Fundraising FoxNES Financial
San Jose, US · California corporation
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Founders & leadership
DY
Dan YoderExecutive
MH
Michael HalloranNamed on SEC filing
Board
RG
Rick GaribaldiBoard director
TS
Tom SteippBoard director
MW
Mike WestBoard director
BF
Barry FernaldBoard director
Reported raises · per SEC filings
Form D private placements$3.7M disclosed across 2 rounds · 2011–2016
▶$2.7MraisedMay 2017 · 27 investors · OtherRule 506(b)
▶$2.7MraisedMay 2017 · 27 investors · Other
Rule 506(b)Officers, directors & promoters on the filing
- Rick GaribaldiDirector
- Michael HalloranExecutive Officer, Director
- Tom SteippExecutive Officer, Director
- Mike WestDirector
- Dan YoderExecutive Officer, Director
- Barry FernaldDirector
- Offering amount
- $2.7M
- Amount sold
- $2.7M
- Minimum investment
- $2K
- First sale
- Dec 2016
- Incorporated
- Corporation, California
- Federal exemptions
- 06b
▶$1MraisedFeb 2012 · 11 investors · OtherRule 506(b)
▶$1MraisedFeb 2012 · 11 investors · Other
Rule 506(b)Officers, directors & promoters on the filing
- Michael P. HalloranExecutive Officer, Director
- Barry C.L. FernaldDirector
- Dan YoderExecutive Officer, Director
- Tom SteippDirector
- Rick GaribaldiDirector
- Offering amount
- $3M
- Amount sold
- $1M
- Minimum investment
- $10K
- First sale
- Dec 2011
- Incorporated
- Corporation, California
- Federal exemptions
- 06
Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.
Frequently asked questions
- How much funding has NES Financial raised?
- NES Financial has disclosed $3.7M raised across 2 rounds.
- Where is NES Financial headquartered?
- NES Financial is headquartered in San Jose, US.