Fundraising Fox

TOMI Environmental Solutions

NASDAQ: TOMZ

Beverly Hills, US · Florida corporation

Founders & leadership

HSHALDEN S. SHANE
HALDEN S. SHANEinExecutive

Board

HW
HAROLD W. PAULBoard director

Reported raises · per SEC filings

Form D private placements

$14.7M disclosed across 4 rounds · 2014–2023

$2.6MraisedNov 2023 · 28 investors · Biotechnology
Rule 506(b)
Officers, directors & promoters on the filing
  • Elissa J ShaneExecutive Officer, Director
  • Halden S ShaneExecutive Officer, Director
  • Boh Soon LimDirector
  • Walter C JohnsenDirector
  • Kelly J AndersonDirector
  • Nick JenningsExecutive Officer
Offering amount
$5M
Amount sold
$2.6M
Sales commissions
$156K
Placement agents
AGES Financial Services, Inc.
First sale
Nov 2023
Incorporated
Corporation, Florida
Federal exemptions
06b
Full filing on SEC EDGAR ↗
$5MraisedOct 2021 · 10 investors · Other Health Care
Rule 506(b)
Officers, directors & promoters on the filing
  • Boh Soon LimDirector
  • Nick JenningsExecutive Officer
  • Halden S. ShaneExecutive Officer, Director
  • Walter C. JohnsenDirector
  • Kelly J. AndersonDirector
  • Elissa J. ShaneExecutive Officer
Offering amount
$5M
Amount sold
$5M
Sales commissions
$300K
Placement agents
H.C. Wainwright & Co., LLC
First sale
Sep 2021
Incorporated
Corporation, Florida
Federal exemptions
06b
Full filing on SEC EDGAR ↗
$6MraisedMay 2017 · 6 investors · Other Health Care
Rule 506(b)
Officers, directors & promoters on the filing
  • Halden ShaneExecutive Officer
Offering amount
$6M
Amount sold
$6M
Minimum investment
$300K
First sale
Mar 2017
Incorporated
Corporation, Florida
Federal exemptions
06b
Full filing on SEC EDGAR ↗
$1.1MraisedMar 2015 · 22 investors · Other Health Care
Rule 506(b)
Officers, directors & promoters on the filing
  • HALDEN S. SHANEExecutive Officer
  • HAROLD W. PAULDirector
Offering amount
$1.1M
Amount sold
$1.1M
Minimum investment
$25K
Sales commissions
$109.8K
Placement agents
SYNDICATED CAPITAL, INC.
First sale
Sep 2014
Incorporated
Corporation, Florida
Federal exemptions
06b
Full filing on SEC EDGAR ↗

Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.

In the news

Frequently asked questions

How much funding has TOMI Environmental Solutions raised?
TOMI Environmental Solutions has disclosed $14.7M raised across 4 rounds.
Where is TOMI Environmental Solutions headquartered?
TOMI Environmental Solutions is headquartered in Beverly Hills, US.