Fundraising Fox

Energy Focus Inc/De

NASDAQ: EFOI

Solon, US · Ohio corporation

Advanced Manufacturing

Founders & leadership

JT
James TuExecutive

Board

RF
Robert FarkasBoard director
MR
Michael RamelotBoard director
JC
Jennifer ChengBoard director
GM
Geraldine McManusBoard director

Reported raises · per SEC filings

Form D private placements

$10.1M disclosed across 4 rounds · 2019–2022

▶$3.5MraisedJun 2022 · 3 investors · Manufacturing
Rule 506(b)
Officers, directors & promoters on the filing
  • Stephen SocolofExecutive Officer, Director
  • Brian LagartoDirector
  • Greg GalluccioExecutive Officer
  • Jeff ParkerDirector
  • Phillip PolitzinerDirector
  • Gina HuangDirector
  • Jennifer ChengDirector
  • James WarrenExecutive Officer
Offering amount
$3.5M
Amount sold
$3.5M
Sales commissions
$252K
Placement agents
H.C. Wainwright & Co., LLC
First sale
Jun 2022
Incorporated
Corporation, Ohio
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$4.5MraisedDec 2021 · 7 investors · Manufacturing
Rule 506(b)
Officers, directors & promoters on the filing
  • James WarrenExecutive Officer
  • Phillip PolitzinerDirector
  • James TuExecutive Officer, Director
  • Jennifer ChengDirector
  • Gina HuangDirector
  • Tod NestorExecutive Officer
  • Stephen SocolofDirector
Offering amount
$4.5M
Amount sold
$4.5M
Sales commissions
$360K
Placement agents
H.C. Wainwright & Co., LLC
First sale
Dec 2021
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$430.2KraisedJan 2020 · 9 investors · Manufacturing
Rule 506(b)
Officers, directors & promoters on the filing
  • James TuExecutive Officer, Director
  • Tod NestorExecutive Officer
  • Jennifer ChengDirector
  • Geraldine McManusDirector
  • Philip PolitzinerDirector
  • Stephen SocolofDirector
Offering amount
$2.8M
Amount sold
$430.2K
Minimum investment
$1.6K
Sales commissions
$30.1K
Placement agents
H.C. Wainwright & Co., LLC
First sale
Jan 2020
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$1.7MraisedApr 2019 · 5 investors · Manufacturing
Rule 506(c)
Officers, directors & promoters on the filing
  • Robert FarkasDirector
  • James TuExecutive Officer, Director
  • Michael RamelotDirector
  • Jennifer ChengDirector
  • Geraldine McManusDirector
Offering amount
$1.7M
Amount sold
$1.7M
Minimum investment
$10K
First sale
Mar 2019
Incorporated
Corporation, Delaware
Federal exemptions
06c
Full filing on SEC EDGAR ↗

Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.

Frequently asked questions

How much funding has Energy Focus Inc/De raised?
Energy Focus Inc/De has disclosed $10.1M raised across 4 rounds.
Where is Energy Focus Inc/De headquartered?
Energy Focus Inc/De is headquartered in Solon, US.