Fundraising Fox

Capnia

Redwood City, US · Delaware corporation · 1 known investors

Healthtech

Founders & leadership

GP
Gina PhelpsExecutive
DD
David D. O'TooleExecutive
AB
Anish BhatnagarExecutive
AW
Anthony WondkaExecutive

Board

SE
Steinar EngelsenBoard director
EGEdgar G. Engleman
Edgar G. EnglemanBoard directorManaging Partner at Vivo Capital
SN
Stephen N. KirnonBoard director
EM
Ernest MarioBoard director
WJ
William James AlexanderBoard director
WG
William G. HarrisBoard director

Investors · 1

Vivo CapitalreportedPalo Alto · $10M – $50Mvia Edgar G. Engleman · board

Reported raises · per SEC filings

Form D private placements

$90.3M disclosed across 8 rounds · 2012–2023

▶$60MraisedOct 2023 · 14 investors · Biotechnology
Rule 506(b)
Officers, directors & promoters on the filing
  • Matthew PaulsDirector
  • Anish BhatnagarExecutive Officer, Director
  • James MackanessExecutive Officer
  • Andrew SinclairDirector
  • Ernest MarioDirector
  • Birgitte VolckDirector
  • Gwen MelincoffDirector
  • William HarrisDirector
Offering amount
$60M
Amount sold
$60M
Sales commissions
$3.6M
First sale
Oct 2023
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$15MraisedDec 2017 · 16 investors · Other Health Care
Rule 506(b)
Officers, directors & promoters on the filing
  • Stuart CollinsonDirector
  • Ernest MarioDirector
  • Stephen N. KirnonDirector
  • Steinar EngelsenDirector
  • Edgar G. EnglemanDirector
  • Rajen DalalDirector
  • William G. HarrisDirector
  • Jonathan D. WolterExecutive Officer
  • Mahendra ShahDirector
  • Anish BhatnagarExecutive Officer, Director
Offering amount
$15M
Amount sold
$15M
Sales commissions
$1.1M
First sale
Dec 2017
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$602.1KraisedFeb 2017 · 1 investors · Other Health Care
Rule 506(b)
Officers, directors & promoters on the filing
  • Anish BhatnagarExecutive Officer, Director
  • David D. O'TooleExecutive Officer
  • Ernest MarioDirector
  • Steinar EngelsenDirector
  • Edgar G. EnglemanDirector
  • William G. HarrisDirector
  • Stephen N. KirnonDirector
  • Rajen DalalDirector
Offering amount
$17M
Amount sold
$602.1K
First sale
Jan 2017
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$3.2MraisedJul 2016 · 3 investors · Other Health Care
Rule 506(b)
Officers, directors & promoters on the filing
  • William G. HarrisDirector
  • Rajen DalalDirector
  • Stephen N. KirnonDirector
  • Ernest MarioDirector
  • David D. O'TooleExecutive Officer
  • Steinar EngelsenDirector
  • Anish BhatnagarExecutive Officer, Director
  • Edgar G. EnglemanDirector
Offering amount
$13.8M
Amount sold
$3.2M
Sales commissions
$61.7K
Placement agents
Maxim Group LLC
First sale
Jul 2016
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$4.6MraisedOct 2015 · 3 investors · Other Health Care
Rule 506(b)
Officers, directors & promoters on the filing
  • Edgar G. EnglemanDirector
  • William G. HarrisDirector
  • Steinar EngelsenDirector
  • Anish BhatnagarExecutive Officer, Director
  • Ernest MarioDirector
  • William James AlexanderDirector
  • David D. O'TooleExecutive Officer
  • Stephen N. KirnonDirector
Offering amount
$10M
Amount sold
$4.6M
Sales commissions
$319K
Placement agents
Maxim Group LLC
First sale
Oct 2015
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$1.4MraisedOct 2015 · 1 investors · Other Health Care
Rule 506(b)
Officers, directors & promoters on the filing
  • Stephen N. KirnonDirector
  • Steinar EngelsenDirector
  • William James AlexanderDirector
  • Ernest MarioDirector
  • David D. O'TooleExecutive Officer
  • Anish BhatnagarExecutive Officer, Director
  • William G. HarrisDirector
  • Edgar G. EnglemanDirector
Offering amount
$10M
Amount sold
$1.4M
First sale
Aug 2015
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$3.7MraisedMar 2015 · 8 investors · Other Health Care
Rule 506(b)
Officers, directors & promoters on the filing
  • Gina PhelpsExecutive Officer
  • Stephen N. KirnonDirector
  • Ernest MarioDirector
  • David D. O'TooleExecutive Officer
  • William James AlexanderDirector
  • Steinar EngelsenDirector
  • Anish BhatnagarExecutive Officer, Director
  • Edgar G. EnglemanDirector
  • William G. HarrisDirector
  • Anthony WondkaExecutive Officer
Offering amount
$3.7M
Amount sold
$3.7M
First sale
Mar 2015
Incorporated
Corporation, Delaware
Federal exemptions
06b
Full filing on SEC EDGAR ↗
▶$1.9MraisedJan 2012 · 17 investors · Other Health Care
Rule 506(b)
Officers, directors & promoters on the filing
  • Steinar J. EngelsenDirector
  • William James AlexanderDirector
  • Stephen N. KirnonDirector
  • Anish BhatnagarExecutive Officer, Director
  • Edgar G. EnglemanDirector
  • Ernest MarioExecutive Officer, Director
Offering amount
$2M
Amount sold
$1.9M
Minimum investment
$1
First sale
Jan 2012
Incorporated
Corporation, Delaware
Federal exemptions
06
Full filing on SEC EDGAR ↗

Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.

In the news

Will Capnia Continue to Surge Higher? | Nasdaqnasdaq.com · Mar 2019CAPNIA, Inc. Reports Third Quarter 2015 Financial Results - BioSpacebiospace.com · Nov 2015Capnia: Poor Capital Structure And Future Funding Issues Cloud Company's Future (NASDAQ:CAPN) | Seeking Alphaseekingalpha.com · Sep 2015IPO Profile: Capnia Incpehub.com · Dec 2014Capnia, Inc. Announces Pricing of Initial Public Offeringprnewswire.com · Nov 2014Capnia, a CO2-through-nose treatment company, raises $16.3M | VentureBeatventurebeat.com · Apr 2008

Frequently asked questions

Who are Capnia's investors?
Capnia's investors include Vivo Capital.
How much funding has Capnia raised?
Capnia has disclosed $90.3M raised across 8 rounds.
Where is Capnia headquartered?
Capnia is headquartered in Redwood City, US.