Fundraising Fox

Luma Financial Technologies

Cincinnati, US · Founded 2018 · Delaware LLC · 5 known investors

Founders & leadership

GL
Gim LauExecutive
DP
Donald PoganExecutive
TJ
Timothy J. BonacciExecutive
RP
Robert P. JenkinsExecutive
HF
Henry FlowersNamed on SEC filing
BJ
Bob JenkinsNamed on SEC filing

Board

EA
Elliott AppelBoard director
ZW
Zheng WangBoard director
AG
Alex GoodmanBoard director
SL
Sterling LapinskiBoard director
VS
Vanessa SimonettiBoard director
WH
William HolliganBoard director

Investors · 5

Bank of AmericareportedNew York
Morgan StanleyreportedPurchase
Sixth StreetreportedSan Francisco · $50M – $2.5B
UBSreportedZurich

Also in the syndicate · 1

Sixth Street Growthlead

Reported raises · per SEC filings

Form D private placements

$100M disclosed across 3 rounds · 2020–2025

▶$62.9MraisedApr 2025 · 6 investors · Other Technology
Rule 506(b)
Officers, directors & promoters on the filing
  • William HolliganDirector
  • Stephen BodurthaDirector
  • Elliott AppelDirector
  • Zheng WangDirector
  • Alex GoodmanDirector
  • Sterling LapinskiDirector
  • Gim LauExecutive Officer
  • Vanessa SimonettiDirector
  • Donald PoganExecutive Officer
  • Timothy J. BonacciExecutive Officer, Director
  • Robert P. JenkinsExecutive Officer
Offering amount
$62.9M
Amount sold
$62.9M
Minimum investment
$2.8M
Finders' fees
$2.6M
Proceeds to insiders
$1M
Placement agents
Broadhaven Securities LLC
First sale
Apr 2025
Incorporated
Limited Liability Company, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$30.1MraisedDec 2021 · 4 investors · Other Technology
Rule 506(b)
Officers, directors & promoters on the filing
  • Sterling LapinskiDirector
  • Eric GlicksmanDirector
  • Zheng WangDirector
  • Rafael SalvatierraDirector
  • Donald PoganExecutive Officer
  • Stephen BodurthaDirector
  • Vanessa SimonettiDirector
  • Timothy J. BonacciExecutive Officer, Director
  • Robert P. JenkinsExecutive Officer
Offering amount
$75.1M
Amount sold
$30.1M
Minimum investment
$5M
Finders' fees
$3.1M
Placement agents
Broadhaven Securities LLC
First sale
Dec 2021
Incorporated
Limited Liability Company, Delaware, 2018
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$7MraisedMay 2020 · 3 investors · Other Technology
Rule 506(b)
Officers, directors & promoters on the filing
  • Sterling LapinskiDirector
  • Henry FlowersDirector
  • Donald PoganExecutive Officer
  • Zheng WangDirector
  • Timothy J. BonacciExecutive Officer, Director
  • Stephen BodurthaDirector
  • Bob JenkinsExecutive Officer
Offering amount
$22M
Amount sold
$7M
Minimum investment
$250K
First sale
Apr 2020
Incorporated
Limited Liability Company, Delaware, 2018
Federal exemptions
06b
Full filing on SEC EDGAR ↗

Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.

In the news

Sixth Street leads $63m Series C for US wealthtech Lumafintechfutures.com · Apr 2025Luma Secures US$63 Million in Series C Funding - Fintech News Americafintechnews.am · Apr 2025Luma Financial Technologies raises $63m to expand global reachfintech.global · Apr 2025Luma raises $63m to close Series Ccitywire.com · Apr 2025Luma Financial Technologies Announces the Closing of a $63 Million Series C Investment Led by Sixth Street Growth - Luma Financial Technologieslumafintech.com · Apr 2025Luma Financial Technologies raises $63 millioncoverager.com · Apr 2025

Frequently asked questions

Who are Luma Financial Technologies's investors?
Luma Financial Technologies's investors include Bank of America, Morgan Stanley, Sixth Street, UBS.
How much funding has Luma Financial Technologies raised?
Luma Financial Technologies has disclosed $100M raised across 3 rounds.
Where is Luma Financial Technologies headquartered?
Luma Financial Technologies is headquartered in Cincinnati, US.