HavenLock
Franklin, US · Founded 2014 · Delaware corporation · 9 employees on LinkedIn
Founders & leadership
AB
Alexander BertelliNamed on SEC filing
KC
Kenneth Clay BanksNamed on SEC filing
Reported raises · per SEC filings
Form D private placements$5M disclosed across 6 of 7 rounds · 2014–2023
▶$200KraisedMar 2023 · 11 investors · Other TechnologyRule 506(b)
▶$200KraisedMar 2023 · 11 investors · Other Technology
Rule 506(b)Officers, directors & promoters on the filing
- Wes WarringtonDirector
- James Ray BaileyDirector
- Alexander BertelliExecutive Officer, Director, Promoter
- Robert CardiffDirector
- Josh WeedDirector
- Offering amount
- $500K
- Amount sold
- $200K
- First sale
- Feb 2023
- Incorporated
- Corporation, Delaware
- Federal exemptions
- 06b
▶$350KraisedApr 2022 · 2 investors · Other TechnologyRule 506(b)
▶$350KraisedApr 2022 · 2 investors · Other Technology
Rule 506(b)Officers, directors & promoters on the filing
- Kenneth Clay BanksDirector, Promoter
- Alexander BertelliExecutive Officer, Director, Promoter
- Offering amount
- $750K
- Amount sold
- $350K
- First sale
- Apr 2022
- Incorporated
- Corporation, Delaware
- Federal exemptions
- 06b
▶$1.8MraisedMay 2021 · 28 investors · Other TechnologyRule 506(b)
▶$1.8MraisedMay 2021 · 28 investors · Other Technology
Rule 506(b)Officers, directors & promoters on the filing
- Alexander BertelliExecutive Officer, Director, Promoter
- Kenneth Clay BanksExecutive Officer, Director, Promoter
- Offering amount
- $2.1M
- Amount sold
- $1.8M
- First sale
- Aug 2020
- Incorporated
- Corporation, Delaware
- Federal exemptions
- 06b
▶$50KraisedJun 2019 · 1 investors · Other TechnologyRule 506(c)
▶$50KraisedJun 2019 · 1 investors · Other Technology
Rule 506(c)Officers, directors & promoters on the filing
- Tracy GuarinoDirector
- Kenneth Clay BanksExecutive Officer, Director
- Alexander BertelliExecutive Officer, Director
- Offering amount
- $2.8M
- Amount sold
- $50K
- First sale
- Jun 2019
- Incorporated
- Corporation, Delaware, 2014
- Federal exemptions
- 06c
▶$1.2MraisedApr 2019 · 15 investors · Other TechnologyRule 506(b)
▶$1.2MraisedApr 2019 · 15 investors · Other Technology
Rule 506(b)Officers, directors & promoters on the filing
- Tracy GuarinoDirector
- Alexander BertelliExecutive Officer, Director
- Kenneth Clay BanksExecutive Officer, Director
- Offering amount
- $1.2M
- Amount sold
- $1.2M
- First sale
- Apr 2019
- Incorporated
- Corporation, Delaware, 2014
- Federal exemptions
- 06b
▶$1.4MraisedAug 2018 · 18 investors · Other TechnologyRule 506(c)
▶$1.4MraisedAug 2018 · 18 investors · Other Technology
Rule 506(c)Officers, directors & promoters on the filing
- Tracy GuarinoDirector
- Kenneth Clay BanksExecutive Officer, Director, Promoter
- Alexander Michael BertelliExecutive Officer, Director, Promoter
- Offering amount
- $1.6M
- Amount sold
- $1.4M
- Minimum investment
- $10K
- Proceeds to insiders
- $160K
- First sale
- Dec 2014
- Incorporated
- Corporation, Tennessee, 2014
- Federal exemptions
- 06c
▶Undisclosed amountofferedMar 2017 · 2 investors · Other Technology
▶Undisclosed amountofferedMar 2017 · 2 investors · Other Technology
Officers, directors & promoters on the filing
- Alexander Michael BertelliExecutive Officer, Director, Promoter
- Kenneth Clay BanksExecutive Officer, Director, Promoter
- First sale
- Feb 2017
- Incorporated
- Corporation, Tennessee, 2014
- Federal exemptions
- 04
Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.
Frequently asked questions
- How much funding has HavenLock raised?
- HavenLock has disclosed $5M raised across 6 of its 7 known rounds.
- Where is HavenLock headquartered?
- HavenLock is headquartered in Franklin, US.