Fundraising Fox
Financial Gravity Companies
OTC: FGCOLakeway, US · Nevada corporation
Find your way into Financial Gravity Companies
381 people in our graph share verified history with the Financial Gravity Companies team — schools, employers, funds. One of them is your warm intro.
Phil Sandersonunlockedknows Edward A. Lyon · together at Hamilton College (overlapped)
×4knows the team · via Hamilton College
×7knows the team · via George Mason University
Financial Gravity Companies provides family office services and financial solutions to investment advisors and tax professionals. The company supports advisor acquisitions and offers AI-driven financial services for wealth management and advisory practices.
Founders & leadership
JP
John PollockFounder | EVP Sales & Innovation | Co-Chairman of the BoardJohn Pollock is Director at Financial Gravity Companies, which provides family office services and AI-driven financial solutions to investment advisors and tax professionals.
SW
Scott WintersExecutive
WN
William NelsonExecutiveWilliam Nelson holds a Ph.D. in economics from George Mason University and previously served as co-founder and chief investment officer at EQIS, where he developed technology platforms and managed investment portfolios. He is now executive officer and director at Financial Gravity Companies, which provides family office services and AI-driven financial solutions to investment advisors and wealth management practitioners.
JW
Jennifer WintersChief Operating OfficerShe previously co-founded a turnkey asset management platform and served nine years as Chief Compliance Officer overseeing regulatory matters with the SEC and FINRA, with over 25 years of experience in financial services compliance, operations, and technology; she holds an MBA from Quantic School of Business and Technology.
AB
Alexander BrockwayChief Legal CounselAlexander Brockway is a licensed attorney who worked in legal compliance and transactional matters at a private equity firm and founded a restaurant business in Austin, Texas. He holds an undergraduate degree from the University of Washington and serves as Executive Officer of Financial Gravity Companies, which provides family office and wealth management services to advisors and tax professionals.
PW
Paul WilliamsFormer Vice Chairman of the Board, Chief Financial Officer and Treasurer
EA
Edward A. LyonChief Tax Strategist and DirectorEdward A. Lyon founded TaxCoach Software in 2005, a tax planning system designed to help clients and advisors reduce tax liability, and merged the company into Financial Gravity Companies in 2015, where he serves as Chief Tax Strategist; he has authored multiple books on tax planning and advisory services and has advised thousands of business owners and financial professionals.
WN
William Nelson, Jr.Chief Investment Officer, FGAM CEO and Board Member
Reported raises · per SEC filings
Form D private placements$1M disclosed across 8 of 10 rounds · 2016–2026
▶$9.4KraisedJan 2026 · 1 investors · InvestingRule 506(b)
▶$9.4KraisedJan 2026 · 1 investors · Investing
Rule 506(b)Officers, directors & promoters on the filing
- John PollockDirector
- Scott WintersExecutive Officer, Director
- William NelsonExecutive Officer, Director
- Jennifer WintersExecutive Officer, Director
- Gary NemerExecutive Officer
- Kaili WintersExecutive Officer
- Alexander BrockwayExecutive Officer
- Ed LyonDirector
- Offering amount
- $9.4K
- Amount sold
- $9.4K
- Minimum investment
- $9.4K
- First sale
- Jan 2026
- Incorporated
- Corporation, Nevada
- Federal exemptions
- 06b
▶$4.3KraisedNov 2025 · 1 investors · InvestingRule 506(b)
▶$4.3KraisedNov 2025 · 1 investors · Investing
Rule 506(b)Officers, directors & promoters on the filing
- Gary NemerExecutive Officer
- Kaili WintersExecutive Officer
- William NelsonExecutive Officer, Director
- Jennifer WintersExecutive Officer, Director
- John PollockDirector
- Alexander BrockwayExecutive Officer
- Scott WintersExecutive Officer, Director
- Ed LyonDirector
- Offering amount
- $4.3K
- Amount sold
- $4.3K
- Minimum investment
- $4.3K
- First sale
- Nov 2025
- Incorporated
- Corporation, Nevada
- Federal exemptions
- 06b
▶$145.5KraisedOct 2025 · 1 investors · InvestingRule 506(b)
▶$145.5KraisedOct 2025 · 1 investors · Investing
Rule 506(b)Officers, directors & promoters on the filing
