Luma Financial Technologies
Cincinnati, US · Founded 2018 · Delaware LLC · 5 known investors
Find your way into Luma Financial Technologies
523 people in our graph share verified history with the Luma Financial Technologies team — schools, employers, funds. One of them is your warm intro.
Nick Dolikunlockedknows Donald Pogan · together at UBS (overlapped)
×4knows the team · via UBS
knows the team · via Penn State University
×2knows the team · via Saint Joseph's University
×4knows the team · via The Ohio State University Fisher College of Business
Founders & leadership
GL
Gim LauExecutive
DP
Donald PoganinChief Product OfficerDonald Pogan is Chief Product Officer at Luma Financial Technologies, leading the company's product strategy across its suite of modules. He previously served as Chief Operating Officer and has spent nearly a decade at the company working on fintech product development, including order management and platform architecture.
TJ
Timothy J. BonacciinPresident & CEOTimothy J. Bonacci held senior positions at two top-tier super regional banks and brings 20 years of experience in financial services. He founded Luma Financial Technologies, a fintech platform that helps advisors and institutions manage market-linked investments.
RP
Robert P. JenkinsExecutive
HF
Henry FlowersNamed on SEC filing
Board
EA
Elliott AppelBoard director
ZW
Zheng WangBoard director
AG
Alex GoodmanBoard director
SL
Sterling LapinskiBoard director
VS
Vanessa SimonettiBoard director
WH
William HolliganBoard director
SB
Stephen BodurthaBoard director
Investors · 5
Bank of AmericareportedNew York
Morgan StanleyreportedPurchase
Sixth StreetreportedSan Francisco · $50M – $2.5B
UBSreportedZurich
Also in the syndicate · 1
Sixth Street Growthlead
Reported raises · per SEC filings
Form D private placements$100M disclosed across 3 rounds · 2020–2025
▶$62.9MraisedApr 2025 · 6 investors · Other TechnologyRule 506(b)
▶$62.9MraisedApr 2025 · 6 investors · Other Technology
Rule 506(b)Officers, directors & promoters on the filing
- William HolliganDirector
- Stephen BodurthaDirector
- Elliott AppelDirector
- Zheng WangDirector
- Alex GoodmanDirector
- Sterling LapinskiDirector
- Gim LauExecutive Officer
- Vanessa SimonettiDirector
- Donald PoganExecutive Officer
- Timothy J. BonacciExecutive Officer, Director
- Robert P. JenkinsExecutive Officer
- Offering amount
- $62.9M
- Amount sold
- $62.9M
- Minimum investment
- $2.8M
- Finders' fees
- $2.6M
- Proceeds to insiders
- $1M
- Placement agents
- Broadhaven Securities LLC
- First sale
- Apr 2025
- Incorporated
- Limited Liability Company, Delaware
- Federal exemptions
- 06b
▶$30.1MraisedDec 2021 · 4 investors · Other TechnologyRule 506(b)
▶$30.1MraisedDec 2021 · 4 investors · Other Technology
Rule 506(b)Officers, directors & promoters on the filing
- Sterling LapinskiDirector
- Eric GlicksmanDirector
- Zheng WangDirector
- Rafael SalvatierraDirector
- Donald PoganExecutive Officer
- Stephen BodurthaDirector
- Vanessa SimonettiDirector
- Timothy J. BonacciExecutive Officer, Director
- Robert P. JenkinsExecutive Officer
- Offering amount
- $75.1M
- Amount sold
- $30.1M
- Minimum investment
- $5M
- Finders' fees
- $3.1M
- Placement agents
- Broadhaven Securities LLC
- First sale
- Dec 2021
- Incorporated
- Limited Liability Company, Delaware, 2018
- Federal exemptions
- 06b
▶$7MraisedMay 2020 · 3 investors · Other TechnologyRule 506(b)
▶$7MraisedMay 2020 · 3 investors · Other Technology
Rule 506(b)Officers, directors & promoters on the filing
- Sterling LapinskiDirector
- Henry FlowersDirector
- Donald PoganExecutive Officer
- Zheng WangDirector
- Timothy J. BonacciExecutive Officer, Director
- Stephen BodurthaDirector
- Bob JenkinsExecutive Officer
- Offering amount
- $22M
- Amount sold
- $7M
- Minimum investment
- $250K
- First sale
- Apr 2020
- Incorporated
- Limited Liability Company, Delaware, 2018
- Federal exemptions
- 06b
Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.
In the news
Frequently asked questions
- Who are Luma Financial Technologies's investors?
- Luma Financial Technologies's investors include Bank of America, Morgan Stanley, Sixth Street, UBS.
- How much funding has Luma Financial Technologies raised?
- Luma Financial Technologies has disclosed $100M raised across 3 rounds.
- Where is Luma Financial Technologies headquartered?
- Luma Financial Technologies is headquartered in Cincinnati, US.