Fundraising Fox

AlphaTON Capital

Road Town, Tortola, US · Virgin Islands, British corporation

Founders & leadership

BK
Brittany KaiserChief Executive Officer and Director
RK
Robert KramerChief Scientific Officer
AE
Andrea E. ParkChief Financial Officer
AS
Allan ShawChief Financial Officer
IB
Ian B. WaltersChief Executive Officer and Director
RG
Robert GlassmanNamed on SEC filing
MS
Mark SimonNamed on SEC filing
LM
Linda M. KozickNamed on SEC filing

Board

JM
James MellonBoard director
GB
Gregory BaileyBoard director
SM
Steven MintzBoard director
AP
Alexander PickettBoard director

Reported raises · per SEC filings

Form D private placements

$72.7M disclosed across 4 of 5 rounds · 2022–2026

$2MraisedMay 2026 · 1 investors · Other Technology
Rule 506(b)
Officers, directors & promoters on the filing
  • Wes LevittExecutive Officer
  • Yury MitinExecutive Officer
  • Brittany KaiserDirector, Executive Officer
  • Daniel SicilianoDirector
  • Enzo VillaniDirector, Executive Officer
  • Michael TerpinDirector
Offering amount
$5.5M
Amount sold
$2M
First sale
May 2026
Incorporated
Corporation, Virgin Islands, British
Federal exemptions
06b
Full filing on SEC EDGAR ↗
Undisclosed amountofferedOct 2025 · 1 investors · Other Technology
Rule 506(b)
Officers, directors & promoters on the filing
  • Steven MintzDirector
  • Enzo VillaniDirector, Executive Officer
  • Yury MitinExecutive Officer
  • Robert KramerExecutive Officer
  • Brittany KaiserDirector, Executive Officer
  • Michael TerpinDirector
  • Andrea E. ParkExecutive Officer
  • Alexander PickettDirector
First sale
Sep 2025
Incorporated
Corporation, Virgin Islands, British
Federal exemptions
06b
Full filing on SEC EDGAR ↗
$36.1MraisedSep 2025 · 15 investors · Pharmaceuticals
Rule 506(b)
Officers, directors & promoters on the filing
  • Steven MintzDirector
  • Brittany KaiserDirector, Executive Officer
  • Alexander PickettDirector
  • Robert KramerExecutive Officer
  • James MellonDirector
  • Andrea E. ParkExecutive Officer
  • Gregory BaileyDirector
Offering amount
$36.1M
Amount sold
$36.1M
Sales commissions
$3.6M
Placement agents
Chardan Capital Markets, LLC
First sale
Sep 2025
Incorporated
Corporation, Virgin Islands, British
Federal exemptions
06b
Full filing on SEC EDGAR ↗
$1raisedOct 2023 · 1 investors · Pharmaceuticals
Rule 506(b)
Officers, directors & promoters on the filing
  • Linda M. KozickDirector
  • Steven MintzDirector
  • Robert KramerExecutive Officer
  • Steven InnaimoExecutive Officer
  • Robert GlassmanDirector
  • Allan ShawExecutive Officer
  • Justin FairchildExecutive Officer
  • Brian WileyExecutive Officer
  • James MellonDirector
  • Gregory BaileyDirector
  • Ian B. WaltersExecutive Officer, Director
  • Mark SimonDirector
Offering amount
$1
Amount sold
$1
Sales commissions
$360K
Placement agents
H.C. Wainwright
First sale
Sep 2023
Incorporated
Corporation, Ontario, Canada
Federal exemptions
06b
Full filing on SEC EDGAR ↗
$34.6MraisedAug 2022 · 4 investors · Pharmaceuticals
Rule 506(b)
Officers, directors & promoters on the filing
  • Robert GlassmanDirector
  • Allan ShawExecutive Officer
  • Robert KramerExecutive Officer
  • Mark SimonDirector
  • Steven MintzDirector
  • Linda M. KozickDirector
  • James MellonDirector
  • Ian B. WaltersExecutive Officer, Director
  • Gregory BaileyDirector
Offering amount
$34.6M
Amount sold
$34.6M
First sale
Jul 2022
Incorporated
Corporation, Ontario, Canada
Federal exemptions
06b
Full filing on SEC EDGAR ↗

Source: SEC EDGAR Form D. Amounts as filed; amended filings shown once at their latest values.

In the news

Frequently asked questions

How much funding has AlphaTON Capital raised?
AlphaTON Capital has disclosed $72.7M raised across 4 of its 5 known rounds.
Where is AlphaTON Capital headquartered?
AlphaTON Capital is headquartered in Road Town, Tortola, US.