- Jennifer WintersExecutive Officer, Director
- Ed LyonDirector
- Kaili WintersExecutive Officer
- John PollockDirector
- Alexander BrockwayExecutive Officer
- William NelsonExecutive Officer, Director
- Scott WintersExecutive Officer, Director
- Gary NemerExecutive Officer
- Offering amount
- $145.5K
- Amount sold
- $145.5K
- First sale
- Sep 2025
- Incorporated
- Corporation, Nevada
- Federal exemptions
- 06b
▶$40KraisedSep 2025 · 1 investors · InvestingRule 506(b)
▶$40KraisedSep 2025 · 1 investors · Investing
Rule 506(b)Officers, directors & promoters on the filing
- Kaili WintersExecutive Officer
- John PollockDirector
- Alexander BrockwayExecutive Officer
- William NelsonExecutive Officer, Director
- Ed LyonDirector
- Gary NemerExecutive Officer
- Jennifer WintersExecutive Officer, Director
- Scott WintersExecutive Officer, Director
- Offering amount
- $60K
- Amount sold
- $40K
- Minimum investment
- $5K
- First sale
- Sep 2025
- Incorporated
- Corporation, Nevada
- Federal exemptions
- 06b
▶$24.5KraisedJun 2025 · 1 investors · InvestingRule 506(b)
▶$24.5KraisedJun 2025 · 1 investors · Investing
Rule 506(b)Officers, directors & promoters on the filing
- William NelsonExecutive Officer, Director
- Alexander BrockwayExecutive Officer
- Ed LyonDirector
- Gary NemerExecutive Officer
- Scott WintersExecutive Officer, Director
- John PollockDirector
- Jennifer WintersExecutive Officer, Director
- Offering amount
- $24.5K
- Amount sold
- $24.5K
- Minimum investment
- $24.5K
- First sale
- May 2025
- Incorporated
- Corporation, Nevada
- Federal exemptions
- 06b
▶$120KraisedMay 2025 · 1 investors · InvestingRule 506(b)
▶$120KraisedMay 2025 · 1 investors · Investing
Rule 506(b)Officers, directors & promoters on the filing
- Scott WintersExecutive Officer, Director
- Gary NemerExecutive Officer
- Alexander BrockwayExecutive Officer
- William NelsonExecutive Officer, Director
- Jennifer WintersExecutive Officer, Director
- John PollockDirector
- Ed LyonDirector
- Offering amount
- $120K
- Amount sold
- $120K
- Minimum investment
- $120K
- First sale
- Apr 2025
- Incorporated
- Corporation, Nevada
- Federal exemptions
- 06b
▶Undisclosed amountofferedDec 2023 · 1 investors · InvestingRule 506(b)
▶Undisclosed amountofferedDec 2023 · 1 investors · Investing
Rule 506(b)Officers, directors & promoters on the filing
- William NelsonExecutive Officer, Director
- Jennifer WintersDirector
- Gary NemerExecutive Officer, Director
- John PollockExecutive Officer, Director
- Mark WilliamsDirector
- Scott WintersExecutive Officer, Director
- Ed LyonDirector
- Minimum investment
- $60K
- Incorporated
- Corporation, Nevada
- Federal exemptions
- 06b
▶$100KofferedJun 2023 · 1 investors · InvestingRule 506(b)
▶$100KofferedJun 2023 · 1 investors · Investing
Rule 506(b)Officers, directors & promoters on the filing
- Mark WilliamsDirector
- John PollockExecutive Officer, Director
- Jennifer WintersDirector
- Gary NemerExecutive Officer, Director
- William NelsonExecutive Officer, Director
- Ed LyonDirector
- Scott WintersExecutive Officer, Director
- Offering amount
- $100K
- Minimum investment
- $100K
- Incorporated
- Corporation, Nevada
- Federal exemptions
- 06b
Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.
Competitors · 3
by search overlap
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SmartAsset5 shared keywordsFisher Investments is a global money management and financial advisory firm that provides portfolio management, financial planning, and retirement planning services primarily to high-net-worth individuals and institutional clients. The firm manages investments across equities, fixed income, and blended accounts using an active, forward-looking investment approach.
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In the news
Frequently asked questions
- What does Financial Gravity Companies do?
- Financial Gravity Companies provides family office services and financial solutions to investment advisors and tax professionals. The company supports advisor acquisitions and offers AI-driven financial services for wealth management and advisory practices.
- How much funding has Financial Gravity Companies raised?
- Financial Gravity Companies has disclosed $1M raised across 8 of its 10 known rounds.
- Where is Financial Gravity Companies headquartered?
- Financial Gravity Companies is headquartered in Lakeway, US.