Halo Investing
Chicago, US · Founded 2015 · Delaware corporation · 126 employees on LinkedIn · 5 known investors
Find your way into Halo Investing
739 people in our graph share verified history with the Halo Investing team — schools, employers, funds. One of them is your warm intro.
Ryan Isonounlockedknows Jason Barsema · together at Credit Suisse (overlapped)
×9knows the team · via Credit Suisse
knows the team · via Northwestern University - Kellogg School of Management
knows the team · via Northern Illinois University
Halo operates a platform that gives financial advisors and institutions access to protective investment products such as Structured Notes, annuities, and Structured Note SMAs, including tools to create custom Structured Notes. It connects advisors with product manufacturers and provides research, analysis, reporting tools, and educational content for wealth and retirement planning.
Founders & leadership
Halo Investing was founded in 2015 by Jason Barsema and Biju Kulathakal.
JB
Jason BarsemainCo-Founder / PresidentJason Barsema is Executive Officer and Director at Halo Investing, a platform providing financial advisors and institutions access to protective investment products and tools for structured note creation and wealth planning.
BK
Board
JP
James P. FortescueBoard director
AT
Abhinav TiwariBoard director
DB
Dennis BarsemaBoard director
Investors · 5
Reported raises · per SEC filings
Form D private placements$49.7M disclosed across 3 rounds · 2017–2021
▶$35.8MraisedApr 2021 · 12 investors · InvestingRule 506(b)
▶$35.8MraisedApr 2021 · 12 investors · Investing
Rule 506(b)Officers, directors & promoters on the filing
- James P. FortescueDirector
- Jason BarsemaExecutive Officer, Director
- Abhinav TiwariDirector
- Dennis BarsemaDirector
- Biju KulathakalExecutive Officer, Director
- Offering amount
- $115M
- Amount sold
- $35.8M
- First sale
- Apr 2021
- Incorporated
- Corporation, Delaware
- Federal exemptions
- 06b
▶$9.8MraisedMar 2019 · 14 investors · InvestingRule 506(b)
▶$9.8MraisedMar 2019 · 14 investors · Investing
Rule 506(b)Officers, directors & promoters on the filing
- Biju KulathakalExecutive Officer, Director
- Jason BarsemaExecutive Officer, Director
- Nick FeraExecutive Officer
- James P. FortescueDirector
- "Xin ""James""" WuDirector
- Dennis BarsemaDirector
- Offering amount
- $14M
- Amount sold
- $9.8M
- First sale
- Feb 2019
- Incorporated
- Corporation, Delaware, 2015
- Federal exemptions
- 06b
▶$4.1MraisedJun 2017 · 11 investors · AgricultureRule 506(b)
▶$4.1MraisedJun 2017 · 11 investors · Agriculture
Rule 506(b)Officers, directors & promoters on the filing
- Jason M. BarsemaExecutive Officer, Director
- Biju KulathakalExecutive Officer, Director
- Offering amount
- $6.8M
- Amount sold
- $4.1M
- First sale
- May 2017
- Incorporated
- Corporation, Delaware, 2015
- Federal exemptions
- 06b
Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.
Competitors · 8
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Corporatefinanceinstitute142 shared keywordsCorporate Finance Institute offers an online specialization program teaching finance professionals how to integrate environmental, social, and governance (ESG) factors into financial analysis, valuation, and investment decision-making. The program covers ESG frameworks, sustainability integration, greenhouse gas accounting, and climate risk management across eight core courses.
CAIS106 shared keywordsCAIS Structured Investments is a platform that connects independent financial advisors with structured notes, CDs, SMAs, and hedging strategies offered by third-party bank issuers. It provides education, access to bank issuer offerings, tools to build custom note strategies, and lifecycle support for managing and monitoring a structured investment portfolio.
iCapital70 shared keywordsiCapital operates a platform that provides wealth managers and financial advisors access to structured investments, annuities, and defined outcome ETF solutions through integrated marketplaces, educational resources, and portfolio management tools. The platform serves financial professionals seeking to incorporate risk-managed investment products into client portfolios.
Scotiabank67 shared keywordsScotiabank (Bahamas) Limited is a bank providing financial services in the Bahamas. The page is an investor relations resource for financial disclosures and annual reports.
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In the news
Frequently asked questions
- What does Halo Investing do?
- Halo operates a platform that gives financial advisors and institutions access to protective investment products such as Structured Notes, annuities, and Structured Note SMAs, including tools to create custom Structured Notes. It connects advisors with product manufacturers and provides research, analysis, reporting tools, and educational content for wealth and retirement planning.
- Who founded Halo Investing?
- Halo Investing was founded by Jason Barsema, Biju Kulathakal in 2015.
- Who are Halo Investing's investors?
- Halo Investing's investors include G Squared, Owl Capital, Abu Dhabi Catalyst Partners, Allianz Life Ventures, William Blair.
- How much funding has Halo Investing raised?
- Halo Investing has disclosed $49.7M raised across 3 rounds.
- Where is Halo Investing headquartered?
- Halo Investing is headquartered in Chicago, US.