Fundraising Fox

Smith Micro Software

NASDAQ: SMSI

Pittsburgh, US · Delaware corporation

Founders & leadership

WW
William W. Smith, Jr.Co-founder
WW
William W. SmithCo-founder
JM
James M KemptonVice President, Chief Financial Officer and Treasurer
TC
Timothy C. HuffmyerExecutive
RC
Rick CarpenterExecutive
SM
Steven M. YasbekExecutive
DP
David P. SperlingExecutive

Board

SL
Steven L. ElfmanBoard director
GJ
Gregory J. SzaboBoard director
TG
Thomas G. CampbellBoard director
SG
Samuel GulkoBoard director
CS
Chetan SharmaBoard director

Reported raises · per SEC filings

Form D private placements

$71.7M disclosed across 12 of 17 rounds · 2014–2026

▶Undisclosed amountofferedJun 2026 · 6 investors · Telecommunications
Rule 506(b)
Officers, directors & promoters on the filing
  • Steven L. ElfmanDirector
  • Samuel GulkoDirector
  • William W. Smith Jr.Executive Officer, Director
  • Asha KeddyDirector
  • Timothy C. HuffmyerExecutive Officer, Director
  • Bethany M. BraundExecutive Officer
  • Andrew ArnoDirector
  • Thomas G. CampbellDirector
First sale
Jun 2026
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$4.9MraisedMar 2026 · 6 investors · Telecommunications
Rule 506(b)
Officers, directors & promoters on the filing
  • Chetan SharmaDirector
  • William W. Smith Jr.Executive Officer, Director
  • Asha KeddyDirector
  • Steven L. ElfmanDirector
  • Gregory J. SzaboDirector
  • Thomas G. CampbellDirector
  • Andrew ArnoDirector
  • Samuel GulkoDirector
  • Timothy C. HuffmyerExecutive Officer
Offering amount
$4.9M
Amount sold
$4.9M
First sale
Mar 2026
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶Undisclosed amountofferedNov 2025 · 11 investors · Telecommunications
Rule 506(b)
Officers, directors & promoters on the filing
  • Steven L. ElfmanDirector
  • Samuel GulkoDirector
  • Andrew ArnoDirector
  • William W. Smith Jr.Executive Officer, Director
  • Chetan SharmaDirector
  • Thomas G. CampbellDirector
  • Timothy C. HuffmyerExecutive Officer
  • Gregory J. SzaboDirector
  • Asha KeddyDirector
Placement agents
Roth Capital Partners, LLC
First sale
Nov 2025
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$1.5MraisedNov 2025 · 1 investors · Telecommunications
Rule 506(b)
Officers, directors & promoters on the filing
  • Steven L. ElfmanDirector
  • Andrew ArnoDirector
  • William W. Smith Jr.Executive Officer, Director
  • Thomas G. CampbellDirector
  • Chetan SharmaDirector
  • Gregory J. SzaboDirector
  • Asha KeddyDirector
  • Samuel GulkoDirector
  • Timothy C. HuffmyerExecutive Officer
Offering amount
$1.5M
Amount sold
$1.5M
First sale
Nov 2025
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$933KraisedSep 2025 · 2 investors · Telecommunications
Rule 506(b)
Officers, directors & promoters on the filing
  • Andrew ArnoDirector
  • Steven L. ElfmanDirector
  • William W. Smith Jr.Executive Officer, Director
  • Timothy C. HuffmyerExecutive Officer
  • Asha KeddyDirector
  • Samuel GulkoDirector
  • Thomas G. CampbellDirector
  • Gregory J. SzaboDirector
  • Chetan SharmaDirector
Offering amount
$1.4M
Amount sold
$933K
First sale
Sep 2025
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶Undisclosed amountofferedAug 2025 · 3 investors · Telecommunications
Rule 506(b)
Officers, directors & promoters on the filing
  • Gregory J. SzaboDirector
  • Samuel GulkoDirector
  • Asha KeddyDirector
  • Chetan SharmaDirector
  • Steven L. ElfmanDirector
  • William W. Smith Jr.Executive Officer, Director
  • Timothy C. HuffmyerExecutive Officer
  • Andrew ArnoDirector
  • Thomas G. CampbellDirector
Placement agents
Chardan Capital Markets LLC
First sale
Jul 2025
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶Undisclosed amountofferedOct 2024 · 14 investors · Telecommunications
Rule 506(b)
Officers, directors & promoters on the filing
  • William W Smith Jr.Executive Officer, Director
  • Thomas G CampbellDirector
  • Andrew ArnoDirector
  • Chetan SharmaDirector
  • Samuel GulkoDirector
  • Gregory J SzaboDirector
  • Asha KeddyDirector
  • James M KemptonExecutive Officer
  • Steven L ElfmanDirector
Placement agents
Roth Capital Partners, LLC
First sale
Oct 2024
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$3MraisedOct 2024 · 1 investors · Telecommunications
Rule 506(b)
Officers, directors & promoters on the filing
  • Steven L ElfmanDirector
  • Gregory J SzaboDirector
  • James M KemptonExecutive Officer
  • Thomas G CampbellDirector
  • Samuel GulkoDirector
  • William W Smith Jr.Executive Officer, Director
  • Chetan SharmaDirector
  • Andrew ArnoDirector
  • Asha KeddyDirector
Offering amount
$3M
Amount sold
$3M
First sale
Oct 2024
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗

Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.

In the news

Smith Micro Software (NASDAQ: SMSI) files to register 487,349 warrant shares after financingsstocktitan.net · Jul 2026Smith Micro Raises Capital Through Warrant Inducement Agreement - TipRanks.comtipranks.com · Jun 2026SMSI Stock | Smith Micro Software Price, Quote, News & Analysis - TipRanks.comtipranks.com · Mar 2026Smith Micro Software cuts 30% of workforce while raising $2.65M in new financing - Pittsburgh Business Timesbizjournals.com · Nov 2025Buy Smith Micro Software Stock – SMSI Stock Quote Today & Investment Insights - Public.compublic.com

Frequently asked questions

Who founded Smith Micro Software?
Smith Micro Software was founded by William W. Smith, Jr., William W. Smith.
How much funding has Smith Micro Software raised?
Smith Micro Software has disclosed $71.7M raised across 12 of its 17 known rounds.
Where is Smith Micro Software headquartered?
Smith Micro Software is headquartered in Pittsburgh, US.