Fundraising Fox

Giga Tronics

San Ramon, US · California corporation · 2 known investors

Giga-tronics manufactures signal generators, threat emulation systems, RF capture and playback solutions, and microwave signal generators for military electronics and system verification applications.

Deep TechDefense TechHardwareSemiconductors

Founders & leadership

SD
Steven D. LanceExecutive
MEMark Elo
Mark EloinExecutive Vice President of Business Development2011–2016
JRJohn Regazzi
John RegazziExecutive
JT
Jeffrey T. LumExecutive
MR
Michael R. PentaExecutive

Board

JA
James A. ColeBoard director
GG
Garrett GarrettsonBoard director
GL
Gordon L. AlmquistBoard director
WJ
William J. ThompsonBoard director
KH
Kenneth HarveyBoard director
LP
Lutz P. HenckelsBoard director

Investors · 2

Partners for GrowthTiburon · $1M – $50M
Partners for Growth (PFG)

Reported raises · per SEC filings

Form D private placements

$16M disclosed across 8 rounds · 2015–2023

▶$3.3MraisedJan 2023 · 2 investors · Other
Rule 506(b)
Officers, directors & promoters on the filing
  • William HorneDirector
  • Jonathan ReadExecutive Officer, Director
  • Lutz HenckelsExecutive Officer
  • Jeffrey BentzDirector
  • Robert SmithDirector
  • Thomas VickersDirector
  • Timothy LongExecutive Officer
  • William ThompsonDirector
  • John RegazziDirector
Offering amount
$3.3M
Amount sold
$3.3M
Sales commissions
$240K
Placement agents
Spartan Capital Securities, LLC
First sale
Jan 2023
Incorporated
Corporation, California
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$1.5MraisedApr 2021 · 2 investors · Other Technology
Rule 506(b)
Officers, directors & promoters on the filing
  • John R. RegazziExecutive Officer, Director
  • Lutz P. HenckelsExecutive Officer, Director
  • William J. ThompsonDirector
  • Thomas E. VickersDirector
  • Gordon L. AlmquistDirector
Offering amount
$1.5M
Amount sold
$1.5M
Minimum investment
$750K
Finders' fees
$105K
Placement agents
Roth Capital Partners, LLC
First sale
Apr 2021
Incorporated
Corporation, California
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$550KraisedMar 2020 · 2 investors · Other Technology
Rule 506(b)
Officers, directors & promoters on the filing
  • John RegazziExecutive Officer, Director
  • William J. ThompsonDirector
  • Lutz P. HenckelsExecutive Officer, Director
  • Jaime R. WestonDirector
  • Gordon L. AlmquistDirector
Offering amount
$550K
Amount sold
$550K
Minimum investment
$50K
Finders' fees
$22.5K
First sale
Mar 2020
Incorporated
Corporation, California
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$3.4MraisedDec 2019 · 38 investors · Other Technology
Rule 506(b)
Officers, directors & promoters on the filing
  • William J. ThompsonDirector
  • Lutz P. HenckelsExecutive Officer, Director
  • John RegazziExecutive Officer, Director
  • Jaime R. WestonDirector
  • Gordon L. AlmquistDirector
Offering amount
$3.4M
Amount sold
$3.4M
First sale
Sep 2019
Incorporated
Corporation, California
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$2MraisedJan 2019 · 41 investors · Other Technology
Rule 506(b)
Officers, directors & promoters on the filing
  • William J. ThompsonDirector
  • Gordon L. AlmquistDirector
  • John R. RegazziExecutive Officer, Director
  • Lutz P. HenckelsExecutive Officer, Director
  • Jamie WestonDirector
Offering amount
$2.5M
Amount sold
$2M
Sales commissions
$89K
Placement agents
Emerging Growth Equities, Ltd.
First sale
Mar 2018
Incorporated
Corporation, California
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$205KraisedMay 2017 · 1 investors · Other Technology
Rule 506(b)
Officers, directors & promoters on the filing
  • Michael R. PentaExecutive Officer
  • Gordon L. AlmquistDirector
  • William J. ThompsonExecutive Officer, Director
  • Jamie WestonDirector
  • John RegazziExecutive Officer, Director
  • James A. ColeDirector
  • Lutz P. HenckelsDirector
  • Temi OduozorExecutive Officer
Offering amount
$205K
Amount sold
$205K
First sale
Apr 2017
Incorporated
Corporation, California
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$3.5MraisedFeb 2016 · 18 investors · Other Technology
Rule 506(b)
Officers, directors & promoters on the filing
  • John R. RegazziExecutive Officer, Director
  • Kenneth HarveyDirector
  • Michael R. PentaExecutive Officer
  • Lutz P. HenckelsDirector
  • Jeffrey T. LumExecutive Officer
  • Steven D. LanceExecutive Officer
  • Gordon L. AlmquistDirector
  • Garrett A. GarrettsonDirector
  • James A. ColeDirector
  • William J. ThompsonDirector
  • Mark EloExecutive Officer
Offering amount
$3.5M
Amount sold
$3.5M
Sales commissions
$208K
Placement agents
Emerging Growth Equities, Ltd.
First sale
Jan 2016
Incorporated
Corporation, California
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$1.6MraisedFeb 2015 · 1 investors · Other Technology
Rule 506(b)
Officers, directors & promoters on the filing
  • Steven D. LanceExecutive Officer
  • Garrett GarrettsonDirector
  • Gordon L. AlmquistDirector
  • William J. ThompsonDirector
  • Mark A. EloExecutive Officer
  • Kenneth HarveyDirector
  • James A. ColeDirector
  • John R. RegazziExecutive Officer, Director
  • Jeffrey T. LumExecutive Officer
  • Lutz P. HenckelsDirector
  • Michael R. PentaExecutive Officer
Offering amount
$1.6M
Amount sold
$1.6M
First sale
Feb 2015
Incorporated
Corporation, California
Federal exemptions
06b
Full filing on SEC EDGAR ↗

Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.

Frequently asked questions

What does Giga Tronics do?
Giga-tronics manufactures signal generators, threat emulation systems, RF capture and playback solutions, and microwave signal generators for military electronics and system verification applications.
Who are Giga Tronics's investors?
Giga Tronics's investors include Partners for Growth, Partners for Growth (PFG).
How much funding has Giga Tronics raised?
Giga Tronics has disclosed $16M raised across 8 rounds.
Where is Giga Tronics headquartered?
Giga Tronics is headquartered in San Ramon, US.