Fundraising Fox

Options Clearing

Chicago, US · Delaware corporation · 1 known investors

Founders & leadership

MJ
Mark J. MorrisonExecutive
MC
Massimo CutuliExecutive
JBJennifer Baum
Jennifer BauminExecutive
HA
Hugo A. MugicaExecutive
JWJulie W. Bauer
Julie W. BauerinExecutive
KM
Kurt M. EckertNamed on SEC filing
MN
Michael NowakNamed on SEC filing
DA
David A. HoagNamed on SEC filing
DG
David GooneNamed on SEC filing
AC
Amy C. ShellyNamed on SEC filing
RR
Richard R. LindseyNamed on SEC filing
DT
Daniel T. BusbyNamed on SEC filing

Investors · 1

Citadelreported

Reported raises · per SEC filings

Form D private placements

$2.2M disclosed across 3 rounds · 2014

▶$740KraisedMar 2026 · 2 investors · Other
Rule 506(c)
Officers, directors & promoters on the filing
  • Jennifer BaumExecutive Officer
  • Faris MatalkaDirector
  • Michael NowakExecutive Officer
  • Timothy LipscombExecutive Officer
  • Roland ChaiDirector
  • Kevin J. KennedyDirector
  • Michael West, Jr.Director
  • Susan E. LesterDirector
  • Matt RathbunExecutive Officer
  • Julie W. BauerExecutive Officer
  • Boudewijn DuinstraDirector
  • Thomas R. CardelloDirector
  • Joshua WoodsDirector
  • Peter MaragosDirector
  • Joseph C. LewisDirector
  • Daniel T. BusbyExecutive Officer
  • Megan M. CohenExecutive Officer
  • Alicia CrightonDirector
  • Elizabeth K. KingDirector
  • David A. HoagExecutive Officer
  • Mark F. DehnertDirector
  • Vishal ThakkarExecutive Officer
  • Stuart M. BourneDirector
  • Michael O. KurdDirector
  • Massimo CutuliExecutive Officer
  • Maria ChiodiDirector
  • Stephen LuparelloDirector
  • Michael HansenExecutive Officer
  • Andrej BolkovicExecutive Officer, Director
  • Hugo A. MugicaExecutive Officer
  • Carla DawsonExecutive Officer
  • Rachelle KellerDirector
Amount sold
$740K
First sale
Apr 2014
Incorporated
Corporation, Delaware
Federal exemptions
06c
Full filing on SEC EDGAR ↗
▶$740KraisedMar 2025 · 2 investors · Other
Rule 506(c)
Officers, directors & promoters on the filing
  • Faris MatalkaDirector
  • Stuart M. BourneDirector
  • Mark J. MorrisonExecutive Officer
  • Massimo CutuliExecutive Officer
  • Maria ChiodiDirector
  • Jennifer BaumExecutive Officer
  • Robert HockingDirector
  • Michael West, Jr.Director
  • Peter MaragosDirector
  • Kevin J. KennedyDirector
  • Hugo A. MugicaExecutive Officer
  • Julie W. BauerExecutive Officer
  • Daniel T. BusbyExecutive Officer
  • Thomas R. CardelloDirector
  • Stephen LuparelloDirector
  • Joshua WoodsDirector
  • Vishal ThakkarExecutive Officer
  • Alicia CrightonDirector
  • Matt RathbunExecutive Officer
  • Roland ChaiDirector
  • Megan M. CohenExecutive Officer
  • Susan E. LesterDirector
  • Michael NowakExecutive Officer
  • Andrej BolkovicExecutive Officer, Director
  • Rachelle KellerDirector
  • Joseph C. LewisDirector
  • Boudewijn DuinstraDirector
  • Michael HansenExecutive Officer
  • Elizabeth K. KingDirector
  • Craig S. DonohueDirector
  • David A. HoagExecutive Officer
  • Michael O. KurdDirector
  • Carla DawsonExecutive Officer
  • Mark DehnertDirector
Amount sold
$740K
First sale
Apr 2014
Incorporated
Corporation, Delaware
Federal exemptions
06c
Full filing on SEC EDGAR ↗
▶$740KraisedApr 2022 · 2 investors · Other
Rule 506(c)
Officers, directors & promoters on the filing
  • Kurt M. EckertDirector
  • Robert HockingDirector
  • Kevin J. KennedyDirector
  • Michael NowakDirector
  • David A. HoagExecutive Officer
  • David GooneDirector
  • Amy C. ShellyExecutive Officer
  • Richard R. LindseyDirector
  • Daniel T. BusbyExecutive Officer
  • Susan G. O'FlynnDirector
  • Elizabeth K. KingDirector
  • Stuart M. BourneDirector
  • Peter MaragosDirector
  • Janet AngstadtExecutive Officer
  • Joseph P. KamnikExecutive Officer
  • John P. Davidson, IIIExecutive Officer
  • Julie W. BauerExecutive Officer
  • Robert LittermanDirector
  • Maria ChiodiDirector
  • Scot E. WarrenExecutive Officer
  • Dale A. MichaelsExecutive Officer
  • Thomas R. CardelloDirector
  • Jennifer BaumExecutive Officer
  • Susan E. LesterDirector
  • Stephen LuparelloDirector
  • Thomas A. FrankDirector
  • Meyer S. FrucherDirector
  • Alice Patricia WhiteDirector
  • Carla DawsonExecutive Officer
  • Craig S. DonohueExecutive Officer, Director
  • Vishal ThakkarExecutive Officer
  • Hugo A. MugicaExecutive Officer
  • Mark J. MorrisonExecutive Officer
Amount sold
$740K
First sale
Apr 2014
Incorporated
Corporation, Delaware
Federal exemptions
06c
Full filing on SEC EDGAR ↗

Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.

In the news

Federal Register :: Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change by the Options Clearing Corporation To Establish a Commercial Paper Programfederalregister.gov · Jul 2026Goldman, Citadel Back Options Clearing Plan Opposed by Retail Brokers - Bloombergbloomberg.com · Apr 2026What Is the Options Clearing Corporation (OCC) – Everything You Need to Know | Stock Investorstockinvestor.com · Dec 2025Options Clearing Corp raises fees, cites regulatory scrutinyfinance.yahoo.com · Apr 2014

Frequently asked questions

Who are Options Clearing's investors?
Options Clearing's investors include Citadel.
How much funding has Options Clearing raised?
Options Clearing has disclosed $2.2M raised across 3 rounds.
Where is Options Clearing headquartered?
Options Clearing is headquartered in Chicago, US.