AlphaTON Capital
Road Town, Tortola, US · Virgin Islands, British corporation
Founders & leadership
BK
Brittany KaiserChief Executive Officer and Director
RK
Robert KramerChief Scientific Officer
AE
Andrea E. ParkChief Financial Officer
AS
Allan ShawChief Financial Officer
IB
Ian B. WaltersChief Executive Officer and Director
RG
Robert GlassmanNamed on SEC filing
MS
Mark SimonNamed on SEC filing
LM
Linda M. KozickNamed on SEC filing
Board
JM
James MellonBoard director
GB
Gregory BaileyBoard director
SM
Steven MintzBoard director
AP
Alexander PickettBoard director
Reported raises · per SEC filings
Form D private placements$72.7M disclosed across 4 of 5 rounds · 2022–2026
▶$2MraisedMay 2026 · 1 investors · Other TechnologyRule 506(b)
▶$2MraisedMay 2026 · 1 investors · Other Technology
Rule 506(b)Officers, directors & promoters on the filing
- Wes LevittExecutive Officer
- Yury MitinExecutive Officer
- Brittany KaiserDirector, Executive Officer
- Daniel SicilianoDirector
- Enzo VillaniDirector, Executive Officer
- Michael TerpinDirector
- Offering amount
- $5.5M
- Amount sold
- $2M
- First sale
- May 2026
- Incorporated
- Corporation, Virgin Islands, British
- Federal exemptions
- 06b
▶Undisclosed amountofferedOct 2025 · 1 investors · Other TechnologyRule 506(b)
▶Undisclosed amountofferedOct 2025 · 1 investors · Other Technology
Rule 506(b)Officers, directors & promoters on the filing
- Steven MintzDirector
- Enzo VillaniDirector, Executive Officer
- Yury MitinExecutive Officer
- Robert KramerExecutive Officer
- Brittany KaiserDirector, Executive Officer
- Michael TerpinDirector
- Andrea E. ParkExecutive Officer
- Alexander PickettDirector
- First sale
- Sep 2025
- Incorporated
- Corporation, Virgin Islands, British
- Federal exemptions
- 06b
▶$36.1MraisedSep 2025 · 15 investors · PharmaceuticalsRule 506(b)
▶$36.1MraisedSep 2025 · 15 investors · Pharmaceuticals
Rule 506(b)Officers, directors & promoters on the filing
- Steven MintzDirector
- Brittany KaiserDirector, Executive Officer
- Alexander PickettDirector
- Robert KramerExecutive Officer
- James MellonDirector
- Andrea E. ParkExecutive Officer
- Gregory BaileyDirector
- Offering amount
- $36.1M
- Amount sold
- $36.1M
- Sales commissions
- $3.6M
- Placement agents
- Chardan Capital Markets, LLC
- First sale
- Sep 2025
- Incorporated
- Corporation, Virgin Islands, British
- Federal exemptions
- 06b
▶$1raisedOct 2023 · 1 investors · PharmaceuticalsRule 506(b)
▶$1raisedOct 2023 · 1 investors · Pharmaceuticals
Rule 506(b)Officers, directors & promoters on the filing
- Linda M. KozickDirector
- Steven MintzDirector
- Robert KramerExecutive Officer
- Steven InnaimoExecutive Officer
- Robert GlassmanDirector
- Allan ShawExecutive Officer
- Justin FairchildExecutive Officer
- Brian WileyExecutive Officer
- James MellonDirector
- Gregory BaileyDirector
- Ian B. WaltersExecutive Officer, Director
- Mark SimonDirector
- Offering amount
- $1
- Amount sold
- $1
- Sales commissions
- $360K
- Placement agents
- H.C. Wainwright
- First sale
- Sep 2023
- Incorporated
- Corporation, Ontario, Canada
- Federal exemptions
- 06b
▶$34.6MraisedAug 2022 · 4 investors · PharmaceuticalsRule 506(b)
▶$34.6MraisedAug 2022 · 4 investors · Pharmaceuticals
Rule 506(b)Officers, directors & promoters on the filing
- Robert GlassmanDirector
- Allan ShawExecutive Officer
- Robert KramerExecutive Officer
- Mark SimonDirector
- Steven MintzDirector
- Linda M. KozickDirector
- James MellonDirector
- Ian B. WaltersExecutive Officer, Director
- Gregory BaileyDirector
- Offering amount
- $34.6M
- Amount sold
- $34.6M
- First sale
- Jul 2022
- Incorporated
- Corporation, Ontario, Canada
- Federal exemptions
- 06b
Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.
In the news
Frequently asked questions
- How much funding has AlphaTON Capital raised?
- AlphaTON Capital has disclosed $72.7M raised across 4 of its 5 known rounds.
- Where is AlphaTON Capital headquartered?
- AlphaTON Capital is headquartered in Road Town, Tortola, US.