
- Sales commissions
- $109.8K
- Placement agents
- SYNDICATED CAPITAL, INC.
- First sale
- Sep 2014
- Incorporated
- Corporation, Florida
- Federal exemptions
- 06b
Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.
In the news
TOMI Environmental Solutions to Report Second Quarter 2026 Financial Results on August 14 | Quiver Quantitativequiverquant.com · Aug 2026Frequently asked questions
- How much funding has TOMI Environmental Solutions raised?
- TOMI Environmental Solutions has disclosed $14.7M raised across 4 rounds.
- Where is TOMI Environmental Solutions headquartered?
- TOMI Environmental Solutions is headquartered in Beverly Hills, US.